Prosecution Insights
Last updated: April 19, 2026
Application No. 18/128,729

ELECTROCHEMICAL APPARATUS AND ELECTRIC DEVICE INCLUDING SAME

Non-Final OA §102§103§112
Filed
Mar 30, 2023
Examiner
CASERTO, JULIA SHARON
Art Unit
1789
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
89%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
10 granted / 17 resolved
-6.2% vs TC avg
Strong +30% interview lift
Without
With
+30.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
48 currently pending
Career history
65
Total Applications
across all art units

Statute-Specific Performance

§103
44.0%
+4.0% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
33.0%
-7.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 17 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the switch (claim 19) must be shown or the feature canceled from the claim. No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 19 and 20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 19, claim 19 recites the limitation "T1" in line 4. There is insufficient antecedent basis for this limitation in the claim. Regarding claim 19, claim 19 recites “the electric device further comprises a switch” that “closes when a temperature of the electrochemical apparatus is lower than T1, so that a current passes through the first zone”. It is unclear where the switch is located/connected or how it is configured to perform the claimed function. Claim 20 is indefinite as it depends from an indefinite base and fails to cure the deficiencies of said claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 5, 10, 14, 19, and 20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Li (US 2022/0302526 A1). Regarding claims 1 and 10, Li teaches an electrochemical apparatus (Li Fig. 8) comprising a first electrode plate (element 802A, Li Fig. 8), a first terminal (connection point in the first zone, annotated Li Fig. 8 shown below) and a second terminal (element 852, Li Fig. 9), wherein the first electrode plate comprises a composite current collector (includes elements 836A, 838, and 836B, Li Fig. 8), and the composite current collector comprises: a base layer, wherein the base layer has a first surface and a second surface that are opposite to each other (element 838, Li Fig. 8) a first conductive layer, wherein the first conductive layer is disposed on the first surface (element 836A, Li Fig. 8) a second conductive layer, wherein the second conductive layer is disposed on the second surface (element 836B, Li Fig. 8) wherein the first conductive layer comprises a first zone and a second zone (annotated Li Fig. 8 shown below) the first terminal and the second terminal are electrically connected to the first zone (Li [112]) PNG media_image1.png 848 1194 media_image1.png Greyscale Li further teaches an electrical device comprising the electrochemical apparatus (element 842 load device connected to battery, Li Fig. 8 [68]). Regarding claims 5 and 14, Li teaches all features of claims 1 and 10, as described above. Li further teaches the first zone being formed integrally by extending from the second zone and the first zone being located at an end of the composite current collector in a length direction (Li annotated Fig. 8 shown above for claim 1). Regarding claims 19 and 20, Li teaches all features of claims 1 and 10, as described above. Li further teaches the electric device comprising a switch (element 882, Li Fig. 8). Li teaches that the switch is closed when the temperature is greater than a predetermined value (Li [106]) and that the temperature that invokes the heating position (switch open) is when the temperature is lower than a predetermined temperature such as -10°C (Li [106]). In this case, when the temperature (T1 of the instant claims 19 and 20) is 5°C, Li teaches the switch is closed when the temperature is lower than T1 (when temperature is greater than -10°C and less than 5°C ). When the switch is closed, current passes through the first zone. Claims 1, 5, and 8-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yan (CN 112952104 A, English translation used for text citations, original untranslated document used for figure citations). Regarding claims 1, 5, and 8-9, Yan teaches an electrochemical apparatus (Yan pg. 5, battery) comprising a first electrode plate (negative electrode, Yan pg. 5 Example 2), wherein the first electrode plate comprises a composite current collector (Yan pg. 5 Example 2, the negative electrode current collector), and the composite current collector comprises: a base layer, wherein the base layer has a first surface and a second surface that are opposite to each other (base layer, Yan Example 2, element 1 of Fig. 1) a first conductive layer, wherein the first conductive layer is disposed on the first surface (element 4, Yan Fig. 1) a second conductive layer, wherein the second conductive layer is disposed on the second surface (element 4, Yan Fig. 1, shown on both sides of base layer 1) wherein the first conductive layer comprises a first zone and a second zone (annotated Yan Fig. 1 shown below) a bonding layer between