Prosecution Insights
Last updated: October 04, 2026
Application No. 18/167,475

MODULAR, PERCUTANEOUS DUAL-LUMEN CANNULA SYSTEM

Non-Final OA §103
Filed
Feb 10, 2023
Priority
Feb 10, 2022 — provisional 63/308,684 +2 more
Examiner
HALL, DEANNA K
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
The Feinstein Institutes for Medical Research
OA Round
3 (Non-Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
886 granted / 1171 resolved
+5.7% vs TC avg
Strong +16% interview lift
Without
With
+15.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
49 currently pending
Career history
1215
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
32.2%
-7.8% vs TC avg
§112
11.2%
-28.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1171 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 5/29/26 has been entered. Acknowledgments This office action is in response to the reply filed on 5/4/26. In the reply, the applicant amended claim 1 and canceled claim 12. Claims 1-11, 13-23 are pending. Allowable Subject Matter Claim 18 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. (see Fig. 6). Claims 19-20 are further objected to based on dependency. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-2, 5, 10-11, 13, 21-23 are rejected under 35 U.S.C. 103 as being unpatentable over Sauer et al. (US 2021/0178142) (“Sauer”) in view of Spiroff (US 3,828,767). Sauer discloses: A modular dual-lumen cannula system, comprising: a first drainage cannula having a drainage cannula distal end and a drainage cannula proximal end, and a drainage cannula tip at the drainage cannula distal end, the drainage cannula tip having a drainage tip opening at the drainage cannula distal end, wherein the drainage cannula tip tapers from a first drainage cannula diameter to a second drainage cannula diameter; a plurality of drainage ports through a circumferential wall of the first drainage cannula proximal to the drainage cannula tip; the drainage cannula proximal end having a first drainage branch configured for connection to fluid drainage tubing and a second return cannula branch; a hemostatic access port affixed to a proximal end of the second return cannula branch; a second return cannula having a return cannula distal end and a return cannula proximal end configured for connection to fluid return tubing, and a return cannula tip at the return cannula distal end, the return cannula tip having a tapering portion tapering from a first return cannula diameter to a second return cannula diameter; and a plurality of return ports through a circumferential wall of the return cannula tip; wherein the second return cannula extends through the hemostatic access port into and coaxially through a drainage lumen defined by an interior of the drainage cannula and extending out from the drainage lumen through the drainage cannula tip; wherein the second return cannula is moveable through the hemostatic access port and the drainage lumen such that a distance between the drainage ports and the return ports may be manually adjusted; and wherein the hemostatic access port is adjustable to selectively enable and prevent movement of the second return cannula with respect to the first drainage cannula. See Figs. 4-6 The drainage tip opening being positioned to engage and coaxially position the second return cannula with the first drainage cannula as the second return cannula extends through the drainage cannula tip is not directly disclosed in Sauer’s Figs. 4-6. However, looking to Figs. 9B,C, this arrangement is taught. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the taper in the distal end of the drainage catheter to approximate an outer surface of the second return cannula for engagement to prevent turbulent flow. With respect to claim 2: as above with Figs. 9B,C the first diameter of the second return cannula approximates the second diameter of the first drainage cannula, and wherein the drainage cannula tip tapers from the first drainage cannula diameter to the second drainage cannula diameter configured to approximate an outer surface of the second cannula. With respect to claim 5: Sauer discloses wherein the hemostatic access port 10 and the drainage tip opening at the drainage tip distal end are configured to coaxially hold the return cannula within the drainage lumen of the drainage cannula, wherein the drainage tip opening engages an outer surface of the second return cannula to maintain coaxial positioning. Figs. 9B,C With respect to claims 1, 10-11: the return ports are arranged in multiple rows around a circumference of the return cannula tip. Fig. 5. Examiner maintains that the dimensions of the ports of Sauer is a design feature that is well known to be modified based on routine experimentation and optimization (each return port has a longest length dimension of 2.15 mm and a width dimension that is less than the length dimension). Arguendo, Spiroff, in the analogous art, teaches a similar tapered return cannula wherein the width dimension declines for successive rows of return ports as they approach the distal end of the return cannula tip, C1L59-C2L4. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the return ports of Sauer with the return ports as taught by Spiroff for safety to tissues and controlled distribution of fluid (see Spiroff C2L64-C3L64). With respect to claim 13: the return cannula is formed with a preformed bend between a return cannula proximal end and the return cannula distal end. [0050,0054] With respect to claims 21-23: Sauer discloses the hemostatic access port further comprises a valved access port such as a Touhey-Borst valve; a torque-limiting valve. See Figs. 6,9a-b,10-11 and inflow compression cap 22 Claims 3-4, 6-9, 14-17 are rejected under 35 U.S.C. 103 as being unpatentable over Sauer in view of Spiroff. Sauer/Spiroff discloses the invention as substantially claimed (see above), including the diameters used in experimentation with the inflow or outflow desired of the cannulas, see [0043-0044] (17-34 French). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified the diameters of the return or drainage cannulas as claimed below as a matter of obvious design choice based on the flow rates and pressures to be achieved [0044]. the first diameter of the second return cannula approximates the second diameter of the first drainage cannula. [0044] the first diameter of the first drainage cannula is 19-31 French. the second diameter of the first drainage cannula is 12-18 French. With respect to claims 6-9, the length of the cannulas of Sauer and the tip taper is also a design feature that is well known to be modified based on routine experimentation and optimization. wherein the drainage cannula has an insertable length of 25 cm. wherein the return cannula has an insertable length of 50 cm. wherein the return cannula tip tapers along a length of 20 mm of the return cannula tip. wherein the return cannula tip tapers from a diameter of 18 French to a diameter of 9-10 French. With respect to claims 14-17, the location and the degree of preform bend of the return cannula of Sauer is also a design feature that is well known to be modified based on routine experimentation and optimization. [0050] wherein said preformed bend is located along a 25 cm length of said return cannula. wherein said 25 cm length is closer to the return cannula distal end than the return cannula proximal end. wherein the preformed bend follows a curvilinear path and exhibits an angle of 120 - 160 degrees. wherein the preformed bend follows an S- shaped curve and exhibits two 40 degree bends. Response to Arguments Applicant’s arguments with respect to claims have been considered but are not persuasive. In addition to the design choice argument used to address the dimension declines for successive rows of return ports, the examiner also added the teaching of Spiroff to describe this feature, see above. moot because the new ground of rejection was necessitated by amendment (diameters to maintain coaxial positioning, see above). See also, pressure dynamic teaching in Nilsson for this arrangement and sizing of return ports (US 6,132,405) C5L65-C6L21. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEANNA K HALL whose telephone number is (571)272-2819. The examiner can normally be reached M-F 8:30am- 4:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Sirmons can be reached at 571-272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEANNA K HALL/Primary Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Feb 10, 2023
Application Filed
Oct 08, 2025
Non-Final Rejection mailed — §103
Jan 08, 2026
Response Filed
Mar 02, 2026
Final Rejection mailed — §103
May 04, 2026
Response after Non-Final Action
May 29, 2026
Request for Continued Examination
Jun 05, 2026
Response after Non-Final Action
Aug 24, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
91%
With Interview (+15.7%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1171 resolved cases by this examiner. Grant probability derived from career allowance rate.

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