Prosecution Insights
Last updated: July 17, 2026
Application No. 18/177,630

BATTERY

Final Rejection §102§103
Filed
Mar 02, 2023
Priority
Mar 26, 2022 — CN 202210304873.6
Examiner
HORNSBY, BARTHOLOMEW ANDREW
Art Unit
1728
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Zhuhai Cosmx Battery Co., Ltd.
OA Round
2 (Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
130 granted / 176 resolved
+8.9% vs TC avg
Strong +22% interview lift
Without
With
+22.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
27 currently pending
Career history
218
Total Applications
across all art units

Statute-Specific Performance

§103
88.6%
+48.6% vs TC avg
§102
5.9%
-34.1% vs TC avg
§112
3.0%
-37.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 176 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3, 5-7,12-19 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Wakimoto et al. (US2022/0302534A1, with foreign priority August 7, 2019). As to claim 1, Wakimoto discloses a battery [0032], comprising: a housing (battery case (100) [0032]) enclosed to form a chamber (Battery case 100 including a rectangular exterior body 1 and a sealing plate 2 [0032]) and comprising a first side plate (Sealing plate (2)); a cell located in the chamber (Electrode body 3 [0034], fig. 2), wherein a side of the cell facing the first side plate is provided with a first tab; a first transfer member electrically connected with the first tab (50A); wherein the first transfer member ((8b) [0034) is disposed between the first side plate and the cell (figs. 2 and 14); and a first connector (8a) comprising a first connection sheet (8e) connected with the first transfer member and a fourth connection sheet (8d) connected with a side of the first tab facing away from the cell (fig. 14). an external connector disposed (electrode terminal (9) [0034]) on a side of the first side plate (Sealing plate (2)) facing away from the chamber (fig.2), the external connector comprises an outward-protruding post (See annotated fig. 14) and the first transfer member (8b) comprises a first through hole ([0082] fig. 14) corresponding to the post, and the post penetrates through the first side plate (sealing plate (2) [0082]) and is connected with the first transfer member through the first through hole ([0082] annotated fig. 14). PNG media_image1.png 619 1083 media_image1.png Greyscale (Wakimoto, annotated fig. 14) the first through hole of the first transfer member comprises a first hole section (upper portion of (T1) of (8b) annotated fig. 14) and a second hole section (lower portion of (T1) of (8b) which are connected with each other (annotated fig. 14), and the second hole section is located on a side of the first hole section close to the cell (annotated fig. 14); and an end of the post close to the cell extends outward to form an extension part corresponding to the second hole section (annotated fig. 14). PNG media_image2.png 633 1081 media_image2.png Greyscale (Wakimoto, annotated fig. 14) an end surface of the post close to the cell is flush with a side surface of the first transfer member close to the cell. (The tip of the negative electrode terminal 9 is crimped onto the second negative electrode current collector 8b and welded [0082] Where crimped onto the collector and welded provides a coplanar relationship. See annotated fig. 14 above). As to claim 3, the rejection of claim 1 is incorporated, Wakimoto discloses the first connector (8a) further comprises a connection component (8c) connected with the first connection sheet (8e) and the fourth connection sheet (8d), respectively; the connection component comprises a second connection sheet (Between 8e and 8d in the lower portion of step 8c, fig. 14) and a third connection sheet (Between 8e and 8d in the upper portion of step 8c, fig. 14); the second connection sheet is located between the first transfer member and the cell (fig. 14); the third connection sheet is located between the first tab and the first transfer member in a direction from the first transfer member to the first tab (fig. 14); and the first connection sheet, the second connection sheet, the third connection sheet and the fourth connection sheet are sequentially connected (8e, the lower portion of step 8c, the upper portion of step 8c, and 8d, fig. 14. As to claim 5, the rejection of claim 1 is incorporated, Wakimoto discloses the first connection sheet (8e) comprises a first connection part (The lower portion of step 8c, fig. 14) connected with the first transfer member (8b fig.14) and a second connection part (the upper portion of step 8c, fig. 14) extending in an extension direction of the first side plate, and the second connection part is connected with the fourth connection sheet (8d, fig. 14). As to claim 6, the rejection of claim 1 is incorporated, Wakimoto discloses, the first connection sheet (8e) is welded with the first transfer member (8b) [0047] As to claim 7, the rejection of claim 1 is incorporated, Wakimoto discloses, the housing (battery case (100) [0032]) comprises a second side plate connected with the first side plate, and a projection of the first transfer member on the second side plate at least partially overlaps with a projection of the first tab on the second side plate. (As shown in annotated fig. 2 and as the side plate is exemplified in fig, 1 of instant specification.) PNG media_image3.png 661 1184 media_image3.png Greyscale (Wakimoto, annotated fig. 2) As to claim 12, the rejection of claim 8 is incorporated, Wakimoto discloses, an end of the post (9) close to the cell protrudes out of the first through hole and extends outward along a circumferential direction of the first through hole to form an extension part connected with a side surface of the first transfer member close to the cell. (annotated fig. 14) PNG media_image4.png 685 943 media_image4.png Greyscale (Wakimoto, annotated fig. 14) As to claim 13, the rejection of claim 8 is incorporated, Wakimoto discloses a first insulation sheet (External insulation member 12 [0049]) is also disposed between the external connector and the first side plate [0049], and a second insulation sheet is also disposed between the first transfer member and the first side plate (internal insulation member 13), and the post (electrode terminal 9) penetrates through the first insulation sheet and the second insulation sheet ([0049] fig. 14). As to claim 14, the rejection of claim 13 is incorporated, Wakimoto discloses a projection of the first