the base layer and the first conductive layer (porous conducting layer, Yan Example 2, element 3 Fig. 1), wherein the bonding layer comprises a binder (polyvinylidene fluoride, Yan Example 2) and a conductive agent (conducting agent, Yan Example 2) a bonding layer between the base layer and the second conductive layer (porous conducting layer, Yan Example 2, element 3 Fig. 1), wherein the bonding layer comprises a binder (polyvinylidene fluoride, Yan Example 2) and a conductive agent (conducting agent, Yan Example 2) the first zone is formed integrally by extending from the second zone and the first zone is located at an end of the composite current collector in a length direction (annotated Yan Fig. 1 shown below) PNG media_image2.png 819 1203 media_image2.png Greyscale Yan does not explicitly teach the electrochemical apparatus comprising a first terminal and a second terminal, wherein the first terminal and the second terminal are electrically connected to the first zone. However, Yan teaches that the positive and negative electrodes of the electrochemical apparatus (battery) are connected. Therefore, the ordinary artisan would recognize that there must be at least two terminals present to achieve this connection. Additionally, since the electrochemical apparatus is a battery, all components of the current collector, including the first zone, are electrically connected to these terminals. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 2, 4, 6, 7, 11, 13, 15, 16 are rejected under 35 U.S.C. 103 as being unpatentable over Li. Regarding claims 2 and 11, Li teaches all features of claim 1, as described above. Li further teaches a first resistance R1 provided between the first terminal and the second terminal (Li [112]). Li is silent to the value of R1. Li teaches that the pattern of the resistive element (element 838, Li Fig. 8) can be tuned to obtain different resistances, thus resulting in the predictable result of controlling the heating energy (Li [112]). Absent unexpected results, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to optimize the pattern of the resistive element (element 838, Li Fig. 8), thus achieving different resistances including those greater than or equal to 5 mΩ, in order to control the heating energy and obtain heating suitable for a desired application. PNG media_image3.png 852 1193 media_image3.png Greyscale Regarding claim 4 and 13, Li teaches all features of claims 1 and 10, as described above. Li further teaches the second conductive layer (element 836B, Li Fig. 8) comprising a third zone, a fourth zone (annotated Li Fig. 8 shown below), a third terminal (annotated Li Fig. 8 shown below), and a fourth terminal (element 856 Li Fig. 9). Li further teaches the third terminal and the fourth terminal electrically connected to the third zone (Li [112]). Li further teaches a second resistance R2 provided between the third terminal and the fourth terminal (Li [112]). Li is silent to the value of R2. Li teaches that the pattern of the resistive element (element 838, Li Fig. 8) can be tuned to obtain different resistances, thus resulting in the predictable result of controlling the heating energy (Li [112]). Absent unexpected results, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to optimize the pattern of the resistive element (element 838, Li Fig. 8), thus achieving different resistances including those greater than or equal to 5 mΩ, in order to control the heating energy and obtain heating suitable for a desired application. Regarding claim 6 and 15, Li teaches all features of claim 1, 4, 10, and 13, as described above. Li further teaches the third zone formed integrally be extending from the fourth zone and the third zone being located at an end of the composite current collector in a length direction (annotated Li Fig. 8 shown above for claim 4). Regarding claim 7 and 16, Li teaches all features of claims 1, 4, 10, and 13, as described above. Li further teaches the first electrode plate further comprising a first active material layer (element 850, Li Fig. 8) that is disposed on a surface of the second zone (annotated Li Fig. 8 shown above for claim 1). Claims 3 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Li in view of Grepow (Grepow Rechargeable Battery. The internal resistance (IR) of LiPo Batteries | Battery Monday. May 10, 2021). Regarding claims 3 and 12, Li teaches all features of claims 1, 2, 10, and 11, as described above. Li further teaches a positive tab and a negative tab (connection points annotated on Li Fig. 8, shown below). PNG media_image4.png 849 1177 media_image4.png Greyscale Li is silent to the internal resistance R provided between the positive tab and the negative tab. However, Grepow teaches that it is known to form batteries with low internal resistance in order to achieve improved battery performance (Grepow, Conclusion) since small internal resistance results in “strong high-current discharge capability” and large internal resistance results in “weak discharge capability” (Grepow, Influencing Factors). Since it is known that having