Prosecution Insights
Last updated: April 19, 2026
Application No. 18/140,870

Battery Pack And Cooling System

Non-Final OA §103
Filed
Apr 28, 2023
Examiner
GRANT, ROBERT J
Art Unit
2859
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apple Inc.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
94%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
587 granted / 771 resolved
+8.1% vs TC avg
Strong +17% interview lift
Without
With
+17.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
801
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
60.6%
+20.6% vs TC avg
§102
31.5%
-8.5% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 771 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over Hom et al. (US 10,110,033) in view of Sung et a. (USPUB 2015/0311572). As to Claim 1, Hom discloses a system, comprising: a battery pack having a first sub-pack and a second sub-pack, the first sub-pack having a first cell group and a second cell group, and the second sub-pack having a third cell group (Column 3, lines 27-54); a cooling system (Figure 8). Hom does not expressly disclose a cooling system that is configured to supply a liquid coolant; and a heat exchanger that is in thermal communication with the battery pack, the heat exchanger including a coolant inlet, a coolant outlet, a first section, a second section, and a third section that are physically arranged sequentially in a flow direction of the liquid coolant between the coolant inlet and the coolant outlet, wherein the first section of the heat exchanger is positioned adjacent to the first cell group of the first sub-pack, the second section of the heat exchanger is positioned adjacent to the third cell group of the second sub-pack, and the third section of the heat exchanger is positioned adjacent to the second cell group of the first sub-pack. Sung discloses a cooling system that is configured to supply a liquid coolant; and a heat exchanger that is in thermal communication with the battery pack, the heat exchanger including a coolant inlet, a coolant outlet, a first section, a second section, and a third section that are physically arranged sequentially in a flow direction of the liquid coolant between the coolant inlet and the coolant outlet (Element 180), wherein the first section of the heat exchanger is positioned adjacent to the first cell group of the first sub-pack, the second section of the heat exchanger is positioned adjacent to the third cell group of the second sub-pack, and the third section of the heat exchanger is positioned adjacent to the second cell group of the first sub-pack (Paragraph 52). It would have been obvious to one having ordinary skill in the art at the time of this invention to take the teachings of Sung’s cooling system and add it to the charger of Hom in order to have greater control of the cooling of specific cells. As to Claim 2, Hom and Sung disclose the system of claim 1, further comprising: a charging system that is configured to control charging of the first sub-pack and the second sub-pack independently (Hom Column 5, Lines 14-40). As to Claim 3, Hom and Sung disclose the system of claim 2, wherein the charging system is configured to control charging of the first sub-pack so that a temperature of the third cell group of the second sub-pack is lower than a temperature of the first cell group of the first sub-pack and lower than a temperature of the second cell group of the first sub-pack (Sung Paragraphs 34-36, system can be designed to cool variably). As to Claim 4, Hom and Sung disclose the system of claim 3, wherein, during charging of the first sub-pack, the liquid coolant flows from the coolant inlet to the coolant outlet in the flow direction of the liquid coolant, the liquid coolant in the first section of the heat exchanger absorbs heat from the first cell group, the third cell group absorbs heat from the liquid coolant in the second section of the heat exchanger, and the liquid coolant in the third section of the heat exchanger absorbs heat from the second cell group (Sung Figure 3B, Elements 160, 170, 180). As to Claim 5, Hom and Sung disclose the system of claim 3, wherein the charging system controls charging of the first sub-pack such that the second sub-pack is not charged during charging of the first sub-pack (Hom Column 3, lines 35-54). As to Claim 6, Hom and Sung disclose the system of claim 3, wherein the charging system controls charging of the first sub-pack such that the first sub-pack is charged at a first charging rate while the second sub-pack is charged at a second charging rate that is lower than the first charging rate (Hom Column 3, lines 35-54). As to Claim 7, Hom and Sung discloses the system of claim 1, wherein the first cell group and the second cell group of the first sub-pack are electrically connected in series, and the second sub-pack is not directly electrically connected to the first sub-pack (Connecting cells in series or parallel is a matter of design choice to achieve the desired power output). As to Claim 8, Hom and Sung disclose the system of claim 1, wherein the first sub-pack is configured to output electrical power at a first voltage, the second sub-pack is configured to output electrical power at a second voltage that is lower than the first voltage (Hom Column Column 3, lines 4-17). As to Claim 9, Hom and Sung disclose the system of claim 1, wherein the first cell group and the second cell group each include at least five times as many individual cells as the third cell group (The amount of cells is a matter of design choice in order to achieve the desired power output). As to Claim 10, Hom and Sung disclose the system of claim 1, wherein the cooling system includes a refrigeration cycle thermal system that is configured to lower a temperature of the liquid coolant (Sung Figure 3B, Elements 160 and 170). As to Claim 11, Hom discloses a system, comprising: a battery pack having a first sub-pack and a second sub-pack, the first sub-pack having a first cell group and a second cell group, and the second sub-pack having a third cell group (Column 3, lines 27-54 and Figure 8). Hom does not expressly discloses a heat exchanger that is in thermal communication with the battery pack and is configured to cool the battery pack by flow of a liquid coolant from a coolant inlet to a coolant outlet in a flow direction of the liquid coolant, wherein the first cell group, the third cell group, and the second cell group are physically arranged sequentially along the heat exchanger in the flow direction of the liquid coolant with the third cell group located between the first cell group and the second cell group; and a charging system that is configured to control charging of the first sub-pack so that the liquid coolant, during flow from the coolant inlet to the coolant outlet, absorbs heat from the first cell group of the first sub-pack, supplies heat to the third cell group of the second sub-pack, and absorbs heat from the second cell group of the first sub-pack. Sung discloses a heat exchanger that is in thermal communication with the battery pack and is configured to cool the battery pack by flow of a liquid coolant from a coolant inlet to a coolant outlet in a flow direction of the liquid coolant, wherein the first cell group, the third cell group, and