Prosecution Insights
Last updated: April 18, 2026
Application No. 18/150,816

VERTICAL MAGNETIC TUNNEL JUNCTION DEVICE

Non-Final OA §102§103
Filed
Jan 06, 2023
Examiner
AMER, MOUNIR S
Art Unit
2818
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
97%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
531 granted / 602 resolved
+20.2% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
24 currently pending
Career history
626
Total Applications
across all art units

Statute-Specific Performance

§103
55.1%
+15.1% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
8.2%
-31.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 602 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Application This Office Action is in response to Applicant’s application 18/150,816 filed on March 16 2026 in which claims 1 to 20 are pending. Drawings The drawings submitted on January 06 2023 have been reviewed and accepted by the Examiner. Information Disclosure Statement The Information Disclosure Statement (IDS), filed on January 06 2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosed therein has been considered by the Examiner. Priority Receipt is acknowledged of paper submitted under 35 U.S.C. 119(a)-(d) or under 35 U.S.C. 120, 121, 365(c), or 386(c) which has been placed of record in the file. Notation References to patents will be in the form of (C: L) where C is the column number and L is the line number. References to pre-grant patent publications will be to the paragraph number in the form of (¶ XXXX). Election/Restrictions Applicant’s election without traverse of claims 1-14 in the reply filed on march 16, 2026 is acknowledged. Claims 15-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1 and 3 are rejected under AIA 35 U.S.C. 102(a)(1) as being anticipated by Li (US 2010/0219493 A1; hereinafter “Li’). Regarding claim 1, Li teaches a magnetic tunnel junction (MTJ) structure (1000, Fig.10; ¶ 0070) comprising: an L-shape MTJ stack (806; Fig.10; ¶ 0070), the L-shaped MTJ stack (2700, Fig.27) including an L-shaped (L-shape MTJ stack, Fig.10) reference layer (2708; Fig.27; ¶ 0103); an L-shaped tunnel barrier layer (2706; Fig.27; ¶ 0104) conformally on the L-shaped reference layer (2706); and an L-shaped(L-shape MTJ stack, Fig.10) free layer (2704; Fig.27; ¶ 0104) conformally on the L-shaped tunnel barrier layer (2706), wherein a vertical portion of the L-shaped MTJ stack (left side vertical portion of the MTJ; Fig.10) is adjacent to a sidewall of a metal stud (1050; “electrode is treated as a metal stud; Fig.10; ¶ 0067), the metal stud (1050) being directly on top of a metal wire (827; Fig.10; ¶ 0067) in a dielectric layer (932; Fig.10; ¶0067). Regarding claim 3, Li teaches a first electrode (816, Fig.10; ¶ 0067) being in contact with a horizontal portion of the L-shaped capping layer (808); a conductive stair (1050; 1050 and 827 have different width so following treated as stairs; Fig.10) being horizontally in contact with a vertical portion of the L-shaped capping layer (1050 with 806; Fig.10); and a second electrode (828) being in contact (828 is in electrical contact with MTJ) with the vertical portion of the L- shaped capping layer through the conductive stair (vertical portion of the MTJ). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 2, 9 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Li (US 2010/0219493 A1; hereinafter “Li’) and in view of Lui et al. (US 2015/0028440 A1; hereinafter “Liu”) and further in view of Oguz et al. (US 2019/0304524 A1; hereinafter “Oguz”). Regarding claim 2, Li teaches L-shaped capping layer (808; Fig.10; ¶ 0067) on top of the L-shaped MTJ stack (806) of the MTJ device (1000); wherein a vertical portion of the L-shaped MTJ stack (left side vertical portion of the MTJ; Fig.10) is adjacent to a sidewall of a metal stud (1050; “electrode is treated as a metal stud; Fig.10; ¶ 0067), the metal stud (1050) being directly on top of a metal wire (827; Fig.10; ¶ 0067) in a dielectric layer (932; Fig.10; ¶0067). Li does not teach an L-shaped performance enhancing layer and does not teach an L-shaped spin-orbit coupling layer However, Liu teaches a spin-orbit coupling layer (220, Fig, 2B; ¶ 0082) on top of the free layer (204, Fig.2B; ¶0080). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to have a spin-orbit coupling layer on top of the free layer in the device of Li as taught by Liu to have an effective field that may induced when passing a current through the insertion structure (¶ 0033). However, Oguz teaches a reference layer (110, Fig.2; ¶ 0043) on the performance enhancing layer (108, ¶ 0043). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to have a performance enhancing layer under the preference layer in the device of Li and Liu as taught by Oguz for purpose the improves thermal stability of the MTJ device (¶ 0043). Regarding claim 9, Li teaches a magnetic tunnel junction (MTJ) structure (1000, Fig.10; ¶ 0070) comprising: An L-shape MTJ stack (806; Fig.10; ¶ 0070), the L-shaped MTJ stack (2700, Fig.27) including an L-shaped (L-shape MTJ stack, Fig.10) reference layer (2708; Fig.27; ¶ 0103) on an L-shape (L-shape MTJ stack, Fig.10) layer (3112; Fig.31; ¶ 0017) an L-shaped tunnel barrier layer (2706; Fig.27; ¶ 0104) conformally on the L-shaped reference layer (2706); and an L-shaped (L-shape MTJ stack, Fig.10) free layer (2704; Fig.27; ¶ 0104) conformally on the L-shaped tunnel barrier layer (2706) and an L-shaped capping layer (808; Fig.10; ¶ 0067) on top of the L-shaped MTJ stack (806) of the MTJ device (1000); wherein a vertical portion of the L-shaped MTJ stack (left side vertical portion of the MTJ; Fig.10) is adjacent to a sidewall of a metal stud (1050; “electrode is treated as a metal stud; Fig.10; ¶ 0067), the metal stud (1050) being directly on top of a metal wire (827; Fig.10; ¶ 0067) in a dielectric layer (932; Fig.10; ¶0067). Li does not teach an L-shaped performance enhancing layer and does not teach an L-shaped spin-orbit coupling layer However, Liu teaches a spin-orbit coupling layer (220, Fig, 2B; ¶ 0082) on top of the free layer (204, Fig.2B; ¶0080). