DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Information Disclosure Statement
The information disclosure statement (IDS) submitted on 05/03/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
Claims 1-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea and does not integrate the judicial exception into a practical application or amount to significantly more than the judicial exception.
Regarding claim 1
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1: The claim recites multiple mental processes, as explained below. The claim recites, inter alia:
“…the memory comprising: historical records including records of opposing polarities; an input record received from the input device;
“…separate the historical records into a first polarity list of the historical records and a second polarity list of the historical records;”
This limitation is directed to the abstract idea of a mental process (concepts performed in the human mind, including observation and evaluation [see MPEP 2106.04(a)(2) III. C.]).
“…combine the first polarity confidence measure with the second polarity confidence measure to form a combined confidence measure; and output the combined confidence measure on the display.”
This limitation is directed to the abstract idea of a mental process (concepts performed in the human mind, including observation and evaluation [see MPEP 2106.04(a)(2) III. C.]).
Step 2A Prong 2: This judicial exception is not integrated into a practical. In particular, the claim only recites additional elements that are mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea. See MPEP 2106.05(f). The additional element of “An opposing polarity machine learning device comprising: circuitry; a communications interface connected to the circuitry; an input device connected to the circuitry; and machine readable media with instructions for the circuitry to: a display connected to the circuitry; and memory, connected to the circuitry… train a first machine learning model by processing the first polarity list of the historical records through a machine learning algorithm;… train a second machine learning model by processing the second polarity list of the historical records through the machine learning algorithm …process the input record through the first machine learning model to form a first polarity confidence measure; process the input record through the second machine learning model to form a second polarity confidence measure”, as drafted, is reciting generic computer components. The generic computer components in these steps are recited at a high-level of generality (i.e., as a generic computer component performing a generic computer function) such that it amounts no more than mere instructions to apply the exception using a generic computer component. In addition, the claim limitation “store the first machine learning model in the memory; … store the second machine learning model in the memory” as explained by the Supreme Court, the addition of insignificant extra-solution activity does not amount to an inventive concept, particularly when the activity is well-understood or conventional. See MPEP 2106.05(g). Accordingly, this additional element does not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea.
Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. The additional element of using generic computer components to perform the abstract idea amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. The only remaining limitation of the claim “store the first machine learning model in the memory; … store the second machine learning model in the memory” constitute storing and retrieving information in memory, which the courts have found to be well-understood, routine, and conventional. See MPEP 2106.05(d)(II); Versata Dev. Group, Inc. v. SAP Am., Inc., 793 F.3d 1306, 1334, 115 USPQ2d 1681, 1701 (Fed. Cir. 2015). Accordingly, this additional element does not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea.
Regarding claim 2
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
“where the instructions further include an output of the first polarity confidence measure and the second polarity confidence measure.”
This limitation is directed to the abstract idea of a mental process (including an observation, evaluation, judgement, opinion) which can be performed by the human mind, or by a human using pen and paper (see MPEP 2106.04(a)(2) III. C.).
Thus, the judicial exception is not integrated into a practical application (see MPEP 2106.04(d) I.), failing step 2A prong 2. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception under step 2B.
Regarding claim 3
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
“where the instructions further include an output of at least a portion of the input record.”
This limitation is directed to the abstract idea of a mental process (including an observation, evaluation, judgement, opinion) which can be performed by the human mind, or by a human using pen and paper (see MPEP 2106.04(a)(2) III. C.).
Thus, the judicial exception is not integrated into a practical application (see MPEP 2106.04(d) I.), failing step 2A prong 2. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception under step 2B.
Regarding claim 4
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1: The claim recites multiple mental processes, as explained below. The claim recites, inter alia:
“where the instructions further include an input of an indication of agreement with the combined confidence”
This limitation is directed to the abstract idea of a mental process (including an observation, evaluation, judgement, opinion) which can be performed by the human mind, or by a human using pen and paper (see MPEP 2106.04(a)(2) III. C.).
