Office Action Predictor
Last updated: April 15, 2026
Application No. 18/177,045

WELLBORE DRILLING FLUID LUBRICITY ADDITIVE AND METHODS

Non-Final OA §103
Filed
Mar 01, 2023
Examiner
LI, AIQUN
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Aes Drilling Fluids, LLC
OA Round
4 (Non-Final)
64%
Grant Probability
Moderate
4-5
OA Rounds
3y 0m
To Grant
78%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
523 granted / 822 resolved
-1.4% vs TC avg
Moderate +15% lift
Without
With
+14.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
43 currently pending
Career history
865
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
45.3%
+5.3% vs TC avg
§102
27.9%
-12.1% vs TC avg
§112
16.5%
-23.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 822 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 22 October 2025 has been entered. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Response to Amendment and Arguments Applicant’s amendment canceling claims 2 and 5 renders the objection to claims 2 and 5 moot. Applicant’s amendments overcome the rejections of claims 1, 6-9 and 21-22 under 35 U.S.C. 102(a)(1)/(a)(2) over US2015/0014062A1(Napierala), and of claims 3, 4 and 10 under 35 U.S.C. 103 over Napierala. The rejections have been withdrawn. However, a new ground of rejection has been made in over Napierala in view of US2022/0298449A1 (Iyer). Applicant’s arguments in light of the amendments have been fully but are moot as they do not apply to the current rejection. Claim Rejections - 35 USC § 103 Claims 1, 3, 4, 6-11 and 21-22 are rejected under 35 U.S.C. 103 as being unpatentable over Napierala as evidenced by Kalgaonkar, and further in view of Iyer. Regarding claims 1, 3, 4, 6-8 and 21-22, Napierala teaches a method comprises circulating a water-in-oil drilling fluid through a drilled hole ([0002], [0010] and [0056]-[0057]), and adding to the drilling fluid components that can reduces friction resistance and function as lubricants ([0049]), wherein the drilling fluid lubricates and cooling the drill bit ([0002]), wherein the components include an alkoxylated amine, a carboxylic acid emulsifier and an oil such as Fischer-Tropsch distillates ([0023], [0028], [0032] and [0033]), which meets the claimed Group III base oils, and the carboxylic acid emulsifier includes saturated and unsaturated carboxylic acid of 12 to 18 carbon atoms such as palmitic acid, stearic acid and oleic acid ([0028]), which is a known tall oil fatty acid as evidenced by Kalgaonkar ([0017]). Napierala does not teach the instantly claimed ether amine, neither its amount. Iyer teaches ether amine such as isodecyloxypropylamine, which meets the claimed ether amine and formula, can function as a friction modifier together with alkoxylated amine in a lubricating and cooling fluid comprising a lubricating base oil such as API Group III base oil, a tall oil fatty acid ( ([0023], [0029], [0063], [0065] and [0090]), wherein the ether amine additive is present in an amount of about 0.3 to 0.7% of the lubricant composition (Table 2), which overlaps with the claimed concentration of claim 1 and 6 and abuts the claimed concentration of claims 21 and 22, and a prima facie case of obviousness exists. In re Wertheim, 541 f. 2d 257,191 USPQ 90(CCPA 1976). See MPEP 2144.05.I. It has been held that when the difference between a claimed invention and the prior art is the range or value of a particular variable, then a prima facie case of obviousness exists where the claimed ranges and prior art ranges do not overlap but are close enough that one skilled in the art would have expected them to have the same properties. See MPEP 2144.05 Titanium Metals Corp of Am v Banner, 778 F2d 775, 783, 227 USPQ 773, 779 (Fed Cir 1985). Iyer further teaches that the tall oil fatty acid additive is added in an amount of 0.01 to 1 wt.% of the lubricating composition ([0090]-[0091]), thus a ratio of 1:70 to 10:3 calculated by the examiner, which encompasses the claimed ratio, and a prima facie case of obviousness exists. In re Wertheim, 541 f. 2d 257,191 USPQ 90(CCPA 1976). See MPEP 2144.05. At the time the invention was made it would have been obvious for a person of ordinary skill in the art to add the friction reducing ether amine of Iyer and amount to the drilling fluid of Napierala since it has been held that it is prima facie obviousness to use a known material based on its suitability for its intended use, in the instant case, a friction reducing modifier for a lubricating and cooling fluid. See MPEP 2144.06(II) and 2144.07; In re Fout, 675 F2d 297, 213 USPQ 532 (CCPA 1982); Sinclair & Carroll Co v Interchemical Corp, 325 US 327, 65 USPQ 297 (1945); In re Leshin, 227 F2d 197, 125 USPQ 416 (CCPA 1960) and Ryco, Inc v Ag-Bag Corp, 857 F2d 1418, 8 USPQ2d 1323 (Fed Cir 1988). Regarding claims 3 and 10, Napierala further discloses that high torque may cause stuck pipe during downhole drilling ([0005]), and the components function as lubricants to reduce frictional resistance and enable drilling to be carried out with considerable vertical offset ([0005] and [0047]). A person of ordinary skill in the art would have been motivated to add the component at below 100% of the torque limit to avoid operation interruption, which encompasses the claimed range of 75%, and a prima facie case of obviousness exists. In re Wertheim, 541 f. 2d 257,191 USPQ 90(CCPA 1976). See MPEP 2144.05.I. Regarding claim 9, Napierala teaches adding oil and water to the fluid ([0053], [0056] and [0062]). Regarding claim 11, Napierala teaches adding the components during drilling operation for drilling a drill hole ([0005], [0056] and [0057]), and the components function as lubricants to reduce frictional resistance and enable drilling to be carried out with considerable vertical offset ([0005] and [0047]), which meets drilling a built section of the wellbore. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AIQUN LI whose telephone number is (571)270-7736. The examiner can normally be reached Monday-Friday 9:00 am -4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 571-2721302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AIQUN LI/Ph.D., Primary Examiner, Art Unit 1766
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Prosecution Timeline

Mar 01, 2023
Application Filed
Nov 23, 2024
Non-Final Rejection — §103
Mar 27, 2025
Response Filed
Apr 19, 2025
Final Rejection — §103
Oct 22, 2025
Request for Continued Examination
Oct 23, 2025
Response after Non-Final Action
Oct 30, 2025
Non-Final Rejection — §103
Mar 31, 2026
Response Filed
Apr 13, 2026
Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
64%
Grant Probability
78%
With Interview (+14.7%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 822 resolved cases by this examiner. Grant probability derived from career allow rate.

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