Prosecution Insights
Last updated: April 19, 2026
Application No. 18/173,170

INDOLE CARBOXAMIDE COMPOUNDS

Non-Final OA §112
Filed
Feb 23, 2023
Examiner
LADD, CAROLYN LOUISE
Art Unit
1622
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Bristol-Myers Squibb Company
OA Round
1 (Non-Final)
57%
Grant Probability
Moderate
1-2
OA Rounds
3y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
37 granted / 65 resolved
-3.1% vs TC avg
Strong +50% interview lift
Without
With
+50.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
31 currently pending
Career history
96
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
25.6%
-14.4% vs TC avg
§102
20.1%
-19.9% vs TC avg
§112
34.9%
-5.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 65 resolved cases

Office Action

§112
DETAILED ACTION Status of Claims The amendment submitted February 23, 2023 has been entered. Claims 1-17 are cancelled by Applicant. Claims 18-29 are new. Claims 18-29 are pending and under consideration. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement Three information disclosure statements (IDS) submitted on February 23, 2023 are acknowledged. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 112(d) The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 21 and 27 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 21 recites the limitation where “R3 is H or F,” which broadens the subject matter of claim 18. Likewise, Claim 27 recites compounds where R3 is not halogen, which broadens the subject matter of claim 18. By example only, compounds 80 and 90 fail to include all the limitations of claim 18 as R3 is hydrogen, not a halogen as required by independent claim 18. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Allowable Subject Matter Claims 18-20, 22-26, and 28-29 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The closest prior art is Bonafoux et al. (USPN 9,567,339 B2) which disclose similar compounds and pharmaceutical compositions to instant invention. Bonafoux teaches compounds of Formula I (see below). PNG media_image1.png 227 257 media_image1.png Greyscale PNG media_image2.png 114 151 media_image2.png Greyscale However, Bonafoux differs from the instantly claimed invention based on the instant R3 substituent, which is F, Cl or I, whereas Bonafoux’s compounds have a CR4 moiety, where R4 is not halogen. Bonafoux’s compounds additionally differ based on the R3 substituent (i.e.: instant inventions’ A ring motif). Instant invention’s R1 and R2 substituents also differ from Bonafoux as instant R1 is H, CH3, CF3 or substituted phenyl and instant R2 is H, CH3, cyclopropyl or substituted phenyl. Bonafoux teaches heteroaryl and heterocycle motifs, and does not teach cyclopropyl or phenyl substituents. Bonafoux and what was known in the prior art at the time of filing also does not provide motivation, teachings or suggestions to modify Bonafoux’s compounds to access the instant compounds containing the substituents as claimed nor does Bonafoux suggest methods of treatment for the diseases claimed in claim 29. In addition to Btk and Ramos’ IC50 values, Applicant teaches that the compounds claimed were effective in treating a Sjögren's syndrome (SS), systemic lupus erythematosus (SLE), and/or rheumatoid arthritis (RA) using in vivo mouse models (NZB/W Mice) (page 292-293 of Applicant’s specification). Consequently, instant invention’s compounds are non-obvious and allowable. Conclusion Claims 18-20, 22-26, and 28-29 are allowed. Claims 21 and 27 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CAROLYN L. LADD whose telephone number is (703)756-5313. The examiner can normally be reached M-Th, 7:00 am to 5:30 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James H. Alstrum-Acevedo can be reached at 571-272-5548. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.L.L./Examiner, Art Unit 1622 /JAMES H ALSTRUM-ACEVEDO/Supervisory Patent Examiner, Art Unit 1622
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Prosecution Timeline

Feb 23, 2023
Application Filed
Nov 21, 2025
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600702
CRYSTALLINE FORMS OF 4-(7-HYDROXY-2-ISOPROPYL-4-OXO-4H-QUINAZOLIN-3-YL)-BENZONITRILE AND FORMULATIONS THEREOF
2y 5m to grant Granted Apr 14, 2026
Patent 12599603
METHODS OF TREATMENT
2y 5m to grant Granted Apr 14, 2026
Patent 12600731
ISOXAZOLO[5,4-H]QUINAZOLINE COMPOUNDS AS PROTEIN KINASE INHIBITORS
2y 5m to grant Granted Apr 14, 2026
Patent 12595275
FLUORINE-CONTAINING COMPOUND AND ANTI-CANCER MEDICAL USE THEREOF
2y 5m to grant Granted Apr 07, 2026
Patent 12590071
NOVEL HYDRAZONE DERIVATIVE IN WHICH TERMINAL AMINE GROUP IS SUBSTITUTED WITH ARYL GROUP OR HETEROARYL GROUP, AND USE THEREOF
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
57%
Grant Probability
99%
With Interview (+50.5%)
3y 6m
Median Time to Grant
Low
PTA Risk
Based on 65 resolved cases by this examiner. Grant probability derived from career allow rate.

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