Prosecution Insights
Last updated: April 19, 2026
Application No. 18/162,835

SOLDER AND ELECTRONIC COMPONENT

Non-Final OA §103
Filed
Feb 01, 2023
Examiner
MCGUTHRY BANKS, TIMA MICHELE
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
TDK Corporation
OA Round
3 (Non-Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
2y 6m
To Grant
83%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
941 granted / 1154 resolved
+16.5% vs TC avg
Minimal +2% lift
Without
With
+1.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
65 currently pending
Career history
1219
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
40.3%
+0.3% vs TC avg
§102
19.4%
-20.6% vs TC avg
§112
33.0%
-7.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1154 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01/08/2026 has been entered. Status of Claims Claim 1 is currently amended, Claims 2-4, 6, and 7 are as previously presented, Claims 5 and 10 are cancelled, and Claims 8 and 9 are as originally filed. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-4 and 6-8 are rejected under 35 U.S.C. 103 as being unpatentable over Sekhar (US 5,127,969). Sekhar teaches a solder composition with containing at least tin (column 2, line 52) and particles (line 56). The particles have a higher Young’s modulus and lower linear expansion coefficient than the Sn phase based on the examples of SiC and Al2O3 (lines 56-58). The particles occupy 1-60% by volume (line 55), and they have a size of 1-60 microns (column 4, lines 4 and 5). In the case where the claimed ranges overlap or lie inside ranges disclosed by the prior art, a prima facie case of obviousness exists because the prior art discloses the utility of the composition over the entire disclosed range. See MPEP § 2144.05. Regarding Claim 2, the particles comprise C and O (column 2, line 58). Regarding Claim 3, the particles comprise C (column 2, line 58). Regarding Claim 4, Sekhar teaches SiC (column 2, line 58). Regarding Claim 6, the linear expansion coefficient of alumina is 8.1 [Wingdings font/0xFB] 10-6/°C (page 2) and silicon carbide is 2.77 [Wingdings font/0xFB] 10-6/°C (page 6) as evidenced by the Engineering Toolbox. Based on applicant’s disclosure in Table 2, the linear expansion coefficient of a tin alloy is 21 ppm/°C. Regarding Claim 7, the Young’s modulus of alumina is 385-392 GPa as evidenced by Engineering Materials; silicon carbide is 435-460 GPa as evidenced by Zinkle et al. Based on applicant’s disclosure in Table 2, the Young’s modulus of a tin alloy is 47.9 GPa. Regarding Claim 8, Sekhar teaches the solder does not have to contain lead. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Ma et al (US 2003/0141592 A1) in view of Sekhar. Ma et al teaches a silicon wafer for microelectronic devices [0001-0002] with a solder interconnect applied to metal terminal pads [0006]. However, Ma et al does not teach the solder composition as claimed. Sekhar is applied as discussed above. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the solder composition of Sekhar in Ma et al, since Sekhar teaches improved creep strength, modulus of elasticity, ultimate tensile strength, wear resistance, freezing range, usable service temperature, thermal conductivity and electrical conductivity, and a lower coefficient of thermal expansion (column 2, lines 29-33). Response to Arguments Applicant's arguments filed 12/11/2025 have been fully considered but they are not persuasive. Applicant argues that Sekhar discloses a preferred range in column 4, lines 40-43. This is not persuasive because patents are relevant as prior art for all they contain. A reference may be relied upon for all that it would have reasonably suggested to one having ordinary skill the art, including nonpreferred embodiments. Additionally, nonpreferred and alternative embodiments constitute prior art; disclosed examples and preferred embodiments do not constitute a teaching away from a broader disclosure or nonpreferred embodiments. See MPEP § 2123. Applicants can rebut a prima facie case of obviousness based on overlapping ranges by showing the criticality of the claimed range or by showing that the art, in any material respect, teaches away from the claimed invention. See MPEP § 2144.05 III. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Tima M. McGuthry-Banks whose telephone number is (571)272-2744. The examiner can normally be reached Monday through Friday, 7:30 am to 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith D. Hendricks can be reached at (571) 272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Tima M. McGuthry-Banks Primary Examiner Art Unit 1733 /TIMA M. MCGUTHRY-BANKS/Primary Examiner, Art Unit 1733
Read full office action

Prosecution Timeline

Feb 01, 2023
Application Filed
May 20, 2025
Non-Final Rejection — §103
Aug 22, 2025
Response Filed
Sep 08, 2025
Final Rejection — §103
Dec 11, 2025
Response after Non-Final Action
Jan 08, 2026
Request for Continued Examination
Jan 12, 2026
Response after Non-Final Action
Jan 13, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601024
HETEROSTRUCTURED ANTIMICROBIAL STAINLESS STEEL AND METHOD FOR SYNTHESIZING THE SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12601030
METHOD FOR PRODUCING REDUCED FORM OF METAL OXIDES
2y 5m to grant Granted Apr 14, 2026
Patent 12590347
PROCESS FOR MANUFACTURING COLD-ROLLED AND ANNEALED STEEL SHEET WITH A VERY HIGH STRENGTH, AND SHEET THUS PRODUCED
2y 5m to grant Granted Mar 31, 2026
Patent 12590761
DIRECT FLAME PREHEATING SECTION FOR A CONTINUOUS METAL STRIP PROCESSING LINE
2y 5m to grant Granted Mar 31, 2026
Patent 12569897
PRODUCTION METHOD FOR GRAIN-ORIENTED ELECTRICAL STEEL SHEET, AND PRODUCTION LINE
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
83%
With Interview (+1.9%)
2y 6m
Median Time to Grant
High
PTA Risk
Based on 1154 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month