Prosecution Insights
Last updated: April 19, 2026
Application No. 18/182,596

METHOD AND SYSTEM FOR MULTICOLOR PHOTONIC PIGMENTS FROM MAGNETICIALLY ASSEMBLED NANOROD ARRAYS

Non-Final OA §102§112
Filed
Mar 13, 2023
Examiner
AHVAZI, BIJAN
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Regents of the University of California
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
2y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
754 granted / 1191 resolved
-1.7% vs TC avg
Strong +46% interview lift
Without
With
+46.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
82 currently pending
Career history
1273
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
44.3%
+4.3% vs TC avg
§102
23.4%
-16.6% vs TC avg
§112
21.7%
-18.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1191 resolved cases

Office Action

§102 §112
DETAILED ACTION 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . 2. This application is entitled to and claims the benefit of priority of U.S. Provisional App. No. 63/319,574, filed 03/14/2022. The preliminary amendment filed on 03/13/2023 is entered and acknowledged by the Examiner. 3. Claims 1-18 are pending. Claims 1-18 are under examination on the merits. Information Disclosure Statement 4. The information disclosure statement submitted on 07/26/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the examiner has considered the information disclosure statement. Drawings 5. The drawings are received on 03/13/2023. These drawings are acceptable. Claim Objections 6. Claims 7, 16 are objected to because of the following informalities: It is suggested that “Fe304" be deleted and " Fe3O4" be inserted in its stead so as to engender claim language clarity. Appropriate correction is required. Claim Rejections - 35 USC § 112 7. The following is a quotation of 35 U.S.C. 112(b): (B) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 8. Claim 5 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claim 5 recites the limitation "the plurality of nanorods" in line 1. There is insufficient antecedent basis for this limitation in the claim. For the purpose of examination against the prior art, claim 5 is construed to recite “the plurality of magnetic nanorods”. 9. Claims 6-7 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claim 6 recites the limitation "the plurality of nanorods" in line 1. There is insufficient antecedent basis for this limitation in the claim. Claim 7 being depended on claim 6 is rejected as well. For the purpose of examination against the prior art, claim 6 is construed to recite “the plurality of magnetic nanorods”. 10. Claim 14 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claim 14 recites the limitation "the plurality of nanorods" in line 2. There is insufficient antecedent basis for this limitation in the claim. For the purpose of examination against the prior art, claim 14 is construed to recite “the plurality of magnetic nanorods”. 11. Claims 15-16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which applicant regards as the invention. Claim 15 recites the limitation "the plurality of nanorods" in line 1. There is insufficient antecedent basis for this limitation in the claim. Claim 16 being depended on claim 15 is rejected as well. For the purpose of examination against the prior art, claim 15 is construed to recite “the plurality of magnetic nanorods”. Claim Rejections - 35 USC § 102 12. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. 13. Claims 1-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al. (Coupling morphological and magnetic anisotropy for assembling tetragonal colloidal crystals, Sci. Adv. 2021; 7: 1-8, hereinafter “Li”). Regarding claim 1: Li discloses photonic pigments (Page 1, Abstract, lines 1-3) comprising: a plurality of magnetic nanorods assembled into tetragonal colloidal crystals (Page 6, left Col., 1st para, lines 12-14). PNG media_image1.png 198 312 media_image1.png Greyscale Regarding claim 2: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), further comprising: a layer of nanomaterial on the plurality of magnetic nanorods assembled into tetragonal colloidal crystals, the layer of nanomaterial configured to fix the plurality of magnetic nanorods assembled into tetragonal colloidal crystals into a structural color (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). PNG media_image2.png 460 418 media_image2.png Greyscale Regarding claim 3: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the layer of nanomaterial is selected from a group consisting of silica, TiO2, resorcinol-formaldehyde (RF) resins, and polymers (Page 6. Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 4: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the layer of nanomaterial is silica, the silica having a thickness of 1 nanometer to 100 nanometers (Page 6, Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 5: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the plurality of nanorods is selected from a group consisting of Fe nanorods, Fe3O4 nanorods, FeOOH nanorods, γ-Fe2O3 nanorods, Ni nanorods, NiFe2O4 nanorods, and Co nanorods (Page 6, Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 6: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the plurality of nanorods is Fe3O4 nanorods (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). Regarding claim 7: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), further comprising: a nano-layer of silica on the plurality of Fe3O4 nanorods assembled into tetragonal colloidal crystals (Page 6, left Col., 1st para, lines 12-14). Regarding claim 8: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the plurality of magnetic nanorods assembled into tetragonal