Prosecution Insights
Last updated: July 17, 2026
Application No. 18/167,742

POLARIZATION GRATINGS HAVING LARGE DIFFRACTION ANGLE, HIGH EFFICIENCY, HIGH DEGREE OF CIRCULAR POLARIZATION OUTPUT

Final Rejection §102
Filed
Feb 10, 2023
Examiner
GAGNON, GRANT A
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Meta Platforms Technologies LLC
OA Round
2 (Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
385 granted / 459 resolved
+15.9% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
27 currently pending
Career history
502
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
56.4%
+16.4% vs TC avg
§102
35.7%
-4.3% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 459 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 03/04/2026 have been fully considered but they are not persuasive. With regard to the applicant argument that the prior art does not teach the limitation: The PBP film stack including a first PBP film configured with a positive twist angle and a second PBP film configured with a negative twist angle. The examiner respectfully disagrees, Figure 11 shows an optical stack with not 1, not 2, but 3 PBP films and as such teaches more than one PBP film in the stack. As for the twist angle, as stated by the applicant the twist is taught in (Col. 6, Ln. 61-62) by the prior art, which goes on further to clearly state (Col. 8, Ln. 29-32 and Col. 8, Ln. 36-41) opposite directions for the films. As positive and negative are binary opposites, “opposite” twist angles would, due to its binary nature, include a twist in the positive direction opposed by a twist in the negative direction. As such the rejection is believed to be proper and has been included below including any and all amendments to the prior art for the purpose of compact prosecution. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, and 5-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lam (US 11327306) herein after referred to as D1. With regard to claim 1, D1 teaches a device, in at least (fig. 11 and 12); comprising: a Pancharatnam-Berry phase (“PBP”) (Col. 2, Ln. 61-Col. 3, Ln. 5) film stack (1100, 1200) configured to diffract an input beam (1145, and 1280, 1255) as a first polarized beam (Col. 15, Ln. 49-58) and a second polarized beam (Col. 15, Ln. 49-58) having opposite handednesses (Col. 14, Ln. 37-45), a combined diffraction efficiency of the PBP film stack (1100, 1200) for the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) being greater than a predetermined value (Col. 17, Ln. 20-33; light leakage, diffraction order), the PBP film stack (fig. 11) including a first PBP film (1120) configured with a positive (Col. 8, Ln. 29-32 and Col. 8, Ln. 36-41) twist angle (Col. 6, Ln. 61-62) and a second PBP film (1130) configured with a negative (Col. 8, Ln. 29-32 and Col. 8, Ln. 36-41) twist angle (Col. 6, Ln. 61-62); and a compensation film stack (1100, 1200) coupled with the PBP film stack (1100, 1200), and configured to respectively convert the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) into a third polarized beam (Col. 15, Ln. 49-58) and a fourth polarized beam (Col. 15, Ln. 49-58)having the opposite handednesses (Col. 14, Ln. 37-45), wherein the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) include at least one elliptically polarized beam (Col. 3, Ln. 6-18), and the third polarized beam (Col. 15, Ln. 49-58) and the fourth polarized beam (Col. 15, Ln. 49-58) are two circularly polarized beams (Col. 15, Ln. 49-58), and wherein the compensation film stack (1100, 1200) is configured to convert the at least one elliptically polarized beam (Col. 3, Ln. 6-18) into at least one of the two circularly polarized beams (Col. 15, Ln. 49-58). With regard to claim 2, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein an absolute value of a Stokes parameter S3 (Col. 14, Ln. 37-Col. 15, Ln. 11) of the third polarized beam (Col. 15, Ln. 49-58) is greater than an absolute value of the Stokes parameter S3 (Col. 14, Ln. 37-Col. 15, Ln. 11) of the first polarized beam (Col. 15, Ln. 49-58), and an absolute value of the Stokes parameter S3 (Col. 14, Ln. 37-Col. 15, Ln. 11) of the fourth polarized beam (Col. 15, Ln. 49-58) is greater than an absolute value of the Stokes parameter S3 (Col. 14, Ln. 37-Col. 15, Ln. 11) of the third polarized beam (Col. 15, Ln. 49-58). With regard to claim 3, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the PBP film stack (1100, 1200) includes a plurality of PBP films (1100, 1200), each of which being configured to operate in a non-paraxial domain (Col. 14, Ln. 46- Col. 15, Ln. 11) for a predetermined operation wavelength range (Col. 14, Ln. 46- Col. 15, Ln. 11) of the device. With regard to claim 5, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the predetermined value (Col. 17, Ln. 20-33; light leakage, diffraction order) is 99%. With regard to claim 6, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the compensation film stack (1100, 1200) includes at least one of a uniaxial plate or a biaxial plate (Col. 1, Ln. 54-Ln. 65). With regard to claim 7, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 6, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the uniaxial plate includes an A-plate, a C-plate (Col. 1, Ln. 54-Ln. 65), or an oblique compensation plate (“O-plate”). With regard to claim 8, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the compensation film stack (1100, 1200) includes three A-plates (Col. 3, Ln. 6-Ln. 18), or two O-plates (Col. 3, Ln. 6-Ln. 18). With regard to claim 9, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) include a +1.sup.st order diffracted beam and a −1.sup.st order diffracted beam having the opposite handednesses (Col. 14, Ln. 37-45). With regard to claim 10, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 1, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the third polarized beam (Col. 15, Ln. 49-58) and the fourth polarized beam (Col. 15, Ln. 49-58) are configured to interfere with one another to generate a polarization interference pattern (Col. 19, Ln. 32.