Prosecution Insights
Last updated: April 19, 2026
Application No. 18/130,228

IMAGING LENS AND IMAGING APPARATUS

Final Rejection §102§103
Filed
Apr 03, 2023
Examiner
LEIBY, CHRISTOPHER E
Art Unit
2621
Tech Center
2600 — Communications
Assignee
Tamron Co. Ltd.
OA Round
3 (Final)
61%
Grant Probability
Moderate
4-5
OA Rounds
2y 10m
To Grant
84%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
607 granted / 988 resolved
-0.6% vs TC avg
Strong +23% interview lift
Without
With
+22.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
31 currently pending
Career history
1019
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
33.8%
-6.2% vs TC avg
§112
10.5%
-29.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 988 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. Claims 1-17 are pending. Bolded claim language below regards newly amended subject matter with a corresponding new rejection citation. Newly amended subject matter that is not bolded does not comprise a new rejection citation (utilizes previous interpretation that is unchanged in view of the new language) or is a newly added claim. Claim Rejections - 35 USC § 102 3. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3-11, and 16-17 is/are rejected under 35 U.S.C. 102a2 as being anticipated by McMichael et al. (US Patent 11,921,261), herein after referred to as McMichael. Regarding independent claim 1, McMichael discloses an imaging lens (Figure 1 102) comprising: sequentially (104(1) to 104(5)) from an object side (left side as oriented in figure 1 opposite to image side with sensor 118) to an image side (right side as oriented in figure 1 with image sensor 118), a first lens (104(1)) including a negative meniscus lens having a convex shape directed to the object side (column 4 lines 12-14); a second lens (104(2)) configured with a single lens (See response to arguments. Multiple interpretations in view of “a single lens”. 1) The second lens in configured with a different single lens: 104(2) is comprised of 108(1) directly in contact with lens 108(2); 2) the second lens is configured of a single lens: 104(2) is comprised of 108(1) and 108(2) which are both single lenses. Even though 108(2) is cemented thereto it does not negate that 108(1) is a single lens.) and including a positive meniscus lens (108(2)) (Column 7 lines 54-63 describes the exit lens 108(2), of 104(2), includes positive optical power enabling lens 108(2) to be configured to converge the rays 140 (describing positive meniscus).) having a convex shape directed to the image side (Column 4 lines 43-48 describes surface 116(2), of lens 108(2), to be convex.); at least one lens including a third lens (104(3)); a fourth lens (110(1) of 104(4)); a fifth lens (110(2) of 104(4)); and a sixth lens (104(5)) including a positive lens (104(3) column 8 line 1, 110(1) column 8 lines 6-7, 104(5) column 8 lines 13-14) having a convex surface as an image-side surface (surface 120(2) column 5 lines 4-5, surface 122(2) column 5 lines 12-13, 126(2) column 5 lines 48-49), wherein Expression (1) is satisfied as follows (where the given values come from will be detailed after the equation): 1.2<D.sub.2/f (1) (D2=6 to 12mm; f=1 to 3mm; D2/f=4 to 6 mm ; 1.2<4 to 6) where D.sub.2 (Figure 1B 134(2)+134(3)) is a thickness of the second lens (104(2)) on an optical axis (106) (Column 6 lines 58-61 describes thicknesses 134(2) and 134(3) to both individually be in the range of 3 to 6 millimeters for a total thickness of lens 104(2) to be in a range of 6 to 12 millimeters.), and f is a focal length of the imaging lens (102) (Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters.). Regarding claim 3, McMichael discloses the imaging lens according to claim 1, wherein Expression (3) is satisfied as follows: 0.05<D.sub.1/f<0.6  (3) where D.sub.1 is a thickness (134(1)) of the first lens (104(1)) on the optical axis (106) (Column 6 lines 54-56 describes 134(1) as between 1 and 2 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f=1.7 and the D1= 1.003. 