Prosecution Insights
Last updated: April 19, 2026
Application No. 18/158,832

MARINE POWERTRAIN UNIT AND METHOD FOR POWERING A MARINE VESSEL

Non-Final OA §103
Filed
Jan 24, 2023
Examiner
BURGESS, MARC R
Art Unit
3615
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Volvo Penta Corporation
OA Round
3 (Non-Final)
34%
Grant Probability
At Risk
3-4
OA Rounds
3y 4m
To Grant
56%
With Interview

Examiner Intelligence

Grants only 34% of cases
34%
Career Allow Rate
164 granted / 477 resolved
-17.6% vs TC avg
Strong +21% interview lift
Without
With
+21.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
69 currently pending
Career history
546
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
48.8%
+8.8% vs TC avg
§102
21.1%
-18.9% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 477 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/23/26 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 4, 6, 8-11, 13 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Tamba US 9,028,285 in view of Mizokawa US 7,473,149 and Marquis US 11,040,762. Regarding claim 1, Tamba teaches a powertrain for a marine vessel, comprising: an internal combustion engine 10, a transmission 56, a first drive unit having a first propeller 38 and a second drive unit having a second propeller 44, a first electric motor 40 and a second electric motor 48, where the internal combustion engine is connected to the first drive unit and the second drive unit through the transmission, where the first electric motor is connected to the first drive unit and where the second electric motor is connected to the second drive unit, where the powertrain comprises a first clutch 30 arranged between the transmission and the first drive unit and a second clutch 52 arranged between the transmission and the second drive unit, wherein the first electric motor is arranged to propel the first drive unit and the second electric motor is arranged to propel the second drive unit at a speed below a predefined speed (see Tamba figure 11), wherein the internal combustion engine is arranged to propel the first drive unit and the second drive unit through the transmission only at a speed above a predefined speed (see Tamba figure 11), wherein the powertrain is provided with an electronic control unit (ECU) 32 (and whatever controls the ICE) configured to control the internal combustion engine and the electric motors, wherein the ECU is configured to be connected to a regular control system of the marine vessel, wherein the ECU is configured to receive information from the regular control system of a desired speed (Tamba teaches that “the drivetrain is adapted to operate in a range of modes, selected either manually by an operator or automatically by a control system,” column 2, lines 61-63 meaning that the ECU must be communication with other vessel interfaces); wherein the first clutch and the second clutch are configured to disengage the internal combustion engine from the first drive unit and the second drive unit when a rotational speed of the internal combustion engine is below a set rotational speed, wherein the set rotational speed is selected such that only the electric motors will drive the vessel at a speed below the predefined speed, and such that at least the internal combustion engine will drive the vessel above the predefined speed (see Tamba figure 11). PNG media_image1.png 300 583 media_image1.png Greyscale Figure 1- Tamba Figure 10 Tamba does not teach that for a desired speed around the predefined speed, a hysteresis is used to prevent constant drive mode change at a desired speed around the predefined speed. Mizokawa teaches a powertrain for a marine vessel, comprising an internal combustion engine 14, a drive unit having a first propeller 12, a first electric motor 16, where the internal combustion engine is connected to the first drive unit, where the first electric motor is connected to the first drive unit, where the powertrain comprises a first clutch 22 arranged between the engine and the first drive unit, wherein for a desired speed around the predefined speed, a hysteresis is used to prevent constant drive mode change at a desired speed around the predefined speed (see Mizokawa figure 3). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the powertrain of Tamba with a hysteresis factor in mode switching as taught by Mizokawa in order to “preventing frequent mode switching around the boundary of the abutting modes” (column 5 line 64- column 6 line 5). Tamba does not teach that the first clutch and the second clutch are centrifugal clutches. Marquis teaches powertrain for a marine vessel, comprising an internal combustion engine 18, a first drive unit 24 having a first propeller 26, a first electric motor 20, where the internal combustion engine is connected to the first drive unit, where the first electric motor is connected directly to the first drive unit, where the powertrain comprises a first clutch 22 arranged between the engine (connected via shaft 42) and the first drive unit (via shaft 158), wherein the first clutch is a centrifugal clutch configured to disengage the internal combustion engine from the drive unit when a rotational speed of the internal combustion engine is below a set rotational speed, wherein the set rotational speed is selected such that only the electric motor will drive the vessel at a speed below the predefined speed, and such that at least the internal combustion engine will drive the vessel above the predefined speed (column 4, lines 4-17). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the powertrain of Tamba with a centrifugal clutch as taught by Marquis in order to simplify the system with a passive clutch, and not require complex direct control of the clutch. PNG media_image2.png 308 454 media_image2.png Greyscale Figure 2- Marquis Figure 7 Regarding claim 2, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Tamba does not teach that the transmission is a belt drive transmission, however it would have been an obvious substitution of functional equivalents to substitute a belt drive transmission into the split output drive in order to use a well-known, simple and reliable mechanism, since a simple substitution of one known element for another would obtain predictable results. KSR International Co. v. Teleflex Inc., 127 S. Ct. 1727, 1739, 1740, 82 USPQ2d 1385, 1395, 1396 (2007). Regarding claim 4, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Tamba also teaches that the first electric motor is arranged to propel the first drive unit and the second electric motor is arranged to propel the second drive unit in a reverse direction (column 7, lines 45-47). Regarding claim 6, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Tamba also teaches that the internal combustion engine, the first electric motor and the second electric motor are arranged to propel the first drive unit and second drive unit at a speed above the predefined speed (figure 11). Regarding claim 8, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Tamba and Mizokawa both teach that the powertrain is on a marine vessel. Regarding claim 9, Tamba teaches a method for driving a marine vessel, where the marine vessel comprises two drive units 14 arranged in parallel, where each drive unit comprises a propeller 38, 44, where the marine vessel comprises an internal combustion engine 10, a transmission 56, and a first 40 and a second 48 electric motor, where each drive unit is provided with a clutch 30, 52 arranged between the transmission and the drive unit, comprising the following steps: driving the first drive unit with the first electric motor directly coupled to the first drive unit for speeds below a predefined speed, driving the second drive unit with the second electric motor directly coupled to the second drive unit for speeds below the predefined speed, and driving the first drive unit and the second drive unit with the internal combustion engine through the transmission and the first and second clutches for speeds above the predefined speed (see Tamba figure 11), wherein the first clutch and the second clutch are configured to disengage the internal combustion engine from the first drive unit and the second drive unit when a rotational speed of the internal combustion engine is below a set rotational speed, wherein the set rotational speed is selected such that only the electric motors will drive the vessel at a speed below the predefined speed, and such that at least the internal combustion engine will drive the vessel above the predefined speed, and setting a desired speed of the marine vessel. Tamba does not teach using a hysteresis to prevent constant drive mode change at a desired speed around the predefined speed. Mizokawa teaches a powertrain for a marine vessel, comprising an internal combustion engine 14, a drive unit having a first propeller 12, a first electric motor 16, where the internal combustion engine is connected to the first drive unit, where the first electric motor is connected to the first drive unit, where the powertrain comprises a first clutch 22 arranged between the engine and the first drive unit, wherein for a set desired speed around the predefined speed (as determined by monitoring the control lever position), a hysteresis is used to prevent constant drive mode change at a desired speed around the predefined speed (see Mizokawa figure 3). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the powertrain of Tamba with a hysteresis factor in mode switching as taught by Mizokawa in order to “preventing frequent mode switching around the boundary of the abutting modes” (column 5 line 64- column 6 line 5). Tamba does not teach that the first clutch and the second clutch are centrifugal clutches. Marquis teaches powertrain for a marine vessel, comprising an internal combustion engine 18, a first drive unit 24 having a first propeller 26, a first electric motor 20, where the internal combustion engine is connected to the first drive unit, where the first electric motor is connected directly to the first drive unit, where the powertrain comprises a first clutch 22 arranged between the engine (connected via shaft 42) and the first drive unit (via shaft 158), wherein the first clutch is a centrifugal clutch configured to disengage the internal combustion engine from the drive unit when a rotational speed of the internal combustion engine is below a set rotational speed, wherein the set rotational speed is selected such that only the electric motor will drive the vessel at a speed below the predefined speed, and such that at least the internal combustion engine will drive the vessel above the predefined speed (column 4, lines 4-17). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the powertrain of Tamba with a centrifugal clutch as taught by Marquis in order to simplify the system with a passive clutch, and not require complex direct control of the clutch. Regarding claim 10, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 9. Tamba also teaches the step of driving the first drive unit with the first electric motor and driving the second drive unit with the second electric motor when reversing the marine vessel (column 7, lines 45-47). Regarding claim 11, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 9. Tamba (column 5, lines 47-49) and Mizokawa (column 6, lines 13-26) both teach that the first electric motor, the second electric motor and the internal combustion engine are controlled by an electronic control unit. Regarding claim 13, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 9. Tamba (column 5, lines 47-49) and Mizokawa (column 6, lines 13-26) both teach non-transitory computer program product comprising program code stored on a non-transitory computer readable medium for performing all the steps of claim 9 when said program code is run on a computer, as this is how automatic control with a controller functions. Regarding claim 14, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Mizokawa does not teach a specific speed correlated to the hysteresis, however it would have been obvious to one having ordinary skill in the art at the time the invention was made to program the hysteresis to 0.5 knots or whatever speed was desired in order to balance efficiency and mode-switching, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Tamba US 9,028,285 in view of Mizokawa US 7,473,149, Marquis US 11,040,762 and Helgesen US 9,055,713. Regarding claim 2, Tamba, Mizokawa and Marquis teach the invention as claimed as detailed above with respect to claim 1. Tamba does not teach that the transmission is a belt drive transmission. Helgesen teaches a vehicle drive in which a single engine output 130 is connected to two different drive units 110, 120 through a belt 100 drive transmission. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the powertrain of Tamba with a belt drive transmission as taught by Helgesen in order to use a well-known, simple and reliable mechanism. Response to Arguments Applicant's arguments filed 1/23/26 have been fully considered but they are not persuasive. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). In this case, the applicant argues that Tamba’s use of “ON/OFF” to describe the state of the clutch “is a strong indication of the use of active, controllable clutches” (page 10) which would not function with centrifugal clutches. The examiner disagrees for two reasons: First, Tamba teaches that a known configuration for hybrid drive trains is for “the internal combustion engine 10 and the electric motor/generator unit 12 are coupled via a one-way-clutch or a mechanically/electrically/hydraulically operated clutch” (column 1, lines 26-29). Despite any “strong indications” about the nature of the clutch, Tamba makes no statements about a preferred configuration. Second, the teaching of the centrifugal clutch is taken from Marquis, which teaches a very similar hybrid propulsion system. As detailed above, Marquis teaches that a centrifugal clutch is a useful way to engage/disengage the internal combustion engine based on the output speed of the engine. As taught, the system meets the claim as written. If the applicant is arguing that there is no teaching, suggestion, or motivation to combine the references, the examiner recognizes that obviousness may be established by combining or modifying the teachings of the prior art to produce the claimed invention where there is some teaching, suggestion, or motivation to do so found either in the references themselves or in the knowledge generally available to one of ordinary skill in the art. See In re Fine, 837 F.2d 1071, 5 USPQ2d 1596 (Fed. Cir. 1988), In re Jones, 958 F.2d 347, 21 USPQ2d 1941 (Fed. Cir. 1992), and KSR International Co. v. Teleflex, Inc., 550 U.S. 398, 82 USPQ2d 1385 (2007). In this case (as stated above), Marquis teaches a hybrid propulsion system in which a centrifugal clutch is a useful way to engage/disengage the internal combustion engine based on the output speed of the engine. One of ordinary skill in the art would easily see how this setup would be applied to the hybrid propulsion system of Tamba. As combined, the “ON/OFF” clutch commands of Tamba would be performed via ICE output speed commands as taught by Marquis. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Marc Burgess whose telephone number is (571)272-9385. The examiner can normally be reached M-F 08:30-15:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marc Jimenez can be reached at 517 272-4530. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARC BURGESS/Primary Patent Examiner, Art Unit 3615
Read full office action

Prosecution Timeline

Jan 24, 2023
Application Filed
Jul 17, 2025
Non-Final Rejection — §103
Oct 06, 2025
Response Filed
Oct 24, 2025
Final Rejection — §103
Jan 23, 2026
Request for Continued Examination
Feb 19, 2026
Response after Non-Final Action
Mar 10, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
34%
Grant Probability
56%
With Interview (+21.1%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 477 resolved cases by this examiner. Grant probability derived from career allow rate.

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