Prosecution Insights
Last updated: May 29, 2026
Application No. 18/164,064

FUNGICIDAL COMBINATIONS

Non-Final OA §102§103§112
Filed
Feb 03, 2023
Priority
Feb 04, 2022 — provisional 63/306,638
Examiner
HEITMEIER, KENDALL NICOLE
Art Unit
1621
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
UPL Corporation Limited
OA Round
3 (Non-Final)
66%
Grant Probability
Favorable
3-4
OA Rounds
4m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
19 granted / 29 resolved
+5.5% vs TC avg
Strong +30% interview lift
Without
With
+30.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
31 currently pending
Career history
79
Total Applications
across all art units

Statute-Specific Performance

§103
30.2%
-9.8% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
12.2%
-27.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 29 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTON Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 10/6/2025 has been entered. Status of 18/164,064 Claims 1, 6, 8-10, 12-13, and 18-26 are currently pending. Priority The instant application 18/164,064, filed 2/3/2023, claims priority as follows: PNG media_image1.png 55 336 media_image1.png Greyscale The effective filing date of a claimed invention is determined on a claim-by-claim basis. See MPEP § 2152.01. The provisional application 63/306,638 fails to provide support for anilinopyrimidines other than pyrimethanil. Therefore, claims 1, 6, 8-10, 12-13, and 18-26 which contain limitations drawn to this feature, are not entitled to the effective filing date of the priority document, and a thus granted the date of 2/3/2023. Information Disclosure Statement No Information Disclosure Statement has been filed as of 4/20/2026. Oath/Declaration No Oath/Declaration has been filed as of 4/20/2026. Response to Arguments/Amendments The amendment filed 10/6/2025 has been entered. Applicant has amended claim 1 and has cancelled claims 2-5, 7, 11, and 14-17. In the Final rejection dated 7/10/2025, claims 1-5, 7, 9-16, and 18-23 were rejected under 35 U.S.C. 112(a). In response, Applicant has cancelled claims 2-5, 7, 11, and 14-16, and has amended instant claim 1 to omit the limitation, “are each below a minimum effective concentration”, which overcomes the rejection. Thus, the rejection is withdrawn. Claims 1-5, 7, 11-16, 18, and 22-23 were rejected under 35 U.S.C. 102(a)(1) and 102(a)(2) in the Final Rejection dated 7/10/2025. In response, Applicant has amended instant claim 1 to include the limitation, “wherein a weight ratio of the quinoline fungicide to the anilinopyrimidine fungicide is from about 1:4 to about 1:8”, which overcomes the anticipation rejection. Though the reference Nippon discloses weight ratios of compound A (including ipflufenoquin) to compound B (including pyrimethanil) and the reference BASF discloses weight ratios of a quinoline fungicide to an anilinopyrimidine fungicide, they do not explicitly recite the narrower claimed weight range of about 1:4 to about 1:8. Thus, the rejection is withdrawn, but the Examiner notes a new 103 rejection regarding this limitation is made below. In the Final Rejection dated 7/10/2025, claims 9-10 and 19-21 were rejected under 35 U.S.C. 103. In response, Applicant has amended instant claim 1 to recite, “wherein a weight ratio of the quinoline fungicide to the anilinopyrimidine fungicide is from about 1:4 to about 1:8”, and argues that one of ordinary skill would not choose the narrower amended range of quinoline fungicide to anilinopyrimidine fungicide of about 1:4 to about 1:8. Because claims 9-10 and 19-21 ultimately depend on claim 1, and the prior art rejection of claim 1 has been withdrawn upon amendment to the claim, the 103 rejections of 9-10 and 19-21 are also overcome, and are withdrawn. However, the Examiner notes a new 103 rejection regarding this limitation is made below. As stated above, the amendments to the instant claims introduce a new rejection. See the 112(b) rejection and 103 rejections below. Election/Restrictions Applicant's election with traverse of Group I in the reply filed on 10/8/2024 is acknowledged. The traversal is on the grounds that the compounds and compositions of Group I and the methods of Group II would likely require overlapping searches and would not cause any undue burden to the Examiner in conducting the search. This is not found persuasive because the search queries required for Group I, and Group II, which require different CPC class searches, are in fact, different. See rationale within pages 2-3 of the previous Office Action. Applicant’s species election with traverse of ipflufenoquin, as the quinoline fungicide, and pyrimethanil, as the anilinopyrimidine fungicide, in the reply filed on 10/8/2024 is acknowledged. Applicants’ traversal alleges that there is no serious search burden for a species election requirement. However, Examiner has cited the requisite search burden within pages 4-5 of the previous Office Action. Examination will begin on the elected species. In accordance with MPEP § 803.02, if upon examination of the elected species, no prior art is found that would anticipate or render obvious the instant invention based on the elected species, the search of the Markush-type claim will be extended. If prior art is then found that anticipates or renders obvious the non-elected species, the Markush-type claim will be rejected. It should be noted that the prior art search will not be extended unnecessarily to cover all non-elected species. Should Applicant overcome the