Prosecution Insights
Last updated: October 25, 2026
Application No. 18/157,368

SYSTEM AND METHOD FOR NETWORK-CONNECTED DEVICE SECURITY

Final Rejection §103
Filed
Jan 20, 2023
Priority
Mar 15, 2022 — provisional 63/269,354
Examiner
NGUYEN, DUSTIN
Art Unit
2446
Tech Center
2400 — Computer Networks
Assignee
CenturyLink Intellectual Property LLC
OA Round
4 (Final)
78%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
650 granted / 829 resolved
+20.4% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
21 currently pending
Career history
873
Total Applications
across all art units

Statute-Specific Performance

§101
9.6%
-30.4% vs TC avg
§103
54.0%
+14.0% vs TC avg
§102
17.9%
-22.1% vs TC avg
§112
8.9%
-31.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 829 resolved cases

Office Action

§103
DETAILED ACTION Claims 1, 2, 4-6, 11, 13-15, 17, and 18 are presented for consideration. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 2. Claim(s) 1, 4-6, 10, and 13-15 are rejected under 35 U.S.C. 103 as being unpatentable over Zou et al. [ US Patent Application No 2016/0212099 ], in view of.O’Connell et al. [ US Patent Application No 2023/0053883 ]. 3. As per claim1, Zou discloses the invention as claimed including a method, comprising: receiving, by a security device for a first network segment [ i.e. private cloud control center agents manage the IoT devices associated with the private clouds 104 ] [ Figure 1; and paragraph 0027 ], a request from a connected device to be configured to receive or transmit data on the first network segment [ i.e. receive a connection request from the IoT devices ] [ paragraphs 0052, 0053, and 0112 ]; determining, based on the request to be configured, a first profile for the connected device [ i.e. IoT device profiling engine determines a device type of an IoT device, and manage the IoT devices using IoT device data, IoT device data can specify device profiles of the IoT devices ] [ paragraphs 0046, 0048, 0076, and 0088 ]; receiving, by the security device, a data packet, the data packet being a data packet from the connected device, or a data packet addressed to the connected device [ i.e. the data flow management engine functions to control data transmitted to and from IoT devices through application of an IoT firewall ] [ 412, Figure 4; and paragraphs 0083, 0084, and 0129 ]; determining, by the security device, based on the first profile [ i.e. the IoT firewall is updated based on the device profile ] [ paragraph 0111 ], that forwarding of the data packet is not authorized [ i.e. block data from being transmitted between the thermostat and the television ] [ Figure 11; and paragraph 0074, and 0132 ]; and not forwarding, by the security device, the data packet [ i.e. drop or stop data from being transmitted ] [ paragraphs 0060, and 0084 ]. Zou does not specifically disclose wherein the determining that the forwarding of the data packet is not authorized comprises determining that forwarding the data packet would cause a data rate limit associated with the first profile to be exceeded. O’Connell discloses wherein the determining that the forwarding of the data packet is not authorized [ i.e. change a status of device including blocking device or limiting the bandwidth of IoT device ] [ paragraphs 0045-0047 ] comprises determining that forwarding the data packet would cause a data rate limit associated with the first profile to be exceeded [ i.e. a device has exceeded or is consuming resources at a rate that will exceed a subscription usage limit ] [ paragraphs 0027, 0034, 0045, and 0070 ]. It would have been obvious to a person skill in the art before the effective filing date of the claimed invention to combine the teaching of Zou, and O’Connell because the teaching of O’Connell would enable to detect of anomalies in a device’s traffic pattern [ O’Connell, paragraph 0014 ]. 4. As per claim 4, Zou discloses wherein the determining that the forwarding of the data packet is not authorized comprises determining that: an Internet Protocol (IP) address to which the data packet is addressed is the IP address of another device directly connected to the security device [ i.e. IoT rules can include a block list or watch list of IP addresses ] [ paragraph 0053, and 0054 ]; and the sending of data packets to another device directly connected to the security device is not authorized for the first profile [ i.e. control transmission of data between a television and a thermostat within the same house ] [ paragraphs 0074, and 0083 ]. As per claim 5, Zou discloses wherein the determining that the forwarding of the data packet is not authorized comprises determining that: the data packet comprises a request for an update; and the time of receipt of the data packet, by the security device, is not within a range of times for which updates are authorized for the first profile [ paragraphs 0048, and 0077 ]. 6. As per claim 6, Zou discloses wherein the determining that the forwarding of the data packet is not authorized comprises determining that: the data packet comprises a request for an update; and the data packet is addressed to an endpoint which is not in a list of endpoints for which updates are authorized for the first profile [ i.e. paragraphs 0048, and 0077 ]. 7. As per claim 10, it is rejected for similar reasons as stated above in claim 1. 8. As per claims 13-15, they are rejected for similar reasons as stated above in claims 4-6. 9. Claim(s) 2, 8, 11, and 17, are rejected under 35 U.S.C. 103 as being unpatentable over Zou et al. [ US Patent Application No 2016/0212099 ], in view of O’Connell et al. [ US Patent Application No 2023/0053883 ], and further in view of Pandian et al. [ US Patent Application No 2020/0076853 ]. 10. As per claim 2, Zou in view of O’Connell does not specifically disclose wherein the request to be configured comprises a dynamic host configuration protocol (DHCP) message, and wherein the request to be configured comprises an indication of the first profile. Pandian discloses wherein the request to be configured comprises a dynamic host configuration protocol (DHCP) message, and wherein the request to be configured comprises an indication of the first profile [ i.e. DHCP attribute ] [ paragraphs 0039, 0072, and 0152 ]. It would have been obvious to a person skill in the art before the effective filing date of the claimed invention to combine the teaching of Zou, O’Connell and Pandian because the teaching of Pandian would enable to determine a device profile and anomalous behavior associated with a device in a network [ Pandian, paragraph 0003 ]. 11. As per claim 8, Zou in view of O’Connell does not specifically disclose determining that the data packet comprises a Domain Name System (DNS) query; determining that the data packet is addressed to a DNS resolver other than a DNS resolver of the security device; and determining that the sending of a DNS query to a DNS resolver other than the DNS resolver of the security device is not authorized under the first profile. Pandian discloses determining that the data packet comprises a Domain Name System (DNS) query; determining that the data packet is addressed to a DNS resolver other than a DNS resolver of the security device; and determining that the sending of a DNS query to a DNS resolver other than the DNS resolver of the security device is not authorized under the first profile [ i.e. query type of a DNS query ] [ paragraphs 0038, 0071, and 0102 ]. It would have been obvious to a person skill in the art before the effective filing date of the claimed invention to combine the teaching of Zou, O’Connell and Pandian because the teaching of Pandian would enable to determine a device profile and anomalous behavior associated with a device in a network [ Pandian, paragraph 0003 ]. 12. As per claim 11, it is rejected for similar reasons as stated above in claim 2. 13. As per claim 17, it is rejected for similar reasons as stated above in claim 8. 14. Claim(s) 9, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Zou et al. [ US Patent Application No 2016/0212099 ], in view of O’Connell et al. [ US Patent Application No 2023/0053883 ], and further in view of Lee et al. [ US Patent Application No 2020/0252239 ]. 15. As per claim 9, Zou discloses determining that the forwarding of the data packet is not authorized under the first profile [ i.e. block data from being transmitted between the thermostat and the television ] [ Figure 11; and paragraph 0074, and 0132 ]. Zou in view of O’Connell does not specifically disclose determining, based on the request to be configured, a second profile for the connected device; and determining that the forwarding of the data packet is not authorized under the second profile. Lee discloses determining, based on the request to be configured, a second profile for the connected device [ i.e. profile for a device is updated with new or modified information ] [ Figure 3; and paragraphs 0045 ]; and determining that the forwarding of the data packet is not authorized under the second profile [ i.e. enforce one or more policies ] [ Figure 5; and paragraphs 0051, and 0060 ]. It would have been obvious to a person skill in the art before the effective filing date of the claimed invention to combine the teaching of Zou, O’Connell and Lee because the teaching of Lee would enable information about devices connected behind a gateway, such as a home gateway, to be made available to other entities, such as servers and routers, on a communications gateway [ Lee, paragraph 0003 ]. 16. As per claim 18, it is rejected for similar reasons as stated above in claim 9. Response to Arguments 17. Applicant’s arguments with respect to claim(s) 1, 2, 4-6, 11, 13-15, 17, and 18 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Conclusion 19. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Ou et al. [ US Patent Application No 2008/0192773 ] discloses a bandwidth profile for a particular user profile, for example, a first user device maybe associated with a maximum data rate of 3Mbps 20. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DUSTIN NGUYEN whose telephone number is (571)272-3971. The examiner can normally be reached Monday-Friday 9-6 PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Brian Gillis can be reached on 571-2727952. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DUSTIN NGUYEN/Primary Examiner, Art Unit 2446
Read full office action

