Prosecution Insights
Last updated: April 19, 2026
Application No. 18/177,105

TECHNIQUES FOR A SMART MONITORING SYSTEM

Final Rejection §102
Filed
Mar 01, 2023
Examiner
ALUNKAL, THOMAS D
Art Unit
2686
Tech Center
2600 — Communications
Assignee
Vivint Inc.
OA Round
4 (Final)
72%
Grant Probability
Favorable
5-6
OA Rounds
2y 4m
To Grant
87%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
757 granted / 1054 resolved
+9.8% vs TC avg
Strong +16% interview lift
Without
With
+15.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
29 currently pending
Career history
1083
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
37.9%
-2.1% vs TC avg
§102
37.9%
-2.1% vs TC avg
§112
12.1%
-27.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1054 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, see Remarks, filed 11/14/2025, with respect to the rejections of claims 1-20 under 35 U.S.C. 103 have been fully considered and are persuasive in view of the amendments to the claims. Therefore, the rejection has been withdrawn. However, upon further consideration, a new grounds of rejection is made in view of the amendments to the claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(1) and/or 35 U.S.C. 102(a)(2) as being anticipated by Goldstein et al. (hereafter Goldstein)(US PgPub 2022/0057519). Regarding claim 1, Goldstein discloses a method (Figures 1 and 3), comprising: monitoring a physical environment using a camera-enabled device installed in the physical environment (Figure 1, Element 104 and Paragraphs 0063, 0064, 0066, 0078, 0080, 0087 and 0088 where a subject area, such as a building or dwelling, is monitored by a camera-enabled device installed in the subject area); determining one or more parameters based at least in part on the monitoring, the one or more parameters comprising an unknown identity of an entity, or a predefined suspicious behavior of the entity, or a combination thereof (Figure 1, Elements 136, 144 and Paragraphs 0054, 0080, 0084, 0088, 0091, 0098, 0099, 0127, 0128, 0129, 0610 and 0611 where a user is identified and a behavior of the user is monitored); and dynamically performing an operation directed, from a component installed in the physical environment and associated with the camera-enabled device, at the entity to affect the physical environment of the entity based at least in part on the one or more parameters satisfying one or more thresholds (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0143-0148, 0237, 0240 and 0266 where directive sound is directed at the user in order to deter the user). Regarding claim 2, Goldstein discloses wherein the one or more thresholds are set to deter the entity while reducing a probability of taking a severe action for a low risk event (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0143-0148, 0152, 0237, 0240, 0265 and 0266 where directive sound is directed at the user in order to deter the user. The intensity of the directive sound is variable based on a determined deterrence level). Regarding claim 3, Goldstein discloses determining that the predefined suspicious behavior is unaffected by the operation; and dynamically escalating performance of the operation of the component associated with the camera-enabled device at the entity to affect the physical environment of the entity in response to determining that the predefined suspicious behavior is unaffected (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0129, 0143-0148, 0152, 0237, 0240, 0265 and 0266 where directive sound is directed at the user in order to deter the user. The intensity of the directive sound is variable based on a determined deterrence level and user response). Regarding claim 4, Goldstein discloses determining that the one or more parameters subsequently fail to satisfy the one or more thresholds in response to performing the operation; and dynamically lowering an intensity of performance of the operation in response to determining that the one or more parameters subsequently fail to satisfy the one or more thresholds (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0129, 0143-0148, 0152, 0237, 0240, 0265 and 0266 where directive sound is directed at the user in order to deter the user based on user threat level. The intensity of the directive sound is variable based on a determined deterrence level and user response). Regarding claim 5, Goldstein discloses processing inputs from the camera-enabled device using facial recognition to determine whether the identity of the entity matches a profile of one or more known occupants associated with the physical environment, wherein the identity of the entity is unknown in response to determining the identity of the entity fails to match the profile of the one or more known occupants (Paragraphs 0073, 0080, 0128, 0130, 0137 and 0273 where facial recognition is used to identify an authorized/trusted user). Regarding claim 6, Goldstein discloses processing inputs from the camera-enabled device using license-plate recognition to determine whether the identity of the entity matches the profile of the one or more known occupants, wherein the identity of the entity is unknown in response to determining both the facial recognition and the license-plate recognition fail to match the identity of