rejection by amending the claim, the amended claim will be examined again. The prior art search will be extended to the extent necessary to determine patentability of the Markush-type claim. In the event prior art is found during further examination that renders obvious or anticipates the amended Markush-type claim, the claim will be rejected and the action made final. The elected species was searched and applicable prior art was identified in the Non-Final dated 11/19/2024 and the Final dated 7/10/2025. Claims 1, 9-10, 12-13, and 18-23 read on the elected species. Claims 6, 8, and 24-26 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to nonelected species, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 13 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 13 recites the limitations ethoxyquin, halacrinate, 8-hydroxyquinoline sulfate, quinacetol, a salt of quinacetol, quinofumelin, quinoxyfen, proquinazid, and tebufloquin in reference to the quinoline fungicide of the fungicidal combination. However, claim 13 depends from claim 12, and ultimately depends from claim 1, which solely recites ipflufenoquin as the quinoline fungicide. Thus, there is insufficient antecedent basis for these limitations in the claim. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1, 9, 12-13, 18-19, 21-23 are rejected under 35 U.S.C. 103 as being unpatentable over Nippon Soda Co., Ltd. (US 2020/0352168 A1, herein after referred to as “Nippon”). Determining the scope and contents of the prior art With respect to claim 1, Nippon teaches an agricultural and horticultural fungicide composition comprising at least one compound A, and at least one compound B (Claims 1 and 2). A specific example of compound A is ipflufenoquin, a quinoline fungicide, also defined as formula a-1 (Claim 2 and Specification, para [0023]): PNG media_image2.png 460 993 media_image2.png Greyscale and pyrimethanil, an anilinopyrimidine fungicide, as compound B (Specification, paragraph [0029] and Table 4). This anticipates the quinoline fungicide, ipflufenoquin, and the anilinopyrimidine fungicide, pyrimethanil, fungicidal combination recited in claims 1 of the instant application. Regarding claims 9 and 19, Nippon teaches concentrations of ipflufenoquin in a fungicidal combination of 0.0063 ppm to 0.1 ppm (Specification, Table 4). Additionally, Nippon teaches that the concentration is a result effective variable (Specification, Table 4) and may vary from subject to subject. With respect to claims 12-13 and 18, Nippon teaches Formulations 1-6 of compound A and compound B; specifically, Formulation 3 teaches a composition of compound A, compound B, and clay (Specification, para [0063]). In the instant application, kaolin clay, attapulgite clay, and acid white clay are disclosed as carriers as an example of agrochemically acceptable excipients in combination with ipflufenoquin and pyrimethanil (paragraph [0118]). Regarding claim 21, Nippon teaches fungicidal compositions containing an agrochemically acceptable excipient concentration of 65 w/w% - 90 w/w% (Specification, paragraphs [0090]-[0100]). With respect to claim 22-23, Nippon teaches ipflufenoquin and pyrimethanil as a dilute emulsion with an organic solvent, surfactant, and water (paragraphs [0080] and [0082], and Table 4). Such formulations would be capable of ready-mixing, or tank mixing. Ascertaining the differences between the prior art and the claims at issue Nippon fails to teach an anticipatory embodiment where the weight ratio of ipflufenoquin to pyrimethanil is about 1:4 to 1:8, ipflufenoquin is present in a concentration range of about 10 g/L to 100 g/L, ipflufenoquin comprises about 1% w/w to about 30% w/w of the fungicidal composition, and where the fungicidal composition comprises about 1% w/w to about 30% w/w of the agrochemically acceptable excipient of the total weight of the composition. Resolving the level of ordinary skill in the pertinent art The level of ordinary skill in the art is represented by an artisan who has sufficient background in the development of fungicidal combinations. Said artisan has also reviewed the problems in the art as regards to development of fungicidal combinations and understands the solutions that are widely known in the art. Considering objective evidence present in the application indicating obviousness or nonobviousness With respect to the concentration limitations of claims 1, 9, 19, and 21, it would have been prima facie obvious to one having ordinary skill in the art to arrive at the concentrations of ipflufenoquin and an agrochemically acceptable excipient recited in the instant claims because it is considered well within the capabilities of one of ordinary skill in the art to optimize the concentrations of individual ingredients of the formulation to provide optimal fungicidal combinations. The concentration of each individual ingredient in the formulation is a result effective parameter that will affect the physical properties of the final composition. The amount of a quinoline fungicide, in this case ipflufenoquin, in a composition is clearly a result effective parameter that a person of ordinary skill would routinely optimize. Optimization of parameters is a routine practice that would have been obvious for a person of ordinary skill in the art to employ and reasonably would expect success. Moreover, the ratios of fungicides and excipients, disclosed by Nippon above, provide a range of workable conditions and it would have been customary for an artisan of ordinary