Prosecution Timeline

Show 1 earlier event
Feb 13, 2025
Non-Final Rejection mailed — §103
May 07, 2025
Response Filed
Aug 08, 2025
Final Rejection mailed — §103
Nov 04, 2025
Request for Continued Examination
Nov 08, 2025
Response after Non-Final Action
Feb 24, 2026
Non-Final Rejection mailed — §103
May 21, 2026
Response Filed
Aug 18, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12764126
REAL-TIME DETECTION OF DNS TUNNELING TRAFFIC
6y 7m to grant Granted Oct 13, 2026
Patent 12762216
DRIVING RECORD AUTHENTICATION METHOD, ELECTRONIC DEVICE, STORAGE MEDIUM
3y 11m to grant Granted Oct 13, 2026
Patent 12764117
METHODS FOR IDENTIFICATION OF A DEVICE USER BASED ON A USER-RELATED METRICS ANALYSIS AND SYSTEMS THEREOF
3y 0m to grant Granted Oct 13, 2026
Patent 12764083
CONTEXTUAL GENERATION AND SELECTION OF CUSTOMIZED MEDIA CONTENT
2y 3m to grant Granted Oct 13, 2026
Patent 12764356
Systems and Methods for Content Delivery Network Selection in Video Streaming Systems
1y 8m to grant Granted Oct 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

5-6
Expected OA Rounds
78%
Grant Probability
91%
With Interview (+12.6%)
3y 3m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 829 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month