the second cell group are physically arranged sequentially along the heat exchanger in the flow direction of the liquid coolant with the third cell group located between the first cell group and the second cell group; and a charging system that is configured to control charging of the first sub-pack so that the liquid coolant, during flow from the coolant inlet to the coolant outlet, absorbs heat from the first cell group of the first sub-pack, supplies heat to the third cell group of the second sub-pack, and absorbs heat from the second cell group of the first sub-pack (Sung Figure 3B, 160-180 and Paragraph 52). It would have been obvious to one having ordinary skill in the art at the time of this invention to take the teachings of Sung’s cooling system and add it to the charger of Hom in order to have greater control of the cooling of specific cells. As to Claim 12, Hom and Sung disclose the system of claim 11, wherein the charging system controls charging of the first sub-pack such that the second sub-pack is not charged during charging of the first sub-pack (Hom Column 3, lines 35-54). As to Claim 13, Hom and Sung disclose the system of claim 11, wherein the charging system controls charging of the first sub-pack such that the first sub-pack is charged at a first charging rate while the second sub-pack is charged at a second charging rate that is lower than the first charging rate (Hom Column 3, lines 35-54). As to Claim 14, Hom and Sung disclose the system of claim 11, wherein the first cell group and the second cell group of the first sub-pack are electrically connected in series, and the second sub-pack is not directly electrically connected to the first sub-pack (Connecting cells in series or parallel is a matter of design choice to achieve the desired power output). As to Claim 15, Hom and Sung disclose the system of claim 11, wherein the first sub-pack is configured to output electrical power at a first voltage, the second sub-pack is configured to output electrical power at a second voltage that is lower than the first voltage, and the first cell group and the second cell group each include at least five times as many individual cells as the third cell group (Hom Column 3, lines 35-54, the amount of cells is a matter of design choice in order to achieve the desired power output). As to Claim 16, Hom discloses a system, comprising: a battery pack that extends in a first direction between a first end of the battery pack and a second end of the battery pack, the battery pack having a first sub-pack and a second sub-pack, the first sub-pack having a first cell group and a second cell group, and the second sub-pack having a third cell group, wherein the second sub-pack is not directly electrically connected to the first sub-pack (Figure 8, Column 3, lines 27-54). Hom does not expressly disclose a heat exchanger that is in thermal communication with the battery pack and is configured to cool the battery pack by flow of a liquid coolant from a coolant inlet to a coolant outlet in a flow direction of the liquid coolant, the heat exchanger having a first portion that extends from the first end of the battery pack to the second end of the battery pack, a second portion that extends from the first end of the battery pack to the second end of the battery pack, and an intermediate portion that is located at the second end of the battery pack and extends from the first portion to the second portion, wherein the liquid coolant flows sequentially through the first portion, the intermediate portion, and the second portion during flow from the coolant inlet to the coolant outlet, the first cell group of the first sub-pack is adjacent to the first portion of the heat exchanger, the third cell group of the second sub-pack is adjacent to the first portion of the heat exchanger, and the second cell group of the first sub-pack is adjacent to the second portion of the heat exchanger. Sung discloses a heat exchanger that is in thermal communication with the battery pack and is configured to cool the battery pack by flow of a liquid coolant from a coolant inlet to a coolant outlet in a flow direction of the liquid coolant, the heat exchanger having a first portion that extends from the first end of the battery pack to the second end of the battery pack, a second portion that extends from the first end of the battery pack to the second end of the battery pack, and an intermediate portion that is located at the second end of the battery pack and extends from the first portion to the second portion, wherein the liquid coolant flows sequentially through the first portion, the intermediate portion, and the second portion during flow from the coolant inlet to the coolant outlet, the first cell group of the first sub-pack is adjacent to the first portion of the heat exchanger, the third cell group of the second sub-pack is adjacent to the first portion of the heat exchanger, and the second cell group of the first sub-pack is adjacent to the second portion of the heat exchanger (Figure 3B, Elements 160-180 and Paragraph 52). It would have been obvious to one having ordinary skill in the art at the time of this invention to take the teachings of Sung’s cooling system and add it to the charger of Hom in order to have greater control of the cooling of specific cells. As to Claim 17, Hom and Sung disclose the system of claim 16, wherein the first portion of the heat exchanger and the second portion of the heat exchanger are spaced in a second direction that is transverse to the first direction (Sung Figure 3B). As to Claim 18, Hom and Sung disclose the system of claim 16, wherein the coolant inlet is connected to the first portion of the heat exchanger at the first end of the battery pack, and the coolant outlet is connected to the second portion of the heat exchanger at the first end of the battery pack (Sung Figure 3B). As to Claim 19, Hom and Sung disclose the system of claim 16, wherein the third cell group of the second sub-pack is located at the second end of the battery pack (Sung Figure 3B). As to Claim 20, Hom and Sung disclose the system of claim 16, further comprising: a charging system that is configured to control charging of the first sub-pack and the second sub-pack independently, wherein the charging system is configured to control charging of the first sub-pack so that a temperature of the third cell group of the second sub-pack is lower than a temperature of the first cell group of the first sub-pack and lower than a temperature of the second cell group of the first sub-pack (Hom Column 3, Lines 27-54). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ROBERT J GRANT whose telephone number is (571)270-5820. The examiner can normally be reached Monday - Friday 9am - 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Drew Dunn can be reached at (571)272-2312. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT GRANT/Primary Examiner, Art Unit 2859
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Prosecution Timeline

Apr 28, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
94%
With Interview (+17.4%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 771 resolved cases by this examiner. Grant probability derived from career allow rate.

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