skill to determine the optimal ratios of fungicides and excipients to best achieve the desired result. Furthermore, absent any evidence demonstrating a patentable difference between the composition and the criticality of the claimed amounts, the determination of the optimum workable range(s) given the guidance of the prior art would have been generally prima facie obvious to the skilled artisan. See MPEP § 2144.05 [R-2](II) (A) and In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) “[W]here the general conditions of the claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation."). Claims 10 and 20 are rejected under 35 U.S.C. 103 as being unpatentable by Nippon Soda Co., Ltd. (US 2020/0352168 A1) in view of EPA (https://www3.epa.gov/pesticides/chem_search/ppls/002792-00081-20170213.pdf, accessed Nov. 6, 2024). The instant claims are drawn to concentrations of pyrimethanil in a fungicidal combination of about 250 g/L to about 550 g/L and a w/w% of pyrimethanil in a fungicidal composition of about 10% to about 50%. Determining the scope and contents of the prior art The reference Nippon teaches as disclosed above, and at least those teachings are incorporated herein. Furthermore, Nippon teaches concentrations of pyrimethanil in a fungicidal combination of 0.4 ppm to 1.6 ppm (Specification, Table 4). The reference EPA teaches a fungicidal combination of pyrimethanil in a concentration of 400 g/L and 37.3 w/w% (page 3, line 7). Ascertaining the differences between the prior art and the claims at issue Nippon fails to teach an embodiment where the concentration of pyrimethanil is about 250 g/L to about 550 g/L in the fungicidal combination, nor a w/w% of about 10% to about 50% of pyrimethanil the fungicidal composition. Conversely, the reference EPA fails to teach the presence of ipflufenoquin in the fungicidal composition. Resolving the level of ordinary skill in the pertinent art The level of ordinary skill in the art is represented by an artisan who has sufficient background in the development of fungicidal combinations. Said artisan has also reviewed the problems in the art as regards to development of fungicidal combinations and understands the solutions that are widely known in the art. Considering objective evidence present in the application indicating obviousness or nonobviousness Applying prong (B) of KSR, it would have been prima facie obvious to substitute the lower concentrations taught in Nippon with the higher concentrations taught by EPA to yield a predictable, improved result and arrive at the limitations of claims 10 and 20. The artisan would be motivated before the effective filing date of the claimed invention to substitute the concentration taught in Nippon with the higher concentrations taught by EPA to yield a predictable, improved result, because Nippon teaches that the concentration is a result effective variable and it would be well within the skill of an agricultural chemist to perform routine optimization to arrive at the claimed concentration and to provide optimal fungicidal combinations. The concentration of each individual ingredient in the formulation is a result effective parameter that will affect the physical properties of the final composition. The amount of an anilinopyrimidine fungicide, in this case pyrimethanil, in a composition is clearly a result effective parameter that a person of ordinary skill would routinely optimize. Optimization of parameters is a routine practice that would have been obvious for a person of ordinary skill in the art to employ and reasonably would expect success. Moreover, the ratios of fungicides disclosed by Nippon and EPA above, provide a range of workable conditions and it would have been customary for an artisan of ordinary skill to determine the optimal ratios of fungicides to best achieve the desired result. Furthermore, absent any evidence demonstrating a patentable difference between the composition and the criticality of the claimed amounts, the determination of the optimum workable range(s) given the guidance of the prior art would have been generally prima facie obvious to the skilled artisan. See MPEP § 2144.05 [R-2](II) (A) and In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955) “[W]here the general conditions of the claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation."). Conclusion Claims 1, 9-10, 12-13, 18-23 are rejected. Claims 6, 8, and 24-26 are withdrawn. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kendall Heitmeier whose telephone number is (703)756-1555. The examiner can normally be reached Monday-Friday 8:30AM-5:00PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Clinton Brooks can be reached at 571-270-7682. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.N.H./Examiner, Art Unit 1621 /CLINTON A BROOKS/Supervisory Patent Examiner, Art Unit 1621
Read full office action

Prosecution Timeline

Feb 03, 2023
Application Filed
Nov 19, 2024
Non-Final Rejection mailed — §102, §103, §112
May 13, 2025
Response Filed
Jul 10, 2025
Final Rejection mailed — §102, §103, §112
Oct 06, 2025
Response after Non-Final Action
Oct 29, 2025
Request for Continued Examination
Oct 30, 2025
Response after Non-Final Action
Apr 28, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
66%
Grant Probability
96%
With Interview (+30.4%)
3y 8m (~4m remaining)
Median Time to Grant
High
PTA Risk
Based on 29 resolved cases by this examiner. Grant probability derived from career allowance rate.

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