insulation sheet on the first side plate covers a projection of the external connector on the first side plate. (See annotated fig. 14) PNG media_image5.png 670 1142 media_image5.png Greyscale (Wakimoto, annotated fig. 14) As to claim 15, the rejection of claim 13 is incorporated, Wakimoto discloses the battery comprises a plurality of electrode sheets arranged in a laminated manner [0033], the cell has a first face and a second face that are disposed opposite to each other (stacking of plates 4 and 5 comprising a cell would provide a first face opposite a second face [0033] figs. 3-5), wherein the second insulation layer (internal insulation member 13) extends to the first face of the cell and is bonded to the electrode sheet (50A) located on the first face of the cell (fig. 14) As to claim 16, the rejection of claim 1 is incorporated, Wakimoto discloses the cell is further provided with a second tab (40A, [0034] fig. 2), the second tab and the first tab having opposite polarities [0034]; the battery further comprises a second transfer member (6b) electrically connected with the second tab [0034], and the second transfer member is disposed between the first side plate and the cell (fig. 13); and the battery further comprises a second connector (6a) which comprises a fifth connection sheet (6e) connected with the second transfer member (6b) and an eighth connection sheet (6d) connected with a side of the second tab facing away from the cell (fig. 13). As to claim 17, the rejection of claim 16 is incorporated, Wakimoto discloses a surface of the first connection sheet (8e) connected with the first transfer member (8b) is parallel with a surface of the fifth connection sheet (6e) connected with the second transfer member (6b) (fig. 2). As to claim 18, the rejection of claim 16 is incorporated, Wakimoto discloses the housing (battery case (100) [0032]) enclosed to form a chamber (Battery case 100 including a rectangular exterior body 1 and a sealing plate 2 [0032]) comprises a second side plate connected with the first side plate, and a projection of the first tab on the second side plate at least partially overlaps with a projection of the second tab on the second side plate. PNG media_image6.png 652 1097 media_image6.png Greyscale (Wakimoto, annotated fig. 2) As to claim 19, the rejection of claim 1 is incorporated, Wakimoto discloses the first tab is a positive tab or a negative tab. (50A is a negative electrode tab groups [0034]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 2, 4 are rejected under 35 U.S.C. 103 as being unpatentable over Wakimoto et al. (US2022/0302534A1). As to claim 2, the rejection of claim 1 is incorporated, Wakimoto discloses a first included angle (step 8c) is formed between a surface of the first transfer member (8b) connected with the first connection sheet (8e) and a surface of the fourth connection sheet (8d) connected with the first tab, and the first included angle is in a range of 80°-120°. (The step of 8c between 8b and 8d is 90° or greater as shown in figure 14, [0045]) In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). As to claim 4, the rejection of claim 3 is incorporated, Wakimoto discloses an included angle between the second connection sheet and the third connection sheet is in a range of 80°-120°; (The step 8c formed from the lower portion of step 8c, second connection sheet, and the upper portion of step 8c, provides an angle between of 90° or greater as shown in figure 14. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In re Wertheim, 541 F.2d 257, 191USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Response to Arguments Applicant's arguments filed 03/25/2026 have been fully considered but they are not persuasive. Applicant Argues, pages 8-10, “The upper and lower portions of T1 merely indicate the start and end points of the thickness dimension, but not the internal structure of the through-hole.” The office respectfully disagrees as Wakimoto discloses the portion above T1 is the negative electrode terminal insertion hole 2b of the sealing plate and the portion below T1 is the terminal connection hole of the second negative electrode current collector 8b [0082]. Thereby discloses a different structures comprising a terminal insertion hole and a terminal connection hole. Applicant argues, page 10, there is no description in Wakimoto of terminal 9 including an “outwardly extending extension portion.” The office respectfully disagrees as annotated fig. 14 discloses the “post closest to the cell extends outward to form an extension part corresponding to the second hole section.” Further terminal 9 is crimped onto the second negative electrode current collector 8b which could not occur if terminal 9 did not extend outward. It is noted Pictures and drawings may be used as enabling prior art MPEP 2121.04. Applicant argues, pages 12-13, the amended claim 1 focuses on achieving a stable electrical connection and reliable assembly structure through the cooperation of the post of the external connector with the dual-section hole structure of the first transfer member and the coplanar design of the end surfaces. While Wakimoto aims to prevent metal powder generated during welding from entering the electrode body by providing a tape (85) on the back surface of plate (8d), creating a step structure (8c) thereby creating a height difference and teaching away from a co-planar structure. The office respectfully disagrees as Wakimoto does not provide a step for the current collector (8b) but attaches the terminal (9) to the collector (8b) by crimping and welding [0082] providing a coplanar structure as claimed. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BART A HORNSBY whose telephone number is (313)446-6637. The examiner can normally be reached 9:00-6:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew T Martin can be reached at 571-270-7871. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BART HORNSBY Examiner Art Unit 1728 /MATTHEW T MARTIN/Supervisory Patent Examiner, Art Unit 1728
Read full office action

Prosecution Timeline

Mar 02, 2023
Application Filed
Jan 27, 2026
Non-Final Rejection mailed — §102, §103
Mar 25, 2026
Response Filed
Jun 26, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
96%
With Interview (+22.1%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 176 resolved cases by this examiner. Grant probability derived from career allowance rate.

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