Prosecution Insights
Last updated: August 16, 2026
Application No. 18/157,311

TUNABLE, RAPID UPTAKE, AMINOPOLYMER AEROGEL SORBENT FOR DIRECT AIR CAPTURE OF CO2

Final Rejection §103
Filed
Jan 20, 2023
Priority
May 28, 2020 — provisional 63/031,098 +1 more
Examiner
PREGLER, SHARON
Art Unit
1772
Tech Center
1700 — Chemical & Materials Engineering
Assignee
PALO ALTO RESEARCH CENTER Incorporated
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
696 granted / 893 resolved
+12.9% vs TC avg
Strong +21% interview lift
Without
With
+21.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
38 currently pending
Career history
919
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
17.9%
-22.1% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 893 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment The Examiner acknowledges the Applicant’s response containing amendments to the claims. Claims 12-17 are currently pending. The amendments are sufficient to overcome the previous rejection. However, an updated search and consideration finds the pending claims do not overcome the prior art. A final rejection follows. FINAL REJECTION Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 12-17 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. “Support Free porous polyamine particles for CO2 Capture.” ACS Macro Letters (2012), 1, 944-948 in view of Xu et al. “Microporous organic polymers as CO2 adsorbents: advances and challenges” Materials Today Advances 6 (2020) 100052 and in further view of Begag et al. US Patent 9,931,612. Regarding claim 12, Wang teaches a system for carbon capture comprising a microporous organic polymer (MOP) (page 944, first column and abstract) where the polymer contains amine vinyl monomers in the backbone (page 944, second column and page 945 scheme 1). Wang does not explicitly teach aerogels, but does teach a highly porous and high specific surface area MOP (page 947, last paragraph). Xu teaches a system for carbon capture comprising a microporous organic polymer (MOP) (page 1, first column and abstract) in the form of aerogels (page 6, section 4) where the polymer incorporates amine to improve carbon capture (Table 1, page 4 last paragraph, page 6 second paragraph). Aerogels have been found to provide a sorbent structure with low density and high surface area which are desirable for efficient carbon capture. Thus, it would have been obvious to one having ordinary skill in the art to use aerogel structures for the MOP sorbent. Wang and Xu do not explicitly teach at least 5 wt% of amine containing vinyl monomers are integrated into the polymer backbone. However, Xu does teach that the incorporation of amine functionally into MOP frameworks enhance the adsorption of CO2 even at low pressures (page 4, second column second to third paragraphs). This demonstrates that the amount of amine incorporated into the MOP is a result effective variable affecting CO2 capture performance. Wang further teaches that amine monomers in the backbone of porous polymers used for CO2 adsorption (page 945, scheme 1) provide a strong carbon capture capacity at ambient conditions (direct air capture, page 947 last paragraph). Wang found good capture capacity with 6.9 mmol/g of amines accessible to HCl (page 947 last paragraph). This indicates that there is high amine loading and high accessible amine loading in the polymer and that increasing the accessible amine sites is ideal for increasing carbon capture. Since Wang teaches that increasing the accessible amine site density improves carbon capture efficiency and demonstrates high accessible amine loading (6.9 mmol/g), one having ordinary skill in the art would recognize that the amount of amine incorporated into the polymer backbone is a result effective variable and would have optimized by routine experimentation. Accordingly in light of Xu and Wang, it would have been obvious to one having ordinary skill in the art to optimize the amount of amine-containing vinyl monomer incorporated into the polymer backbone by routine experimentation, at least 5 wt% amine monomers. Xu and Wang do not explicitly disclose the pore sizes are in the range of 10 nm to 100 nm. However, Begag teaches a carbon capture material comprising a polymeric aerogel with a pore distribution in Figure 5. The pore diameters range in Figure 5 teach a pore size with average peaks between 10 nm and 100 nm. A broad pore size distribution in this range facilitates the access of carbon dioxide amine sites (column 21 line 31). Thus, it would have been obvious to one having ordinary skill at the time of filing to modify Xu with the pore sizes of Begag (10-100 nm) because the size distribution has been found to improve carbon capture by facilitating the access of carbon dioxide on the amine