Prosecution Insights
Last updated: April 19, 2026
Application No. 18/138,557

HAT INSERT DEVICE

Non-Final OA §112
Filed
Apr 24, 2023
Examiner
LYNCH, MEGAN E
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Cap Trick LLC
OA Round
3 (Non-Final)
38%
Grant Probability
At Risk
3-4
OA Rounds
3y 9m
To Grant
80%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allow Rate
232 granted / 613 resolved
-32.2% vs TC avg
Strong +42% interview lift
Without
With
+41.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
71 currently pending
Career history
684
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
42.1%
+2.1% vs TC avg
§102
28.6%
-11.4% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 613 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on September 10, 2025 has been entered. Drawings 1. The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “an elastomeric lining strap; wherein the elastomeric lining strap is provided along the outer edges of the liner such that the elastomeric lining strap is located along and against the front surface of the main body” in Claim 1 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 2. Claims 1 and 3-15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “an elastomeric lining strap; wherein the elastomeric lining strap is provided along the outer edges of the liner such that the elastomeric lining strap is located along and against the front surface of the main body”. The claim limitation is indefinite as it is wholly unclear what outer edges of the liner Applicant is referring to and how then a strap would be located along and against the front surface of the main body when the liner is positioned along the back surface of the main body. Claims 1 and 3-15 are currently free of art due to the indefiniteness of the above claim limitation. Claim 1 recites the limitation "the outer edges" in lines 8. There is insufficient antecedent basis for this limitation in the claim. Examiner Note Claims 1 and 3-15 are currently free of art due to the indefiniteness of Claim 1, therefore no prior art rejection has been included. Response to Arguments In view of Applicant's amendment, the search has been updated, and new grounds of rejection have been identified and applied. Applicant's arguments have been considered but are moot in view of the new ground(s) of rejection. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEGAN E LYNCH whose telephone number is (571)272-3267. The examiner can normally be reached Monday to Friday, 8:00am-4:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khoa Huynh can be reached at 571-272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEGAN E LYNCH/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Apr 24, 2023
Application Filed
Aug 07, 2024
Non-Final Rejection — §112
Feb 10, 2025
Response Filed
Apr 07, 2025
Final Rejection — §112
Sep 10, 2025
Request for Continued Examination
Sep 23, 2025
Response after Non-Final Action
Dec 12, 2025
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599192
FLEXIBLE ARCH SUPPORT FOR FOOTWEAR
2y 5m to grant Granted Apr 14, 2026
Patent 12575647
CUT STEP TRACTION ELEMENT ARRANGEMENT FOR AN ARTICLE OF FOOTWEAR
2y 5m to grant Granted Mar 17, 2026
Patent 12557870
KNITTED COMPONENT WITH ADJUSTABLE TENSIONING SYSTEM
2y 5m to grant Granted Feb 24, 2026
Patent 12557871
REINFORCED KNIT CHANNEL FOR AN ARTICLE OF FOOTWEAR
2y 5m to grant Granted Feb 24, 2026
Patent 12543814
ARTICLES OF FOOTWEAR WITH KNITTED COMPONENTS AND METHODS OF MANUFACTURING THE SAME
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
38%
Grant Probability
80%
With Interview (+41.9%)
3y 9m
Median Time to Grant
High
PTA Risk
Based on 613 resolved cases by this examiner. Grant probability derived from career allow rate.

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