batteries with low internal resistance is desired and Li teaches that the resistance of the resistive element can be tuned to achieve desired heating performance, as described above for claim 2, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to optimize the internal resistance R of the electrochemical apparatus of Li, including values resulting in 0.05 ≤ R1/R ≤ 5000, in order to obtain an electrochemical apparatus with improved battery performance, as taught by Grepow, and heating performance suitable for a desired application. Claims 10, 14, and 17-18 are rejected under 35 U.S.C. 103 as being unpatentable over Yan. Regarding claims 10, 14 and 17-18, Yan teaches an electrochemical apparatus (Yan pg. 5, battery) comprising a first electrode plate (negative electrode, Yan pg. 5 Example 2), wherein the first electrode plate comprises a composite current collector (Yan pg. 5 Example 2, the negative electrode current collector), and the composite current collector comprises: a base layer, wherein the base layer has a first surface and a second surface that are opposite to each other (base layer, Yan Example 2, element 1 of Fig. 1) a first conductive layer, wherein the first conductive layer is disposed on the first surface (element 4, Yan Fig. 1) a second conductive layer, wherein the second conductive layer is disposed on the second surface (element 4, Yan Fig. 1, shown on both sides of base layer 1) wherein the first conductive layer comprises a first zone and a second zone (annotated Yan Fig. 1 shown below) a bonding layer between the base layer and the first conductive layer (porous conducting layer, Yan Example 2, element 3 Fig. 1), wherein the bonding layer comprises a binder (polyvinylidene fluoride, Yan Example 2) and a conductive agent (conducting agent, Yan Example 2) a bonding layer between the base layer and the second conductive layer (porous conducting layer, Yan Example 2, element 3 Fig. 1), wherein the bonding layer comprises a binder (polyvinylidene fluoride, Yan Example 2) and a conductive agent (conducting agent, Yan Example 2) the first zone is formed integrally by extending from the second zone and the first zone is located at an end of the composite current collector in a length direction (annotated Yan Fig. 1 shown below) PNG media_image2.png 819 1203 media_image2.png Greyscale Yan does not explicitly teach the electrochemical apparatus comprising a first terminal and a second terminal, wherein the first terminal and the second terminal are electrically connected to the first zone. However, Yan teaches that the positive and negative electrodes of the electrochemical apparatus (battery) are connected. Therefore, the ordinary artisan would recognize that there must be at least two terminals present to achieve this connection. Additionally, since the electrochemical apparatus is a battery, all components of the current collector, including the first zone, are electrically connected to these terminals. Yan does not explicitly teach an embodiment of an electrical device comprising the electrochemical apparatus. However, Yan teaches lithium ion batteries (Yan pg. 2, Technical Field) and that lithium ion batteries are used in vehicles (Yan pg. 2 Background), which are electrical devices. Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to add the electrochemical apparatus (lithium ion battery) of Yan to a vehicle in order to obtain the predictable result of a vehicle containing a lithium ion battery. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Yu (US 2020/0235444 A1): appears to disclose a self-heating battery (abstract, title, Fig. 2A, [3-5]). Ravdel (US 2012/0315537 A1): appears to disclose a composite current collector (abstract, claim 1). Any inquiry concerning this communication or earlier communications from the examiner should be directed to JULIA S CASERTO whose telephone number is (571)272-5114. The examiner can normally be reached 7:30 am - 5 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marla McConnell can be reached at 571-270-7692. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.S.C./Examiner, Art Unit 1789 /MARLA D MCCONNELL/Supervisory Patent Examiner, Art Unit 1789
Read full office action

Prosecution Timeline

Mar 30, 2023
Application Filed
Feb 23, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12555791
POLYAMIC ACID DERIVATIVES BINDER FOR LITHIUM ION BATTERY
2y 5m to grant Granted Feb 17, 2026
Patent 12555767
METHODS FOR THE CONTROLLED SYNTHESIS OF LAYERED LITHIUM AND SODIUM TRANSITION METAL OXIDES USING ELECTROCHEMICALLY ASSISTED ION-EXCHANGE
2y 5m to grant Granted Feb 17, 2026
Patent 12519138
SOLID-STATE BATTERY
2y 5m to grant Granted Jan 06, 2026
Patent 12489165
BATTERY MODULE FOR ENERGY STORAGE DEVICE
2y 5m to grant Granted Dec 02, 2025
Patent 12438195
Non-Aqueous Electrolyte, and Lithium Secondary Battery Comprising the Same
2y 5m to grant Granted Oct 07, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
89%
With Interview (+30.0%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 17 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month