Prosecution Insights
Last updated: August 16, 2026
Application No. 18/132,192

BATTERY ASSEMBLY AND POWER SOURCE DEVICE

Non-Final OA §103
Filed
Apr 07, 2023
Priority
Feb 26, 2021 — JP 2021-031250 +2 more
Examiner
BARCENA, CARLOS
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
VEHICLE ENERGY JAPAN INC.
OA Round
3 (Non-Final)
80%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
911 granted / 1131 resolved
+15.5% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
36 currently pending
Career history
1149
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
46.4%
+6.4% vs TC avg
§102
26.1%
-13.9% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1131 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 07/17/2026 has been entered. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim 1-6, 8, 9, 11, and 19-21 are rejected under 35 U.S.C. 103 as being unpatentable over Liu et al. (US 2019/0207194) in view of Kim et al. (US 10,177,353) and Inoue et al. (US 2017/0358788). Regarding claim 1, Liu teaches a composite end plate and battery module comprising: a plurality of batteries (not shown) arranged along a direction (para 0055); two composite end plates 1; and two side plates 2 together form a fixing frame for fixing the batteries (Fig. 1). The composite end plate (end spacer) includes end plate body 11 and a rigid connecting plate 12. The end plate body 11 is made of non-metal material (i.e., insulating) and the rigid connecting plate 12 is made of metal material (para 0060). Both the side plate 2 and the rigid connecting plate 12 are made of steel (para 0062). A first end component of the end plates includes a connecting segment 111 including screw mounting holes 117 (fixing portion, Fig. 2; para 0058), which accommodates a fixing body to, to install the battery assembly to an installing body. The rigid base plate 11 and the side plates 2 being made of different material are not connected electrically to each other. See annotated Figures 1 and 2 to Liu are provided below. PNG media_image1.png 712 773 media_image1.png Greyscale PNG media_image2.png 918 720 media_image2.png Greyscale Liu does not teach (1) a connection terminal to connect electrically with a first battery cell of the plurality of battery cells and configured to be electrically connected with an entity outside the battery assembly; and (2) the first end component includes a metal collar defining a through hole configured to receive a fixing body. Kim, directed to rechargeable battery module, teaches end support 310 including a terminal connection (not numbered) connect electrically with a first battery cell of the plurality of battery cells and configured to be electrically connected with an entity outside the battery assembly. See annotated Fig. 1. Its location is viewed as a design choice. PNG media_image3.png 528 674 media_image3.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date to have a main terminal connection where power from the battery module may be supplied to a load outside the battery assembly. See MPEP 2144.04(VI)(C). Inoue, directed to a battery module, teaches connecting member 26 is inserted into a metal collar 46 (Fig. 2); in view of Liu, the metal collar insulated from the pair of side plates (see annotated Fig. 2 above). It would have been obvious to one of ordinary skill in the art before the effective filing date for the first end component to further include a metal collar because a restraining load is increased by the metal collar (para 0010); and creep deformation is suppressed by adopting a configuration in which the metal collars (para 0011). Regarding claim 2, Liu teaches the rigid connecting plate and the side plate can be made of identical material, and can be connected to each other through a welding process (connection portion, para 0016). The rigid connecting plate 12 is made of metal material (para 0060). The end plate positioned adjacent to the end spacer and electrically insulated from the metal collar via the end spacer (annotated Fig. 1). Regarding claim 3, Liu teaches the end plate and the first side plate are connected to each other at the connection portion outside the end spacer in the stacking direction; the end plate and the first side plate fasten the plurality of battery cells in the stacking direction; and the first side plate is not electrically connected with the fixing body (Fig. 1). Regarding claim 4, Liu teaches the end plate and the first side plate are connected to each other at the connection portion inside the end spacer in the stacking direction; the end plate and the first side plate fasten the plurality of battery cells in the stacking direction; and the side plate is not electrically connected with the fixing body (Fig. 1). Regarding claim 5, Liu teaches wherein a first side plate of the pair of side plates fastens a pair of end spacers and the plurality of the battery cells in the stacking direction, and the first side plate is not electrically connected with the fixing