Prosecution Insights
Last updated: April 19, 2026
Application No. 18/132,391

Work Method, Work Vehicle And Work System

Non-Final OA §102§103§112
Filed
Apr 08, 2023
Examiner
VORCE, AMELIA J.I.
Art Unit
3666
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Yanmar Holdings Co. Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
94%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
190 granted / 264 resolved
+20.0% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
23 currently pending
Career history
287
Total Applications
across all art units

Statute-Specific Performance

§101
13.1%
-26.9% vs TC avg
§103
34.1%
-5.9% vs TC avg
§102
16.0%
-24.0% vs TC avg
§112
33.1%
-6.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 264 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION This Office action is in response to application filed on 4/8/2023. Claim(s) 1-13 is/are pending. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “travel control unit” in claim(s) 12-13, described in Applicant’s specification as “the control device 13 operates as a travel control unit 45”, [0032], “The control device 13 is configured by a computer such as a CPU, and as shown in FIG. 3, is connected to a storage unit 40 such as a ROM, a RAM, a hard disk drive, or a flash memory, and to a communication unit 41 that communicates with an external instrument.”, [0026]. “work control unit” in claim(s) 12-13, described in Applicant’s specification as “the control device 13 operates as…a work control unit 46”, [0032], “The control device 13 is configured by a computer such as a CPU, and as shown in FIG. 3, is connected to a storage unit 40 such as a ROM, a RAM, a hard disk drive, or a flash memory, and to a communication unit 41 that communicates with an external instrument.”, [0026]. “detection unit” in claim(s) 12-13, described in Applicant’s specification as “the control device 13 operates as…a finish detection unit 47 (detection unit)”, [0032], “The control device 13 is configured by a computer such as a CPU, and as shown in FIG. 3, is connected to a storage unit 40 such as a ROM, a RAM, a hard disk drive, or a flash memory, and to a communication unit 41 that communicates with an external instrument.”, [0026]. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 1-13 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim(s) 1, and similarly claims 12-13, recite(s) the limitation "each work position". There is insufficient antecedent basis for this limitation in the claim(s), and thus, the claim(s) is/are indefinite. See MPEP 2173.05(e). For the purposes of examination, the examiner is interpreting the limitation(s) to be “work positions”, instead. Claim(s) 5 recite(s) the limitation “wherein in the work travel step, a vehicle speed of the work vehicle when performing the work travel is controlled based on the detected finish level”. This limitation is unclear and thus, the claim(s) is/are indefinite. Specifically, claim 1, from which claim 5 depends, recites that the “detection step” is performed “after performing the work travel”. Claim 5 attempts to further limit claim 1 by reciting that “in the work travel step, a vehicle speed of the work vehicle when performing the work travel is controlled based on the detected finish level” (emphasis added). How is the “detected finish level” utilized in the “work travel step” as recited in claim 5 if the “finish level” isn’t detected until after the “work travel step” as recited in claim 1? For the purposes of examination, the examiner is interpreting the scope of the limitation to be that in the work travel step, a vehicle speed of the work vehicle when performing the work travel is controlled. Claim(s) 6 recite(s) the limitation “wherein in the work travel step, work is performed by a work machine provided in the work vehicle when performing the work travel, and a rotation speed of the work machine when performing the work travel is controlled based on the detected finish level”. This limitation is unclear and thus, the claim(s) is/are indefinite. Specifically, claim 1, from which claim 6 depends, recites that the “detection step” is performed “after performing the work travel”. Claim 6 attempts to further limit claim 1 by reciting that “in the work travel step, work is performed by a work machine provided in the work vehicle when performing the work travel, and a rotation speed of the work machine when performing the work travel is controlled based on the detected finish level” (emphasis added). How is the “detected finish level” utilized in the “work travel step” as recited in claim 6 if the “finish level” isn’t detected until after the “work travel step” as recited in claim 1? For the purposes of examination, the examiner is interpreting the scope of the limitation to be that in the work travel step, work is performed by a work machine provided in the work vehicle when performing the work travel, and a rotation speed of the work machine when performing the work travel is controlled. Claim(s) 9 recite(s) the limitation "the finish level previously detected in the already-worked region". There is insufficient antecedent basis for “the finish level previously detected” in the claim(s), and thus, the claim(s) is/are indefinite. See MPEP 2173.05(e). For the purposes of examination, the examiner is interpreting the limitation(s) to be “a finish level previously detected in the already-worked region”, instead. Dependent claims inherit rejections of the claims they depend upon. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6, 10, 12-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sasamoto et al. (US 20200305338 A1). Regarding claim 13, and similarly claims 1 and 12, Sasamoto teaches A work system of a work vehicle, comprising: a travel control unit (“control device 12”, Fig. 1) and a work control unit (“detector device 11”, Fig. 1) that perform work travel in a field (“the tractor 1 includes a detector device 11 and a controller device 12. The detector device 11 is a device configured to detect the state of the tractor 1, and a device including sensors such as an accelerator pedal sensor, a shift lever detector sensor, a crank position sensor, a fuel sensor, a water temperature sensor, an engine revolving sensor, a steering angle sensor, an oil temperature sensor, an axle revolving sensor, an operation extent detector sensor and including switches such as an ignition switch, a parking brake switch, a PTO switch, and an operation switch. The controller device 12 is a device for controlling the tractor, and includes a CPU or the like. The controller device 12 controls the traveling system of the tractor 1 and the working system of the tractor 1 based on the detection values detected by the detector device 11 and the like.”, [0029]); and a detection unit (“work judgement portion 87”, Fig. 1) that detects a finish level of work at each work position in the field after performing the work travel (“the work judgment portion 87 judges during the work by the tractor 1 whether the agricultural work indicated in the work plan has been completed by the tractor 1”, [0099], see also [0100-0103] and Fig. 10). Regarding claim 2, Sasamoto teaches The work method according to claim 1, further comprising a display step for displaying the detected finish level on a predetermined display screen (“When the work judgment portion 87 determines that the agricultural work has not been completed by the tractor 1, the display portion 82 of the display device 80 displays that the work has not been completed in accordance with the work plan, as shown in FIG. 11A. On the other hand, when the work judgment portion 87 determines that the tractor 1 has completed the agricultural work, the display portion 82 of the display device 80 displays that the work has been completed in accordance with the work plan, as shown in FIG. 11B.”, [0103]). Regarding claim 3, Sasamoto teaches The work method according to claim 2, wherein in the display step, an already-worked region in the field, in which the work travel has been performed, is displayed on the display screen, and the work positions in the already-worked region are displayed together with the finish level detected at the work positions (“On the other hand, when the work judgment portion 87 determines that the tractor 1 has completed the agricultural work, the display portion 82 of the display device 80 displays that the work has been completed in accordance with the work plan, as shown in FIG. 11B.”, [0103], see also [0104]). Regarding claim 4, Sasamoto teaches The work method according to claim 1, further comprising a setting step for setting a finishing level that is planned as a work result of the work travel (“the work creator portion 91 is capable of creating, as the work plan, the agricultural work, the model number, model and name of the agriculture machine (the working device), the work date, the scheduled traveling route R1, the working width, the lapping width, and the like. The work plan (the agricultural field, the agricultural work, the agriculture machine (the working device), the work date, the scheduled traveling route R1, the working width, the lapping width) created by the work creator portion 91 is stored in the work plan storage portion 92.”, [0040], see also [0036-0037]). Regarding claim 5, Sasamoto teaches The work method according to claim 1, wherein in the work travel step, a vehicle speed of the work vehicle when performing the work travel is controlled based on the detected finish level (“The creation screen M1 may display a detail setting portion 107 for making detailed settings for the scheduled traveling route R1 such that the width (a working width) of the working device 2, a lapping width in which the working device 2 laps (overlaps) in the width direction in adjacent working areas, a vehicle speed, and the like are set.”, [0039]). Regarding claim 6, Sasamoto teaches The work method according to claim 1, wherein in the work travel step, work is performed by a work machine provided in the work vehicle when performing the work travel, and a rotation speed of the work machine when performing the work travel is controlled based on the detected finish level (“the controller