Prosecution Insights
Last updated: May 29, 2026
Application No. 18/137,393

SPATIALLY SELECTIVE TINTING ARCHITECTURE FOR HEAD-WORN DEVICES

Non-Final OA §103
Filed
Apr 20, 2023
Priority
Apr 20, 2022 — provisional 63/332,826
Examiner
LAU, EDMOND C
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Google LLC
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
454 granted / 634 resolved
+3.6% vs TC avg
Moderate +9% lift
Without
With
+9.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
40 currently pending
Career history
667
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
86.2%
+46.2% vs TC avg
§102
8.0%
-32.0% vs TC avg
§112
4.5%
-35.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 634 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 10-14 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 9/29/2025. Applicant's election with traverse of Invention Group I drawn to claims 1-9 and 15-20 in the reply filed on 09/29/2025 is acknowledged. The traversal is on the ground(s) that the groups are not independent and distinct nor does examination of all claims create an undue burden. This is not found persuasive, because the inventions require separate field of search due to their different subclasses; the prior art that is applicable to one invention would not likely to be applicable to another invention; the inventions have different statutory patent-eligible subject matter categories: one group of claims directed to a process and another group of claims directed to a machine. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1- 20 are rejected under 35 U.S.C. 103 as being unpatentable over US 20150370071 A1 to Alton et al.in view of US 20200225482 A1 to Bodiya et al. Regarding Claim 1. Alton discloses a spatially selective tinting architecture for a head-worn device (HWD) including: a frame (See Fig. 1 frame 115); a first lens (Fig. 1 display device 102 with see-through display region 112 and see-through transmittance compensation mask 114) comprising: a first portion including a tint (Fig. 1 see-through transmittance compensation mask 114); and a second portion including an aperture (Fig. 1 see-through display region 112); and a waveguide (para 26). Alton does not specifically disclose an outcoupler configured to provide light to the aperture of the first lens. However, Bodiya discloses an outcoupler configured to provide light to the aperture of a first lens (See Fig. 1 DOE 110 of lens 111) to receive guided light traveling in light guide, and redirect guided light to exit the light guide. Therefore, it would have been obvious to a person having ordinary skill in the art before Applicant’s effective filing date to include an outcoupler configured to provide light to the aperture of the first lens. Regarding Claim 2. Bodiya discloses the aperture is configured to allow the light from the outcoupler to pass through unfiltered (as described and shown in Fig. 1). Regarding Claim 3. Alton and Bodiya discloses the aperture is a same shape as the outcoupler (Alton Fig. 1 and Boyida Fig. 4A both disclosing a rectangular shape). Regarding Claim 4. Alton further at least a portion of the aperture does not include the tint (as shown in Fig. 1). Regarding Claim 5. Alton further discloses a second lens comprising a tinted portion, wherein the tinted portion has a same shape as the aperture (See Fig. 4A and Fig. 4B border region 442L and display region 112L). Regarding Claim 6. Alton further discloses the aperture and the tinted portion are aligned (See Fig. 4A and 4B). Regarding Claim 7. Alton further discloses the tinted portion includes the tint (See para 36). Regarding Claim 8. Bodiya further discloses an optical engine configured to provide laser light to at least a portion of the waveguide (see at least para 100 “Light 401 can be provided by a light source carried by the WHUD, such as a laser projector”). Regarding Claim 9. Bodiya further discloses an arm configured to contain at least a portion of the optical engine (See Fig. 11 arm 1110). Regarding Claim 15. Alton discloses an optical combiner for a head-worn device (HWD) including; a first lens (Fig. 1 display device 102 with see-through display region 112 and see-through transmittance compensation mask 114) comprising: a first portion including a tint (Fig. 1 see-through transmittance compensation mask 114); and a second portion including an aperture (Fig. 1 see-through display region 112); and a waveguide (para 26). Alton does not specifically disclose an outcoupler configured to provide light to the aperture of the first lens. However, Bodiya discloses an outcoupler configured to provide light to the aperture of a first lens (See Fig. 1 DOE 110 of lens 111) to receive guided light traveling in light guide, and redirect guided light to exit the light guide. Therefore, it would have been obvious to a person having ordinary skill in the art before Applicant’s effective filing date to include an outcoupler configured to provide light to the aperture of the first lens. Regarding Claim 16. Bodiya further discloses the aperture is configured to allow the light from the outcoupler to pass through unfiltered (as described and shown in Fig. 1). Regarding Claim 17. Alton further discloses a second lens comprising a tinted portion, wherein the tinted portion has a same shape as the aperture (See Fig. 4A and Fig. 4B border region 442L and display region 112L). Regarding Claim 18. Bodiya further discloses the waveguide is disposed between the first lens and the second lens (Fig. 12 discloses at least waveguide of combiner 1231 extending between a first lens directing display light to eye 1291 and a second lens (not labeled but See Fig. 11) directing light to eye 1293, where both lens are expected to be structurally similar). Regarding Claim 19. Alton further discloses the tinted portion includes the tint (See para 36). Regarding Claim 20. Alton and Boyida further discloses the tinted portion, aperture and outcoupler are aligned (See Alton Fig. 4A and 4B and Boyida Fig.1 and Fig. 4A). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDMOND C LAU whose telephone number is (571)272-5859. The examiner can normally be reached M-Th 8am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached at (571) 272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EDMOND C LAU/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Apr 20, 2023
Application Filed
Oct 22, 2025
Non-Final Rejection mailed — §103
Jan 20, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12638626
OPTICAL FILTER AND OPTICAL SYSTEM
4y 0m to grant Granted May 26, 2026
Patent 12638691
Head-Mounted Device With Adjustment Mechanism
2y 9m to grant Granted May 26, 2026
Patent 12638705
DISPLAY PANEL AND MANUFACTURING METHOD THEREOF
2y 9m to grant Granted May 26, 2026
Patent 12638655
LENS MECHANISM AND LENS DEVICE
2y 8m to grant Granted May 26, 2026
Patent 12631913
LIQUID CRYSTAL DISPLAY DEVICE WITH PARTIAL VIEWING ANGLE ADJUSTMENT
2y 6m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
81%
With Interview (+9.0%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 634 resolved cases by this examiner. Grant probability derived from career allowance rate.

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