Thus, the judicial exception is not integrated into a practical application (see MPEP 2106.04(d) I.), failing step 2A prong 2. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception under step 2B.
Regarding claim 5
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
Step 2A Prong 2: This judicial exception is not integrated into a practical. In particular, the claim only recites additional elements that are mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea. See MPEP 2106.05(f). The additional element of “where the machine learning algorithm is random forest.”, as drafted, is reciting generic computer components. The generic computer components in these steps are recited at a high-level of generality (i.e., as a generic computer component performing a generic computer function) such that it amounts no more than mere instructions to apply the exception using a generic computer component. Accordingly, this additional element does not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea. The claim is directed to an abstract idea.
Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into practical application, the additional element of using generic computer components to perform the abstract idea amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. Thus, the claim is not patent eligible.
Regarding claim 6
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
Step 2A Prong 2: This judicial exception is not integrated into a practical. In particular, the claim only recites additional elements that are mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea. See MPEP 2106.05(f). The additional element of “where the machine learning algorithm is KMeans”, as drafted, is reciting generic computer components. The generic computer components in these steps are recited at a high-level of generality (i.e., as a generic computer component performing a generic computer function) such that it amounts no more than mere instructions to apply the exception using a generic computer component.
Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. The additional element of using generic computer components to perform the abstract idea amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. Accordingly, this additional element does not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea.
Regarding claim 7
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
Step 2A Prong 2: This judicial exception is not integrated into a practical. In particular, the claim only recites additional elements that are mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea. See MPEP 2106.05(f). The additional element of “where the machine learning algorithm is distributed across a plurality of the opposing polarity machine learning devices.”, as drafted, is reciting generic computer components. The generic computer components in these steps are recited at a high-level of generality (i.e., as a generic computer component performing a generic computer function) such that it amounts no more than mere instructions to apply the exception using a generic computer component.
Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into practical application, the additional element of using generic computer components to perform the abstract idea amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. Thus, the claim is not patent eligible.
Regarding claim 8
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1:
Step 2A Prong 2: This judicial exception is not integrated into a practical. In particular, the claim only recites additional elements that are mere instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea. See MPEP 2106.05(f). The additional element of “where the first machine learning model is trained on one of the opposing polarity machine learning devices and the second machine learning model is trained on another opposing polarity machine learning device”, as drafted, is reciting generic computer components. The generic computer components in these steps are recited at a high-level of generality (i.e., as a generic computer component performing a generic computer function) such that it amounts no more than mere instructions to apply the exception using a generic computer component.
Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into practical application, the additional element of using generic computer components to perform the abstract idea amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. Thus, the claim is not patent eligible.
Regarding claim 9
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1: The claim recites multiple mental processes, as explained below. The claim recites, inter alia:
“where the instructions further include a subtraction of the first polarity confidence measure from the second polarity confidence measure to obtain the combined confidence measure.”
This limitation is directed to the abstract idea of a mental process (including an observation, evaluation, judgement, opinion) which can be performed by the human mind, or by a human using pen and paper (see MPEP 2106.04(a)(2) III. C.).
Thus, the judicial exception is not integrated into a practical application (see MPEP 2106.04(d) I.), failing step 2A prong 2. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception under step 2B.
Regarding claim 10
Step 1: The claim recites a device; therefore, it falls into the statutory category of machine.
Step 2A Prong 1: The claim recites multiple mental processes, as explained below. The claim recites, inter alia:
“where the instructions further include an addition of a threshold to the combined confidence measure.”
This limitation is directed to the abstract idea of a mental process (including an observation, evaluation, judgement, opinion) which can be performed by the human mind, or by a human using pen and paper (see MPEP 2106.04(a)(2) III. C.).
Thus, the judicial exception is not integrated into a practical application (see MPEP 2106.04(d) I.), failing step 2A prong 2. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception under step 2B.
Regarding claims 11-20
Claim 11-20 recite analogous limitations to claims 1-10 and therefore is rejected on the same ground as claims 1-10.
Conclusion
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/VAN C MANG/Primary Examiner, Art Unit 2126