device 12 detects the operation extent of the operation tool for moving the coupler portion 8 up and down with the operation extent detector sensor, performs the control to move the coupler portion 8 up and down based on the operation extent, and control a revolving speed of the diesel engine based on the operation extent detected by the accelerator pedal sensor.”, [0029]). Regarding claim 10, Sasamoto teaches The work method according to claim 2, wherein in the display step, the finish level of a previous work is displayed (“The agriculture support device 90 includes a display controller portion 97…The display controller portion 97 causes the external terminal 15 to display an agricultural map that is obtained by visualizing the agricultural map data stored in the map data storage portion 93. As shown in FIG. 6, the agricultural map includes…a work history map F18 obtained by visualizing the work history data”, [0069]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 7-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sasamoto et al. (US 20200305338 A1) in view of Burnley et al. (US 20230119306 A1). Regarding claim 7, Sasamoto teaches The work method according to claim 1, further comprising: a route setting step for setting, with respect to an already-worked region in the field in which a previous work travel has been performed, a route in which a current work travel is to be performed, (“the work plan may be corrected by the display device 80. For example, the display device 80 includes the corrector portion 89. The corrector portion 89 includes electrical/electronic components or circuitry provided in the display device 80, computer programs stored in the display device 80, or the like. When a predetermined operation is performed on the display device 80, for example, when a correction button displayed on the work plan screen M3 is selected, the corrector portion 89 allows the work plan to be corrected. When the correction of the work plan by the corrector portion 89 is permitted, the corrector portion 89 accepts the input of the work plan inputted by operation of the display device 80, and rewrites any one of the agricultural work, the model number of the agriculture machine, the model, the name, the work date, and the scheduled traveling route R1, the work width, and the lapping width into the newly inputted contents.”, [0137]); and an autonomous travel step for performing the current work travel by autonomous travel based on the route that has been set (“After the correction of the work plan, the corrector portion 89 transmits the corrected work plan to the communicator device 60A together with information representing that the work plan has been corrected. The communicator device 60A transmits the corrected work plan to the support device 90. The communicator portion 95 of the support device 90 receives the corrected work plan, and the support device 90 stores the corrected work plan received above.”, [0137], “The automatic traveling data is data representing the scheduled traveling route R1.”, [0044], “The automatic traveling data can be acquired by the agriculture support device 90. In particular, when the work creator portion 91 creates the scheduled travel route R1 as described above, the automatic travel data can be acquired by setting the created scheduled travel route R1 as the automatic travel data.”, [0047]). However, Burnley teaches a route setting step for setting, with respect to an already-worked region in the field in which a previous work travel has been performed, a route in which a current work travel is to be performed, based on the finish level (“Agricultural system 108 illustratively provides functionality that allows the operator in each harvester 102, 104, and 106 to specify a turn pattern (such as spiral in or spiral out) and a land size (such as the number of navigation paths in the land). Agricultural system 108 also allows the operator to engage a learning system which automatically learns the turn pattern and land size. Agricultural system 108 then automatically determines the next navigation path through the field by analyzing coverage data (such as to ensure that the next path is not already harvested and that the unloading auger on the harvester is over already-harvested area) and to automatically generate turns until the specified or learned land size has been completely worked. At the completion of a land, agricultural system 108 can also automatically identify the next pass for starting the next land. Agricultural system 108 allows the operator to switch patterns at any time to continue a previous pattern, upon enabling the automatic turn system.”, [0026]). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the invention of Sasamoto with the teachings of Burnley such that the performing the current work travel by autonomous travel of Sasamoto is based on a route in which a current work travel is to be performed set with respect to an already-worked region in the field in which a previous work travel has been performed, as suggested by Burnley, with a reasonable expectation of success. The motivation for doing so would be to automatically control the vehicle “to ensure that the next path is not already harvested” [0026], as taught by Burnley. Regarding claim 8, Sasamoto in view of Burnley teaches The work method according to claim 7, and Sasamoto further teaches wherein in the work travel step, a vehicle speed when performing a current autonomous travel in the already-worked region is controlled based on the finish level previously detected in the already-worked region (“After the correction of the work plan, the corrector portion 89 transmits the corrected work plan to the communicator device 60A together with information representing that the work plan has been corrected. The communicator device 60A transmits the corrected work plan to the support device 90. The communicator portion 95 of the support device 90 receives the corrected work plan, and the support device 90 stores the corrected work plan received above.”, [0137], “The automatic traveling data is data representing the scheduled traveling route R1.”, [0044], “The automatic traveling data can be acquired by the agriculture support device 90. In particular, when the work creator portion 91 creates the scheduled travel route R1 as described above, the automatic travel data can be acquired by setting the created scheduled travel route R1 as the automatic travel data.”, [0047]). Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sasamoto et al. (US 20200305338 A1) in view of Ueno et al. (JP 2020156389 A). Regarding claim 11, Sasamoto teaches The work method according to claim 1, wherein However, Sasamoto teaches “The agricultural work is, for example, seedbed soil making,...tilling, seeding,…rice planting, ploughing…and the like.” [0035] Further, Ueno teaches in the work travel step, plowing work is performed by a plowing harrow provided in the work vehicle when performing the work travel (“The tractor 10 shown in FIG. 1 can be fitted with various types of implements 3, such as a rotary, harrow, loader, plow, or box scraper, on the vehicle body 11 as needed, and can perform various tasks using the implements 3 supported by the vehicle body 11. FIG. 1 shows an example in which a harrow for plowing is used as the work implement 3.”, [0022]), and in the detection step, the finish level is detected based on a rotation angle of a leveling plate of the plowing harrow (“The leveling board rotation angle sensor 82 detects the rotation angle of the leveling board 75 (in other words, how much the leveling board 75 moves up and down when leveling the ground). The leveling board rotation angle sensor 82 is, for example, a potentiometer that detects the rotation angle of the leveling board 75 or a link attached to its rotation shaft. Based on the detection result of the leveling plate rotation angle sensor 82, for example, the size of the soil mass in the field after plowing can be detected. That is, when the clod of soil remaining after plowing is large, the leveling plate rotation angle sensor 82 rotates largely up and down. On the other hand, if the clods of soil remaining after plowing are small, the leveling plate rotation angle sensor 82 rotates slightly up and down. Therefore, based on the magnitude and frequency of rotation of the leveling plate rotation angle sensor 82, information about the size of the soil clods remaining in the field after tillage can be obtained.”, [0049]). Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date to modify the invention of Sasamoto with the teachings of Ueno such that the work performed by the vehicle of Sasamoto is plowing work performed by a plowing harrow comprising a leveling plate, as suggested by Ueno, and that the finish level of Sasamoto is detected based on the rotation angle of the leveling plate, as suggested by Ueno, with a reasonable expectation of success. The motivation for doing so would be such that the finish level of the vehicle can be determined by “information about the size of the soil clods remaining in the field after tillage” [0049], as taught by Ueno. Conclusion The prior art made of record and not relied upon is considered pertinent to Applicant's disclosure: See Notice of References Cited. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMELIA VORCE whose telephone number is (313) 446-4917. The examiner can normally be reached on Monday-Friday, 9AM-6PM, Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anne Antonucci can be reached at (313) 446-6519. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMELIA VORCE/ Primary Examiner, Art Unit 3666
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Prosecution Timeline

Apr 08, 2023
Application Filed
Dec 31, 2025
Non-Final Rejection — §102, §103, §112
Mar 29, 2026
Interview Requested
Apr 02, 2026
Applicant Interview (Telephonic)
Apr 02, 2026
Examiner Interview Summary

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
94%
With Interview (+22.5%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 264 resolved cases by this examiner. Grant probability derived from career allow rate.

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