body (Fig. 1). Regarding claim 8, Liu teaches the first end component includes composite end plate 1, which is connected with a first side plate 2 of the plurality of side plates, and end plate body 11 (end spacer) sandwiched between a first battery cell of the plurality of battery cells and the end plate, the end plate includes at least one of: (a) a connection portion with the first side plate and (b) a fixing portion to fix the battery assembly to an installing entity; and a distance in the stacking direction between the end plate and an opposing surface of the first battery cell is larger than a thickness of the first battery cell. (Fig. 1). Regarding claim 9, Liu teaches the first end component includes composite end plate 1, which is connected with a first side plate 2 of the plurality of side plates, and end plate body 11 (end spacer) sandwiched between a first battery cell of the plurality of battery cells and the end plate; the end spacer includes at least one of: (a) the connection portion with the first side plate and (b) a fixing portion to fix the battery assembly to an installing entity, and a distance in the stacking direction between the end spacer and an opposing surface of the first battery cell is larger than a thickness of the first battery cell (Fig. 1). Regarding claim 11, Liu teaches the pair of end components includes the first end component, which is disposed at a first end of the battery body in the stacking direction, and a second end component, which is disposed at an opposing second end of the battery body in the stacking direction; the first end component includes (a) a first end plate connecting with a first side plate of the plurality of side plates and (b) a first end spacer disposed between the end plate and the battery cell located nearest to the end plate; the second end component includes a first end plate and a first end spacer; and a length of the first end plate in the stacking direction is greater than a length in the stacking direction of the second end plate and a first battery cell of the plurality of battery cells (Fig. 1). Regarding claim 19, Liu teaches the through hole of the metal collar is not surrounded by the end plate (annotated Fig. 2). Regarding claim20, Liu teaches the end plate is spaced apart from the metal collar (annotated Fig. 2). Regarding claim 21, Liu teaches end plate body 11 is made of non-metal material (para 0060) interpreted as an insulating resin. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Liu et al. (US 2019/0207194) in view of Kim et al. (US 10,177,353) and Inoue et al. (US 2017/0358788) as applied to claim 1 above, in further view of Okada et al. (US 2010/0167115). Regarding claim 7, Liu does not teach a gap between the battery cells and the first side plate. Okada, directed to a battery system, teaches a gap is created between a battery cell outer side-wall and metal band by disposing an insulating wall vertical section between the battery cell outer side-wall and metal band, and the battery cell is insulated from the metal band via that gap (para 0044). It would have been obvious to one of ordinary skill in the art before the effective filing date to further have a gap in order to insulate the battery cells (para 0044). Allowable Subject Matter Claims 10 and 16-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 12-15 are allowable. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS BARCENA whose telephone number is (571)270-5780. The examiner can normally be reached Monday-Thursday 8-5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tong Guo can be reached at (571)272-3066. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CARLOS BARCENA/Primary Examiner, Art Unit 1723
Read full office action

Prosecution Timeline

Show 1 earlier event
Oct 28, 2025
Non-Final Rejection mailed — §103
Mar 02, 2026
Response Filed
Mar 25, 2026
Final Rejection mailed — §103
Jun 23, 2026
Examiner Interview Summary
Jun 23, 2026
Applicant Interview (Telephonic)
Jul 17, 2026
Request for Continued Examination
Jul 18, 2026
Response after Non-Final Action
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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DEVICE FOR HEATING BATTERY CELL AND METHOD OF HEATING BATTERY CELL USING THE SAME
3y 3m to grant Granted Aug 11, 2026
Patent 12695088
CATHODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY AND LITHIUM SECONDARY BATTERY INCLUDING THE SAME
3y 5m to grant Granted Jul 28, 2026
Patent 12695090
POSITIVE ACTIVE MATERIAL AND ELECTROCHEMICAL DEVICE
3y 4m to grant Granted Jul 28, 2026
Patent 12689093
COPOLYMER FOR SEPARATOR, AND SECONDARY BATTERY COMPRISING SAME
3y 1m to grant Granted Jul 21, 2026
Patent 12689063
Lithium Secondary Battery
2y 11m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+12.2%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1131 resolved cases by this examiner. Grant probability derived from career allowance rate.

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