colloidal crystals are tunable to one or more visible spectrums (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). Regarding claim 9: Li discloses the photonic pigments (Page 1, Abstract, lines 1-3), wherein the photonic pigments are used in one or more of a photonic display, an anti-counterfeiting device, a decoration device, and colorimetric sensor (Page 1, left Col., Introduction, lines 7-10; Page 6, right Col., Discussion, lines 7-10). It is submitted that a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. Regarding claim 10: Li discloses a method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), the method comprising: assembling a plurality of magnetic nanorods into tetragonal colloidal (Page 6, left Col., 1st para, lines 12-14). PNG media_image1.png 198 312 media_image1.png Greyscale Regarding claim 11: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: fixing the plurality of magnetic nanorods assembled into tetragonal colloidal crystals into a structural color by adding a layer of nanomaterial on the plurality of magnetic nanorods assembled into tetragonal colloidal crystals. (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). Regarding claim 12: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: selecting the layer of nanomaterial from a group consisting of silica, TiO2, resorcinol formaldehyde (RF) resins, and polymers (Page 6. Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 13: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), wherein the layer of nanomaterial is silica, the silica having a thickness of 1 nanometer to 100 nanometers Page 6, Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 14: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: selecting the plurality of nanorodes from a group consisting of Fe nanorods, Fe3O4 nanorods, FeOOH nanorods, γ-Fe2O3 nanorods, Ni nanorods, NiFe2O4 nanorods, and Co nanorods (Page 6, Right Col., 4th para, SiO2 coating, lines 1-9 to Page 7, left Col., 1st para, lines 1-3). Regarding claim 15: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), wherein the plurality of nanorods is Fe3O4 nanorods (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). Regarding claim 16: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: forming a nano-layer of silica on the plurality of Fe3O4 nanorods assembled into tetragonal colloidal crystals (Page 6, left Col., 1st para, lines 12-14). Regarding claim 17: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: tuning the plurality of magnetic nanorods assembled into tetragonal colloidal crystals to one or more visible spectrums with an external magnetic field (Page 7, left Col., 2nd para, Magnetic assembly of nanorods into tetragonal crystals, lines 1-9, Fig. 5C). Regarding claim 18: Li discloses the method of forming photonic pigments with tunable color responses (Page 1, Abstract, lines 8-9), further comprising: using the photonic pigments in one or more of a photonic display, an anticounterfeiting device, a decoration device, and colorimetric sensor (Page 1, left Col., Introduction, lines 7-10; Page 6, right Col., Discussion, lines 7-10). It is submitted that a recitation of the intended use of the claimed invention must result in a structural difference between the claimed invention and the prior art in order to patentably distinguish the claimed invention from the prior art. If the prior art structure is capable of performing the intended use, then it meets the claim. 14. Claims 1, 10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Bao et al. (Colloidal synthesis of magnetic nanorods with tunable aspect ratios, J. Mater. Chem., 2012, 22, 7117-7120, hereinafter “Bao”). Regarding claim 1: Bao discloses photonic pigments (Page 7117, Abstract, lines 1-2) comprising: a plurality of magnetic nanorods (Page 7118, left Col., Fig. 1) assembled into tetragonal colloidal crystals (Page 7118, right Col., Fig. 3A). PNG media_image3.png 378 640 media_image3.png Greyscale PNG media_image4.png 406 648 media_image4.png Greyscale Regarding claim 10: Bao discloses a method of forming photonic pigments with tunable color responses (Page 7117, Abstract, lines 1-2), the method comprising: assembling a plurality of magnetic nanorods into tetragonal colloidal (Page 7118, left Col., Fig. 1; Page 7118, right Col., Fig. 3A). Examiner Information 15. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Bijan Ahvazi, Ph.D. whose telephone number is (571) 270-3449. The examiner can normally be reached on Mon-Fri 9.00 A.M. -7 P.M.. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached on 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Bijan Ahvazi/ Primary Examiner, Art Unit 1763 01/15/2026 bijan.ahvazi@uspto.gov
Read full office action

Prosecution Timeline

Mar 13, 2023
Application Filed
Jan 25, 2026
Non-Final Rejection — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595408
PHOTOCHROMIC COMPOUND, NAPHTHOL DERIVATIVE, CURABLE COMPOSITION, OPTICAL ARTICLE, LENS, AND EYEGLASSES
2y 5m to grant Granted Apr 07, 2026
Patent 12577144
GLASS MATERIAL
2y 5m to grant Granted Mar 17, 2026
Patent 12577455
PHOTOCHROMIC COMPOUND, PHOTOCHROMIC COMPOSITION, PHOTOCHROMIC ARTICLE AND SPECTACLES
2y 5m to grant Granted Mar 17, 2026
Patent 12570894
PHOTOCHROMIC COMPOUND AND CURABLE COMPOSITION CONTAINING THE PHOTOCHROMIC COMPOUND
2y 5m to grant Granted Mar 10, 2026
Patent 12571950
WAVELENGTH SELECTIVE ABSORPTION FILTER, POLARIZING PLATE, ORGANIC ELECTROLUMINESCENT DISPLAY DEVICE, AND LIQUID CRYSTAL DISPLAY DEVICE
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
99%
With Interview (+46.5%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 1191 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month