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to have a spin-orbit coupling layer on top of the free layer in the device of Li as taught by Liu to have an effective field that may induced when passing a current through the insertion structure (¶ 0033). However, Oguz teaches a reference layer (110, Fig.2; ¶ 0043) on the performance enhancing layer (108, ¶ 0043). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention, to have a performance enhancing layer under the preference layer in the device of Li and Liu as taught by Oguz for purpose the improves thermal stability of the MTJ device (¶ 0043). Regarding claim 10, Li teaches a first electrode (816, Fig.10; ¶ 0067) being in contact with a horizontal portion of the L-shaped capping layer (808); a conductive stair (1050; 1050 and 827 have different width so following treated as stairs; Fig.10) being horizontally in contact with a vertical portion of the L-shaped capping layer (1050 with 806; Fig.10); and a second electrode (828) being in contact (828 is in electrical contact with MTJ) with the vertical portion of the L- shaped capping layer through the conductive stair (vertical portion of the MTJ). Allowable Subject Matter Claims 4-8 and 11-14 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 4 is objected to because the prior art does not teach the following limitations: “… the MTJ device is a first MTJ device and the metal stud is a first metal stud, further comprising a second MTJ device, the second MTJ device comprising: an L-shaped MTJ stack that, from a bottom to a top thereof, includes an L-shaped performance enhancing layer, an L-shaped reference layer, an L-shaped tunnel barrier layer; and an L-shaped free layer; and an L-shaped spin-orbit coupling layer and an L-shaped capping layer on top of the L- shaped MTJ stack of the second MTJ device, wherein a vertical portion of the L-shaped MTJ stack of the second MTJ device is adjacent to a sidewall of a second metal stud, the second metal stud being horizontally aligned with the first metal stud and separated from the first metal stud by a dielectric layer” with the rest of the limitations of claims 3 AND 2 AND 1. Claim 11 is objected to because the prior art does not teach the following limitations: “… the MTJ device is a first MTJ device and the metal stud is a first metal stud, further comprising a second MTJ device, the second MTJ device comprising: an L-shaped MTJ stack that, from a bottom to a top thereof, includes an L-shaped performance enhancing layer, an L-shaped reference layer, an L-shaped tunnel barrier layer; and an L-shaped free layer; and an L-shaped spin-orbit coupling layer and an L-shaped capping layer on top of the L- shaped MTJ stack of the second MTJ device, wherein a vertical portion of the L-shaped MTJ stack of the second MTJ device is adjacent to a sidewall of a second metal stud, the second metal stud being horizontally aligned with the first metal stud and separated from the first metal stud” with the rest of the limitations of claims 9 AND 10. Claim 14 is objected to because the prior art does not teach the following limitations: “…an L-shaped MTJ stack that, from a bottom to a top thereof, includes an L-shaped performance enhancing layer, an L-shaped reference layer, an L-shaped tunnel barrier layer; and an L-shaped free layer; and an L-shaped spin-orbit coupling layer and an L-shaped capping layer on top of the L- shaped MTJ stack of the second MTJ device, wherein a vertical portion of the L-shaped MTJ stack of the second MTJ device is adjacent to a second sidewall of the metal stud, the second sidewall being opposite to the first sidewall of the metal stud” with the rest of the limitations of claims 9 AND 10. Claims 5 to 8 are object to because the following claims are dependent on claim 4. Claims 12 and 13 are objected to because the claims are dependent on claim 11. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mounir S Amer whose telephone number is (571)270-3683. The examiner can normally be reached Monday-Friday 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eva Montalvo can be reached at (571) 270-3829. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Mounir S Amer/Primary Examiner, Art Unit 2818
Read full office action

Prosecution Timeline

Jan 06, 2023
Application Filed
Jun 10, 2024
Response after Non-Final Action
Apr 03, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604717
SEMICONDUCTOR STRUCTURE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12598982
SEMICONDUCTOR DEVICES WITH INSULATED SOURCE/DRAIN JUMPER STRUCTURES
2y 5m to grant Granted Apr 07, 2026
Patent 12588217
Programming Current Control for Artificial Intelligence (AI) Devices
2y 5m to grant Granted Mar 24, 2026
Patent 12588218
CHALCOGENIDE MATERIAL, SWITCHING DEVICE INCLUDING THE CHALCOGENIDE MATERIAL, AND MEMORY DEVICE INCLUDING THE SWITCHING DEVICE
2y 5m to grant Granted Mar 24, 2026
Patent 12581871
PHASE-CHANGE MATERIAL (PCM) RADIO FREQUENCY (RF) SWITCHING DEVICE WITH THIN SELF-ALIGNED DIELECTRIC LAYER
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
97%
With Interview (+8.6%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 602 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month