sites. Regarding claims 13 and 14, Xu teaches the MOP can be in the form of granules, fibers and monolith adsorbents (abstract, page 1, last paragraph, and page 6 section 4). The function of Xu is carbon dioxide adsorption; thus it is taken that the monolith would be a monolith sorbr. Regarding claim 15, Wang teaches a system for carbon capture comprising a microporous organic polymer (MOP) (page 944, first column and abstract) where the polymer contains amine vinyl monomers in the backbone (page 944, second column and page 945 scheme 1). Wang does not explicitly teach aerogels, but does teach a highly porous and high specific surface area MOP (page 947, last paragraph). Xu teaches a system for carbon capture comprising a microporous organic polymer (MOP) (page 1, first column and abstract) in the form of aerogels (page 6, section 4) where the polymer incorporates amine to improve carbon capture (Table 1, page 4 last paragraph, page 6 second paragraph). Aerogels have been found to provide a sorbent structure with low density and high surface area which are desirable for efficient carbon capture. Thus, it would have been obvious to one having ordinary skill in the art to use aerogel structures for the MOP sorbent. Wang and Xu do not explicitly teach at least 5 wt% of amine containing vinyl monomers are integrated into the polymer backbone. However, Xu does teach that the incorporation of amine functionally into MOP frameworks enhance the adsorption of CO2 even at low pressures (page 4, second column second to third paragraphs). This demonstrates that the amount of amine incorporated into the MOP is a result effective variable affecting CO2 capture performance. Wang further teaches that amine monomers in the backbone of porous polymers used for CO2 adsorption (page 945, scheme 1) provide a strong carbon capture capacity at ambient conditions (direct air capture, page 947 last paragraph). Wang found good capture capacity with 6.9 mmol/g of amines accessible to HCl (page 947 last paragraph). This indicates that there is high amine loading and high accessible amine loading in the polymer and that increasing the accessible amine sites is ideal for increasing carbon capture. Since Wang teaches that increasing the accessible amine site density improves carbon capture efficiency and demonstrates high accessible amine loading (6.9 mmol/g), one having ordinary skill in the art would recognize that the amount of amine incorporated into the polymer backbone is a result effective variable and would have optimized by routine experimentation. Accordingly in light of Xu and Wang, it would have been obvious to one having ordinary skill in the art to optimize the amount of amine-containing vinyl monomer incorporated into the polymer backbone by routine experimentation, at least 5 wt% amine monomers. Wang does not explicitly teach the molecular weight of the monomer being less than 100 g/mol. However, Wang does teach incorporating N-methyl-N-vinylformamide (MVF) into the polymer backbone, where MVF is known to have a molecular weight of about 71g/mol, thus less than 100 g/mol. Regarding claims 16 and 17, Xu teaches the MOP can be in the form of granules, fibers and monolith adsorbents (abstract, page 1, last paragraph, and page 6 section 4). The function of Xu is carbon dioxide adsorption; thus, it is taken that the monolith would be a monolith sorber. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHARON PREGLER whose telephone number is (571)270-5051. The examiner can normally be reached Monday - Friday 9am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, In Suk Bullock can be reached at (571) 272-5954. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHARON PREGLER/ Primary Examiner, Art Unit 1772
Read full office action

Prosecution Timeline

Jan 20, 2023
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §103
Jun 22, 2026
Response Filed
Aug 05, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702947
MULTI-STAGE DIRECT CAPTURE OF CO2 FROM AIR
2y 9m to grant Granted Aug 11, 2026
Patent 12702965
CARBON SORBENT-AZOBENZENE HYBRIDS FOR CARBON CAPTURE AND METHODS OF PRODUCING AND/OR USING SAID HYBRIDS
2y 8m to grant Granted Aug 11, 2026
Patent 12691402
A METHOD FOR REMOVING CO2 FROM A CO2-CONTAINING STREAM
2y 8m to grant Granted Jul 28, 2026
Patent 12680755
SOLVENT INJECTION FOR SOLIDS PREVENTION IN AN LNG PLANT
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Patent 12678801
ELECTROSTATIC DUST SEPARATOR FOR PURIFYING AIR AND OTHER DIELECTRIC FLUIDS
3y 5m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+21.2%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 893 resolved cases by this examiner. Grant probability derived from career allowance rate.

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