Prosecution Insights
Last updated: October 21, 2026
Application No. 18/129,151

APPARATUS, SYSTEM, AND METHOD FOR PATIENT-SPECIFIC INSTRUMENTATION

Non-Final OA §103
Filed
Mar 31, 2023
Priority
Mar 31, 2022 — provisional 63/326,249 +1 more
Examiner
BECCIA, CHRISTOPHER J
Art Unit
3775
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Treace Medical Concepts Inc.
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
1228 granted / 1471 resolved
+13.5% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
42 currently pending
Career history
1516
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
57.7%
+17.7% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
7.7%
-32.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1471 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on May 6, 2026 has been entered. Response to Arguments Applicant’s arguments, filed November 20, 2025, with respect to the rejection(s) of claim(s) 1, 3-9, 12, and 13 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made. Please direct attention to rejection below, specifically reference Kunz regarding the amended limitation of a trajectory guide configured to guide one or more fasteners into one or more bones at a patient-specific trajectory determined in a preoperative plan. Allowable Subject Matter Claims 10 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art fails to teach or disclose wherein the proximal bone attachment feature comprises a first opening in the proximal bone attachment feature, the first opening configured to accept a fastener that engages the first bone, and a second opening in the proximal bone attachment feature, the second opening configured to accept a reduction guide that engages the first bone, the reduction guide configured to draw at least one of the first bone and the bone positioner toward each other when activated in one manner and extend at least one of the first bone and the bone positioner away from each other when activated in another manner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-9, 12, and 13 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Pub. No. 2023/0077222 to Awtrey in view of U.S. Patent Pub. No. 2014/0343403 to Kunz et al. in view of U.S. Patent Pub. No. 2021/0113222 to Khatibi et al. As to Claim 1, Awtrey discloses an apparatus (Figs. 1, 3B-5) for remediating a condition present in a patient's foot [0004]. The apparatus comprises a bone positioner (100) that comprises a bone attachment feature (110) configured to couple the bone positioner to at least one of a first bone and a second bone [0007, 0023, 0031], and a positioning member (AE) configured to position the second bone a patient-specific distance relative to the first bone for remediating a condition present in a patient's foot (specific positioning of AE described in [0023, 0034-0035]). A trajectory guide (130) configured to guide one or more fasteners into one or more bones at a trajectory (desired position described in [0024], predetermined distance described in [0044]). As to Claim 3, Awtrey discloses an apparatus further comprising a body (120) having a proximal end (towards 120C, Fig. 5) and a distal end (towards 120A, Fig. 5), the body connecting the positioning member (AE) and the trajectory guide (130), and wherein the positioning member (AE) is near the distal end of the body (Fig. 5, [0023]) and the trajectory guide (130) is near the proximal end of the body (Fig. 5, [0024]). As to Claim 4, Awtrey discloses an apparatus further comprising a coupler (138) configured to join the bone positioner (100) and the trajectory guide (130, [0048]). As to Claim 6, Awtrey discloses an apparatus wherein the trajectory guide (130) comprises a proximal opening (135) configured to receive a proximal sleeve (W1, [0029-0030, 0044]), a distal opening (134) configured to receive a distal sleeve [0026-0029], and wherein one of the proximal opening and the distal opening are configured to orient the proximal sleeve and the distal sleeve at a patient-specific angle relative to a long axis of the first bone (patient trajectory described in [0035]). As to Claim 7, Awtrey discloses an apparatus wherein the positioning member (AE) further comprises a base that engages with the first bone (distal portion of AE, [0034-0035]), a leg (150) that extends from the base toward the second bone (Fig. 6B), and a foot connected to the leg, the foot configured to engage with the second bone [0023]. As to Claim 9, Awtrey discloses an apparatus wherein the bone attachment feature (110) comprises a proximal bone attachment feature (J, [0031]) configured to engage the first bone, and a distal bone (112) attachment feature configured to engage the second bone [0031, 0047]. As to Claim 12, Awtrey discloses an apparatus wherein the bone attachment feature is configured to couple the bone positioner (100) to both the first bone and the second bone [0031, 0047], the distal bone attachment feature comprising an opening (within 112), the opening configured to receive a fastener that engages the second