-Ln. 67) in a spatial zone. With regard to claim 11, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 10, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the polarization interference pattern (Col. 19, Ln. 32.-Ln. 67) is able into a polarization sensitive recording medium (Col. 19, Ln. 32.-Ln. 67). With regard to claim 12, D1 teaches A method, comprising: directing an input beam (1145, and 1280, 1255) to a mask including a PBP film stack (1100, 1200) and a compensation film stack (1100, 1200); forwardly diffracting, by the PBP film stack (1100, 1200), the input beam (1145, and 1280, 1255) as a first polarized beam (Col. 15, Ln. 49-58) and a second polarized beam (Col. 15, Ln. 49-58) having opposite handednesses (Col. 14, Ln. 37-45), a combined diffraction efficiency of the PBP film stack (1100, 1200) for the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) being greater than a predetermined value (Col. 17, Ln. 20-33; light leakage, diffraction order); and converting, by the compensation film stack (1100, 1200), the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) into a third polarized beam (Col. 15, Ln. 49-58)and a fourth polarized beam, respectively, wherein the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) include at least one elliptically polarized beam (Col. 3, Ln. 6-18), and the third polarized beam (Col. 15, Ln. 49-58)and the fourth polarized beam (Col. 15, Ln. 49-58)are two circularly polarized beams (Col. 15, Ln. 49-58) (Col. 15, Ln. 49-58), and wherein converting, by the compensation film stack (1100, 1200), the first polarized beam (Col. 15, Ln. 49-58) and the second polarized beam (Col. 15, Ln. 49-58) into the third polarized beam (Col. 15, Ln. 49-58)and the fourth polarized beam, respectively, includes converting, by the compensation film stack (1100, 1200), the at least one elliptically polarized beam (Col. 3, Ln. 6-18) into at least one of the two circularly polarized beams (Col. 15, Ln. 49-58) (Col. 15, Ln. 49-58). With regard to claim 13, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 12, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the PBP film stack (1100, 1200) includes a plurality of PBP films (1100, 1200), each of which being configured to operate in a non-paraxial domain for a predetermined operation wavelength range (Col. 14, Ln. 46- Col. 15, Ln. 11) of the device. With regard to claim 14, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 12, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the predetermined value (Col. 17, Ln. 20-33; light leakage, diffraction order) is 99%. With regard to claim 15, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 12, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the compensation film stack (1100, 1200) includes at least one of a uniaxial plate or a biaxial plate (Col. 1, Ln. 54-Ln. 65). With regard to claim 16, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 15, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the uniaxial plate includes an A-plate (Col. 3, Ln. 6-Ln. 18), a C-plate (Col. 1, Ln. 54-Ln. 65), or an oblique compensation plate (“O-plate”) (Col. 3, Ln. 6-Ln. 18). With regard to claim 17, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 12, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); wherein the compensation film stack (1100, 1200) includes three A-plates (Col. 3, Ln. 6-Ln. 18) or two O-plates (Col. 3, Ln. 6-Ln. 18). With regard to claim 18, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 12, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); further comprising generating a polarization interference pattern (Col. 19, Ln. 32.-Ln. 67) in a spatial zone by the third polarized beam (Col. 15, Ln. 49-58) and the fourth polarized beam (Col. 15, Ln. 49-58) interfering with one another. With regard to claim 19, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 18, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); further comprising exposing a polarization sensitive recording medium (Col. 27, Ln. 25-Ln. 53) disposed in the spatial zone to the polarization interference pattern (Col. 19, Ln. 32.-Ln. 67) to record the polarization interference pattern (Col. 19, Ln. 32.-Ln. 67) in the polarization sensitive recording medium (Col. 19, Ln. 32.-Ln. 67). With regard to claim 20, D1 teaches all of the claimed limitations of the instant invention as have been outlined above with respect to claim 19, wherein D1 further teaches a polarization device, in at least (Figs. 11 and 12); further comprising forming an optically anisotropic film (Col. 7, Ln. 53-Col. 8, Ln. 3) on the polarization sensitive recording medium (Col. 19, Ln. 32.-Ln. 67) that has been exposed to the polarization interference pattern (Col. 19, Ln. 32.-Ln. 67). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GRANT A GAGNON whose telephone number is (571)270-0642. The examiner can normally be reached M-F 7:30-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bumsuk Won can be reached at (571) 272-2713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GRANT A GAGNON/ Examiner, Art Unit 2872 /BUMSUK WON/ Supervisory Patent Examiner, Art Unit 2872
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Prosecution Timeline

Feb 10, 2023
Application Filed
Dec 04, 2025
Non-Final Rejection mailed — §102
Mar 04, 2026
Response Filed
Jun 16, 2026
Final Rejection mailed — §102 (current)

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
91%
With Interview (+7.3%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 459 resolved cases by this examiner. Grant probability derived from career allowance rate.

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