the entity to the profile of the one or more known occupants (Paragraphs 0073, 0080, 0128, 0130, 0137, 0273, 0362 and 0366 where facial recognition and license plates are used to identify an authorized/trusted user). Regarding claim 7, Goldstein discloses wherein the predefined suspicious behavior comprises a frequency of multiple passes of the entity walking past an object (Paragraphs 0062, 0074, 0087, 0088, 0091, 0120 and 0586 where user(s) are tracked relative to valuable objects and a threat/behavior level is determined). Regarding claim 8, Goldstein discloses wherein the operation comprises emitting a sound warning the entity to leave the physical environment (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0143-0148, 0237, 0240 and 0266 where directive sound is directed at the user in order to deter the user). Regarding claim 9, Goldstein discloses wherein the sound is selected based on the predefined suspicious behavior of the entity (Figure 28 and Paragraphs 0143-0148, 0237, 0240, 0266 and 0541 where deterrent sounds are selected based on behavior of the user). Regarding claim 10, Goldstein discloses wherein the sound comprises one or more of a whistle sound, a dog barking sound, a sound of shouting, a sound of laughter, and a warning message (Paragraph 0239). Regarding claim 11, Goldstein discloses dynamically selecting the sound using machine learning based on which historical sounds have successfully deterred previous entities (Figure 4 and Paragraphs 0132, 0187 and 636 where machine learning is used to determine successful deterrents). Regarding claim 12, Goldstein discloses predicting an event based on the unknown identity of the entity and the predefined suspicious behavior of the entity; and selecting the sound to deter the entity from performing the predicted event (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0143-0148, 0237, 0240, 0266 and 0541 where directive sound is directed at the user in order to deter the user). Regarding claim 13, Goldstein discloses setting a direction to emit the sound based at least in part on the monitoring (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0143-0148, 0237, 0240 and 0266 where directive sound is directed at the user in order to deter the user). Regarding claim 14, Goldstein discloses tracking movement of the entity based at least in part on the monitoring and adjusting the direction to emit the sound based on the tracked movement of the entity (Figure 1, Elements 152, 164, Figure 8 and Paragraphs 0062, 0074, 0087, 0088, 0091, 0120, 0143-0148, 0237, 0240, 0266 and 0586 where directive sound is directed at the user in order to deter the user). Regarding claim 15, Goldstein discloses wherein the sound comprises one or more of an ultrasonic and an infrasonic frequency (Paragraphs 0237, 0240, 0496 and 0525). Regarding claim 16, Goldstein discloses wherein at least one of the one or more thresholds comprises a duration for which the entity remains within a predefined geo-boundary (Paragraphs 0088 and 0137 where user proximity to various boundaries is detected to determine threat/behavior level). Regarding claim 17, Goldstein discloses wherein the operation comprises emitting a sound, the method further comprising adjusting one or more parameters of the sound based on the duration for which the entity remains within the predefined geo-boundary (Figure 28 and Paragraphs 0088, 0137, 0143-0148, 0237, 0240, 0266 and 0541 where selective, directional sound is emitted at the user when the user is detected at various boundaries). Regarding claim 18, Goldstein discloses wherein at least one of the one or more thresholds comprises a distance at which the entity is disposed from a predefined object (Paragraphs 0062, 0074, 0087, 0088, 0091, 0120 and 0586 where user(s) are tracked relative to valuable objects and a threat/behavior level is determined). Apparatus claim 19 is drawn to the apparatus corresponding to the method of using same as claimed in claim 1. Therefore apparatus claim 19 corresponds to method claim 1 and is rejected for the same reasons of obviousness as used above. Regarding claim 20, see rejection for claim 1. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to THOMAS D ALUNKAL whose telephone number is (571)270-1127. The examiner can normally be reached M-F 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BRIAN ZIMMERMAN can be reached at 571-272-3059. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THOMAS D ALUNKAL/ Primary Examiner, Art Unit 2686
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Prosecution Timeline

Mar 01, 2023
Application Filed
Jun 27, 2024
Non-Final Rejection — §102
Sep 30, 2024
Response Filed
Jan 13, 2025
Final Rejection — §102
Apr 17, 2025
Response after Non-Final Action
Jun 03, 2025
Response after Non-Final Action
Jun 26, 2025
Request for Continued Examination
Aug 06, 2025
Response after Non-Final Action
Aug 12, 2025
Non-Final Rejection — §102
Nov 14, 2025
Response Filed
Feb 16, 2026
Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
72%
Grant Probability
87%
With Interview (+15.6%)
2y 4m
Median Time to Grant
High
PTA Risk
Based on 1054 resolved cases by this examiner. Grant probability derived from career allow rate.

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