bone [0023, 0031]. As to Claim 13, Awtrey discloses an apparatus wherein the positioning member (AE) comprises an offset adjustment member (J) coupled to the bone positioner and configured to change a position of the second bone relative to the first bone from an initial position to a second position for remediating a condition present in a patient's foot (adjustment via J described in [0031]). As to Claims 1-9, 12, and 13, Awtrey discloses the claimed invention except for a trajectory guide configured to guide one or more fasteners into one or more bones at a patient-specific trajectory determined in a preoperative plan, wherein the bone positioner is reusable in a subsequent surgical procedure and the trajectory guide is a single use patient-specific apparatus, wherein the patient-specific distance and the patient-specific trajectory are determined based on a bone model of one or more bones of a patient, the bone model generated based on medical imaging of the patient's foot and wherein the bone positioner is a patient-specific bone positioner and the trajectory guide is a patient-specific trajectory guide, wherein the bone positioner further comprises: a bone engagement surface configured to match a surface contour of at least one of the first bone and the second bone. Kunz discloses a surgical guide apparatus (Figs. 16a-16d) wherein a trajectory guide (306/308) is configured to guide one or more fasteners [0131] into one or more bones at a patient-specific trajectory (310) determined in a preoperative plan ([0131] describes using guidance tool 306 to drill screws holes into bone at a preoperatively determined trajectory) in order to allow for preoperative procedure and methodology to provide guidance in accurately placing fasteners within the bone [0131]. Khatibi discloses a surgical guide apparatus (10, Fig. 1, [0005]) wherein a patient-specific distance is determined in a preoperative plan ([0122] describes sizing of resection guide for the specific patient based on bone size, according to the preoperative surgical plan). A bone positioner is reusable in a subsequent surgical procedure and the trajectory guide is a single use patient-specific apparatus (reusable components described in [0007]). A patient-specific distance and a patient-specific trajectory are determined based on a bone model of one or more bones of a patient (patient specific guide described in [0056] modeling described in [0061]), the bone model generated based on medical imaging of the patient's foot and wherein the bone positioner (92) is a patient-specific bone positioner and the trajectory guide (90) is a patient-specific trajectory guide [0061, 0067, 0073]. The bone positioner (90) further comprises a bone engagement surface (91) configured to match a surface contour of at least one of the first bone and the second bone [0073] in order to allow the apparatus to be able to define features that are made to have positions, orientations, dimensions, and axes specific to the particular patient's anatomy including various anatomic or reverse alignment axes based on the computer-assisted pre-operative plan associated with the patient [0061, 0122]. It would have been obvious to one having ordinary skill in the art at the time the invention was made to modify the apparatus of Awtrey with the preoperative plan modification of Kunz in order to allow for preoperative procedure and methodology to provide guidance in accurately placing fasteners within the bone, and with the resuable member and patient-specific modeling modifications of Khatibi in order to allow the apparatus to be able to define features that are made to have positions, orientations, dimensions, and axes specific to the particular patient's anatomy including various anatomic or reverse alignment axes based on the computer-assisted pre-operative plan associated with the patient. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER J BECCIA whose telephone number is (571)270-7391. The examiner can normally be reached Mon - Fri 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Truong can be reached at 571-272-4705. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER J BECCIA/Primary Examiner, Art Unit 3775
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Prosecution Timeline

Show 4 earlier events
Nov 20, 2025
Response Filed
Jan 06, 2026
Final Rejection mailed — §103
Feb 25, 2026
Interview Requested
Mar 06, 2026
Examiner Interview Summary
Apr 06, 2026
Response after Non-Final Action
May 06, 2026
Request for Continued Examination
May 11, 2026
Response after Non-Final Action
Sep 01, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12751830
KNEE-JOINT ENDOPROSTHESIS
2y 10m to grant Granted Oct 06, 2026
Patent 12745996
SURGICAL SYSTEM AND METHOD
4y 7m to grant Granted Sep 29, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+14.0%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1471 resolved cases by this examiner. Grant probability derived from career allowance rate.

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