Prosecution Insights
Last updated: July 17, 2026
Application No. 18/137,701

Rotary Kiln Catalytically Enhanced Oxy-Fuel Gasification and Oxy-fuel Combustion (RK-GEN) System, Method, or Apparatus

Non-Final OA §112
Filed
Apr 21, 2023
Priority
Apr 21, 2022 — provisional 63/333,451
Examiner
LAUX, DAVID J
Art Unit
3762
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Net Zero Global Group LLC
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
552 granted / 848 resolved
-4.9% vs TC avg
Strong +28% interview lift
Without
With
+28.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
44 currently pending
Career history
864
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
82.8%
+42.8% vs TC avg
§102
2.4%
-37.6% vs TC avg
§112
11.8%
-28.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 848 resolved cases

Office Action

§112
NOTICE OF ALLOWABILITY Application Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to Applicant’s submissions dated 04/21/2023 & 04/20/2026. Claim(s) 1–23 are pending. Claim Objections Claim 6 is objected to because of the following informalities: the claim should end with a period (.). Appropriate correction is required. Claim 14 is objected to because of the following informalities: in line 9, “the chillers” lacks proper antecedent basis. Appropriate correction is required. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “an air separation unit arranged to separate oxygen from air and produce a stream of substantially pure liquid oxygen” in claim 1, which has been interpreted to mean “a cooler arranged to cool the air prior to separation of oxygen, a compressor arranged to pressurize the air prior to separation of oxygen, and a distillation tower arranged to separate the oxygen from the air”; “a synthesis gas (syngas) cleanup system for the removal of synthesis gas contaminants produced from the feedstock gasification” in claim 1, which has been interpreted to mean “one or more of: a catalytic tar cracker, a quench and packed bed scrubber, an oil bath scrubber, a wet electrostatic precipitator, an activated carbon bed filter, a zinc oxide guard bed, a cyclone or rotating particle separator, a water quench system, candle filter, electrostatic precipitator, wet venturi quench scrubber, wet packed-bed scrubbers, an iron-chelate sulfur removal unit, and dual sulfur-impregnated activated carbon bed; and a carbon dioxide removal unit arranged to recover carbon dioxide gas from the exhaust gas” in claim 1, which has been interpreted to mean “a compressor arranged to pressurize the recovered carbon dioxide gas, chillers arranged to remove water vapor from the recovered carbon dioxide gas, a cooler arranged to cool the recovered carbon dioxide gas, and a condenser arranged to liquefy the recovered carbon dioxide gas using the liquid nitrogen or liquid oxygen as a cooling source”. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Election/Restrictions Claim 1 is allowable. Claims 10–11 & 14–22, previously withdrawn from consideration as a result of a restriction requirement, have the same allowable subject matter as an allowable claim. Pursuant to the procedures set forth in MPEP § 821.04(a), the restriction requirement, as set forth in the Office action mailed on 01/20/2026, is hereby withdrawn and claims 10–11 & 14–22 are hereby rejoined and fully examined for patentability under 37 CFR 1.104. In view of the withdrawal of the restriction requirement, applicant(s) are advised that if any claim presented in a divisional application is anticipated by, or includes all the limitations of, a claim that is allowable in the present application, such claim may be subject to provisional statutory and/or non-statutory double patenting rejections over the claims of the instant application. Once the restriction requirement is withdrawn, the provisions of 35 U.S.C. 121 are no longer applicable. See In re Ziegler, 443 F.2d 1211, 1215, 170 USPQ 129, 131-32 (CCPA 1971). See also MPEP § 804.01. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 4 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 4 recites the limitation "a multi-step syngas cleanup system" in line 1; however, claim 1 already includes a limitation for a “synthesis gas (syngas) cleanup system.” It is unclear whether Applicant is claiming a second syngas cleanup system or further limiting the previously recited syngas cleanup system. Appropriate action is necessary. Claims 14–16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Specifically, claim 14 includes two instances of “said distillation column” and it is unclear whether Applicant is referring to the same distillation column or multiple distillation columns. Claim 16 is separately rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claim recites “an oxy-fuel fired boiler” (line 1); however, claim 1, from which claim 16 ultimately depends, already includes a limitation for an oxy-fuel fired boiler. Thus, it is unclear whether Applicant is intending to modify the previously claimed oxy-fuel fired boiler or introduce a second oxy-fuel fired boiler. Appropriate action is required. Allowable Subject Matter Claims 1–3, 5–13, & 17–23 are allowed. Claims 4 & 14–16 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: the prior art does not appear to disclose or fairly suggest a power plant, or its associated method of use, having an air separation unit, a rotary kiln gasifier, a syngas cleanup system (as interpreted above), an oxy-fuel fired boiler, and a CO2 removal unit, wherein the CO2 removal unit receives liquid nitrogen or liquid oxygen from the air separation unit (or a supply therefor) to liquify the CO2 and evaporate the liquid nitrogen/oxygen, in combination with the remaining claim elements. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: see attached PTO-892. Applicant is encouraged to review the cited references prior to submitting a response to this office action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID J LAUX whose telephone number is (571)270-7619. The examiner can normally be reached 8:30-5:30 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Helena Kosanovic can be reached at (571) 272-9059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID J LAUX/Primary Examiner, Art Unit 3762 May 1, 2026
Read full office action

Prosecution Timeline

Apr 21, 2023
Application Filed
May 12, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12680222
LAUNDRY TREATING APPARATUS
4y 5m to grant Granted Jul 14, 2026
Patent 12680697
Modified Burn Barrel Assembly
4y 1m to grant Granted Jul 14, 2026
Patent 12680223
DRYER AND METHOD FOR CONTROLLING SAME
3y 4m to grant Granted Jul 14, 2026
Patent 12677922
Attachment for Hair Care Appliance
3y 4m to grant Granted Jul 14, 2026
Patent 12680692
COMBUSTION DEVICE AND BOILER
3y 1m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
94%
With Interview (+28.4%)
3y 2m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 848 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month