1.003/1.7 =.59.). Regarding claim 4, McMichael discloses the imaging lens according to claim 1, wherein Expression (4) is satisfied as follows: 0.1<d.sub.1-2/f<2.0  (4) where d.sub.1-2 is an air distance (138(1)) between the first lens (104(1)) and the second lens (104(2)) on the optical axis (106) (Column 7 lines 13-15 describes a range of 6 to 10 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work for f and 138(1) including: f = 3 and D1-2 = 6; 6/3=2.). Regarding claim 5, McMichael discloses the imaging lens according to claim 1, wherein the first lens (104(1)) has at least one aspherical face (Figure 1A surfaces 112(1) and 112(2) of first lens 104(1) described in column 4 lines 13-15 to both be aspherical.). Regarding claim 6, McMichael discloses the imaging lens according to claim 1, wherein Expression (5) is satisfied as follows: 0.5<R.sub.11/f<10.0  (5) where R.sub.11 is a paraxial curvature radius of an object side surface (112(1)) of the first lens (104(1)) (Column 4 lines 15-18 describes the radius to be between 9 and 14 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f= 2 and r11 = 10; 10/2 =5.). Regarding claim 7, McMichael discloses the imaging lens according to claim 1, wherein Expression (6) is satisfied as follows: 0.25<D.sub.3/f<2.0  (6) where D.sub.3 is a thickness (134(4)) of the third lens (104(3)) on the optical axis (106) (Column 6 lines 62-63 describes the thickness 134(4) between 2 and 5 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f= 2 and D3 = 3; 3/2 =1.5.). Regarding claim 8, McMichael discloses the imaging lens according to claim 1, wherein Expression (7) is satisfied as follows: 0<d.sub.5-6/f<1.5  (7) where d.sub.5-6 is an air distance (138(4)) between the fifth lens (110(2) of 104(4)) and the sixth lens (104(5)) on the optical axis (106) (Column 7 lines 24-27 describes the distance 138(4) between 1 and 4 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f= 3 and D5-6 = 3; 3/3 =1.). Regarding claim 9, McMichael discloses the imaging lens according to claim 1, wherein Expression (8) is satisfied as follows: 2.0<TTL/f<10.0  (8) where TTL is a distance (Figure 1B 134(1)+138(1)+134(2)+134(3)+134(4)+138(2)+138(3)+134(5)+134(6)+138(4)+134(7)+138(5)+ 136(1)+138(6)+ 136(2)) from an object side surface (112(1)) of the first lens (104(1)) to an image plane (118) on the optical axis (106) (Column 6 lines 29-31 describes the track length is between 40-50 millimeters. Column 6 line 51 to column 7 line 32 describes each individual range of values (in mm) including: 134(1) 1-2, 138(1) 6-10, 134(2) 3-6, 134(3) 3-6, 134(4) 2-5, 138(2) 2-4, 138(3) 2-6, 134(5) 4-7, 134(6) 0.1-3, 138(4) 1-4, 134(7) 2-5, 138(5) 0.2-1, 136(1) 0.1-0.7, 138(6) 1-3, and 136(2) 0.1-0.8 for a total range of TTL= 27.5-63.5. Column 7 lines 41-45 describes the filter and/or cover are optional and may not be included and the distance between fifth lens 104(5) and sensor 118 is between 2 to 5mm. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f= 3 and TTL = 27.5; 27.5/3 =9.166. ), and a value (not utilized in the expression) converted into air is used as a distance (138(5)+optionally 136(1)+138(6)+optionally 136(2)) from the sixth lens (104(5)) to the image plane (sensor 118) on the optical axis (106) (Column 7 lines 6-10 describes 136(1) between 0.1 and 0.7 millimeters and 136(2) between 0.1 and 0.8 millimeters. Column 7 lines 27-32 describes the distances 138(5) between 0.2 and 1 millimeters and 138(6) is between 1 and 3 millimeters.). Regarding claim 10, McMichael discloses the imaging lens according to claim 1, wherein Expression (9) is satisfied as follows: 0.2<BF/f<2.0  (9) where BF is a distance (138(5)+optionally 136(1)+138(6)+optionally 136(2)) converted into air from an image side surface (126(2)) of the sixth lens (104(5)) to the image plane (118) on the optical axis (106) (Column 7 lines 6-10 describes 136(1) between 0.1 and 0.7 millimeters and 136(2) between 0.1 and 0.8 millimeters. Column 7 lines 27-32 describes the distances 138(5) between 0.2 and 1 millimeters and 138(6) is between 1 and 3 millimeters. Column 7 lines 41-45 describes the filter and/or cover are optional and may not be included. A total range of the distance TTL (including without filter and cover and with filter and cover): 1.4 to 5.5 millimeters. Column 6 lines 37-39 describes the focal length of the lens assembly 102 to be in a range of 1 to 3 millimeters. Multiple values may work including: f= 2 and TTL = 5; 5/2 =2.5.). Regarding claim 11, McMichael discloses the imaging lens according to claim 1, wherein Expression (10) is satisfied as follows: 90°<FOV  (10) where FOV is an angle of view of the imaging lens (Column 6 lines 33-37 describes vertical FOV equal to or greater than 50, horizontal FOV equal to or greater than 80, and/or diagonal FOV is equal to or greater than 95 degrees.). Regarding claim 16, McMichael discloses the imaging lens according to claim 1, wherein all lenses from the first lens (104(1)) to the sixth lens (104(5)) are made of glass (Column 2 lines 33-35 describes the lenses may be made of glass.). Regarding claim 17, McMichael discloses an imaging apparatus (figure 1A 100) comprising: the imaging lens (102) according to claim 1; and an image sensor (118) that converts an optical image formed by the imaging lens into an electrical signal (column 4 lines 59-61). Claim Rejections - 35 USC § 103 4. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over McMichael in view of Usiu et al. (EP Patent Application Publication 3220179A1), herein after referred to as Usiu. Regarding claim 12, McMichael discloses the imaging lens according to claim 1, McMichael does not specifically disclose wherein Expression (11) is satisfied as follows: 40<ν.sub.3  (11) where ν.sub.3 is an Abbe number of the third lens with respect to d Line. Usiu discloses wherein Expression (11) is satisfied as follows: 40<ν.sub.3  (11) where ν.sub.3 is an Abbe number of the third lens with respect to d Line (Table 5 fifth column vd described in paragraph [0044] to be abbe number with respect to the d-line, surface 6 (of third lens 21’) to be 75.5.) (40<75.5). It would have been obvious to one skilled in the art before the effective filing date of the current application to enable McMichael’s third lens (104(3)) with the known technique of satisfying expression (11) yielding the predictable results of suppressing chromatic aberration as disclosed by Usiu (paragraph [0037]). Allowable Subject Matter 5. Claims 2 and 13-15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: None of the cited art discloses the expressions of claims 2 and 13-15. Response to Arguments 6. Applicant’s arguments, filed 1/29/2026, with respect to the rejection(s) of claim(s) have been fully considered and are unpersuasive. Page 8 of the filed remarks states that the newly amended claim language of the second lens being configured with a single lens “and thus is not cemented to third lens”. However, a second lens “configured” with a single lens comprises an extremely broad scope. A single lens not cemented with any lens is itself a lens and therefore considered “configured with a single lens”. A single lens cemented with another lens includes the interpretation that being “configured” regards another lens besides the single lens. A single lens that is cemented directly and/or indirectly with multiple other lens still falls within the scope of being “configured” with another lens. Lastly, a lens regardless of being cemented or not to another lens is still a singular lens and therefore “configured with a single lens”. In order for the claim language to be limited to applicant’s remarks the language must reflect the limited scope. For example, in view of applicant’s G2 lens, the lens is never cemented with another lens. Therefore, applicant may claim “a second lens that is not cemented with another lens”. While this specific wording is not stated in the written specification it is clearly supported in view of the figures. Further, while the claims are to be interpreted in light of the specification, limitations from the specification are not brought into the claims. Applicant’s invention is given its broadest most reasonable interpretation. Therefore, the second lens being “configured with a single lens” does not inherently limit the scope to “not being cemented with another lens” as argued. Applicant’s next argument regards the cemented lens 108(2), page 9 of the filed remarks. As described above 104(2) is identified as the second lens. 104(2) is a lens element that comprises a positive meniscus lens having a convex shape directed to the image side. In the current state of the claim language the rejection is maintained final. However, it is noted if applicant amends the claims, as suggested, it would overcome the current rejection. Said amendments after final would require further search and consideration. Conclusion 7. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER E LEIBY whose telephone number is (571)270-3142. The examiner can normally be reached 11-7. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amr Awad can be reached at 571-272-7764. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER E LEIBY/Primary Examiner, Art Unit 2621
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Prosecution Timeline

Apr 03, 2023
Application Filed
Jun 07, 2025
Non-Final Rejection — §102, §103
Aug 25, 2025
Interview Requested
Sep 04, 2025
Examiner Interview Summary
Sep 04, 2025
Applicant Interview (Telephonic)
Sep 09, 2025
Response Filed
Nov 06, 2025
Non-Final Rejection — §102, §103
Jan 29, 2026
Response Filed
Feb 12, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
61%
Grant Probability
84%
With Interview (+22.8%)
2y 10m
Median Time to Grant
High
PTA Risk
Based on 988 resolved cases by this examiner. Grant probability derived from career allow rate.

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