Prosecution Insights
Last updated: August 17, 2026
Application No. 18/185,105

VALIDATION OF INFERRED ANTICANCER PATHWAYS

Non-Final OA §102§103
Filed
Mar 16, 2023
Priority
Nov 17, 2016 — provisional 62/423,759 +3 more
Examiner
LIN, JERRY
Art Unit
Tech Center
Assignee
NantWorks LLC
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
605 granted / 837 resolved
+12.3% vs TC avg
Moderate +15% lift
Without
With
+15.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
25 currently pending
Career history
855
Total Applications
across all art units

Statute-Specific Performance

§101
33.4%
-6.6% vs TC avg
§103
20.6%
-19.4% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 837 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-20 are under examination. Claim Rejections - 35 USC § 102 2. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3, 5-13, and 15- 20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Pal et al. (US 2015/0269307). Regarding claim 1, Pal et al. teach a method that includes obtaining a sample from the patient’s tumor (paragraph [0114]); obtaining, via at least one digital computer programmed with a pathway analysis engine, omics data extracted from the sample (paragraphs [0013] and [0016]); generating, via the at least one digital computer programmed with a pathway analysis engine, predicated pathway activities in the tumor based on the omics data (paragraphs [0022], [0051], [0103], [0116], and [0162]-[0176]); predicting, via the at least one digital computer programmed with a pathway analysis engine, sensitivities of tumor cells to one or more anticancer compounds based on the predicted interrupted pathway activities (paragraphs [0022], [0051], [0103], and [0162]-[0176]); identifying, via at least one digital computer programmed with a pathway analysis engine, at least one anticancer drug predicted to have a successful treatment from the one or more anticancer compounds based on the sensitivities of the tumor cells (paragraphs [0022], [0051], [0103], [0116], and [0162]-[0176]); isolating viable tumor cells associated with the patient’s tumor (paragraph [0114]); validating the at least one anticancer drug as a treatment for the tumor by measuring anticancer activity of the at least one anticancer drug on the isolated viable tumor cells (paragraphs [0051], [0116], [0125]-[0129] and [0131]). Regarding claim 3, Pal et al teach where the predicted pathway is a down-regulated pathway (paragraph [0124]) Regarding claim 5, Pal et al. teach where the sample comprises RNA or DNA from the tumor (paragraphs [0016] and [0114]). Regarding claim 6, Pal et al. teach where the sample is a biopsy sample from the tumor (paragraphs [0013], [0016], and [0114]). Regarding claim 7, Pal et al. teach where the isolated tumor cells comprise cells extracted from the biopsy sample (paragraphs [0013] and [0016]). Regarding claim 8, Pal et al. teach treating the patient with an anticancer drug (paragraphs [0016] and [0119]). Regarding claim 9, Pal et al. teach monitoring the patient for indication that the tumor has become resistant to an anticancer drug (paragraph [0051], [0069] and [0161]). Regarding claim 10, Pal et al. teach repeating the steps if the tumor is resistant to an anticancer drug (paragraphs [0051] and [0069]). Regarding claim 11, Pal et al. teach validating by measuring anticancer activity in vitro (paragraph [0123]-[0125]). Regarding claim 12, Pal et al. teach validating by measuring anticancer activity in vivo (paragraph [0119]). Regarding claim 13, Pal et al. teach engrafting the viable tumor cell in to a mouse (paragraph [0119]). Regarding claim 15, Pal et al. teach where the step of validating includes validating a range of concentration or duration of an anticancer drug (paragraphs [0069], [0073], and [0125]). Regarding claim 16, Pal et al. teach where the anticancer activity is a quantified physiological parameter measure by exposing the isolated tumor cell to an anticancer drug (paragraph [125]-[032]). Regarding claim 17, Pal et al. teach where the quantified physical parameters includes a proliferation or viability parameter (paragraphs [0125]-[0132]). Regarding claim 18, Pal et al. teach where the omics data includes genomics or proteomics data (paragraphs [0013] and [0016]). Regarding claim 19, Pal et al. teach where the validation metric is measured from anticancer cancer activity (paragraphs [0119]-[0125]) Regarding claim 20, Pal et al. teach where the validation metric is measured relative to a control group pathway activity (paragraphs [0118]-[0125]). Claim Rejections - 35 USC § 103 3. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 4. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Pal et al. (US 2015/0269307) as applied to claims 1, 3, 5-13, and 15- 20 above, and further in view of Brubaker et al. (“Drug Intervention Response Prediction with PARADIGM (DRIPP) Identifies Drug Resistant Cancer Cell lines and Pathway Mechanisms of Resistance”, Pac. Symp. Biocomput. (2014) pages 125-135). Pal et al. is applied as above. Brubaker et al. teach where the predicted pathway activities comprise PARADIGM predicted pathway activities (pages 5-6, under “Results”). It would have been obvious for one of ordinary skill in the art, at the time of filing, to combine the references of Pal et al. and Brubaker et al. Pal et al. teach a method for using gene expression data (paragraph [0141]) to determine biological pathways for potential drug targets for cancer (paragraphs [0162]-[0176]). Brubaker et al. teach that their DRIPP model can predict the response of a cell line with 80% accuracy and 88% precision (abstract). One of ordinary skill in the art would have been motivated to combine Pal et al. and Brubaker et al. to gain the benefit of increased accuracy and precision in predicting cell response. Furthermore, one of ordinary skill in the art would have had a reasonable expectation of success, because the model of Brubaker et al. may be readily included with the computations of Pal et al. 5. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Pal et al. (US 2015/0269307) as applied to claims 1, 3, 5-13, and 15- 20 above, and further in view of Ionescu-Zanetti et al. (US 2017/0268037). Pal et al. is applied as above. Ionescu-Zanetti et al. teach isolating tumor cells comprise circulating tumor cells from the patient’s blood (paragraphs [0002] and [0058]). It would have been obvious for one of ordinary skill in the art, at the time of filing, to combine the references of Pal et al. and Ionescu-Zanetti et al. Pal et al. teach a method for using gene expression data (paragraph [0141]) to determine biological pathways for potential drug targets for cancer (paragraphs [0162]-[0176]). Ionescu-Zanetti et al. teach enriching cells ins necessary for next generation sequencing (paragraph [0058]). One of ordinary skill in the art would have been motivated to combine Pal et al. and Ionescu-Zanetti et al. to gain the benefit of being able to identify biological pathways and gene expression data for circulating tumor cells using next generation sequencing. Furthermore, one of ordinary skill in the art would have had a reasonable expectation of success, because the method of Ionescu-Zanetti et al. may be used to gather data for the computations of Pal et al. 6. Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Pal et al. (US 2015/0269307) as applied to claims 1, 3, 5-13, and 15- 20 above, and further in view of Konantz et al. (“Zebrafish Xenografts as a Tool for in Vivo Studies on Human Cancer” Ann. N.Y. Acad. Sci. (2012) volume 1266, pages 124-137). Pal et al. is applied as above. Konantz et al. teach isolating tumor cells comprise circulating tumor cells from the patient’s blood (paragraphs [0002] and [0058]). It would have been obvious for one of ordinary skill in the art, at the time of filing, to combine the references of Pal et al. and Konantz et al. Pal et al. teach a method for using gene expression data (paragraph [0141]) to determine biological pathways for potential drug targets for cancer (paragraphs [0162]-[0176]). Konantz et al. teach zebrafish offer advantages as a model for human cancer (abstract). One of ordinary skill in the art would have been motivated to combine Pal et al. and Konantz et al. to gain the benefit of using a zebrafish model over a murine model. Furthermore, one of ordinary skill in the art would have had a reasonable expectation of success, because the zebrafish model of Konantz et al. may replace the murine model used in Pal et al. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to JERRY LIN whose telephone number is (571)272-2561. The examiner can normally be reached T-F 7am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Olivia Wise can be reached at (571) 272-2249. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JERRY LIN/Primary Examiner, Art Unit 1685
Read full office action

Prosecution Timeline

Mar 16, 2023
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12694948
Bioinformatics Systems, Apparatuses, and Methods for Performing Secondary and/or Tertiary Processing
5y 5m to grant Granted Jul 28, 2026
Patent 12694302
TECHNIQUES FOR RESOLVING DISCORDANT HER2 STATUS IN PATHOLOGY IMAGES FOR DIAGNOSING BREAST CANCER
4y 2m to grant Granted Jul 28, 2026
Patent 12680139
CANCER BIOMARKERS
2y 5m to grant Granted Jul 14, 2026
Patent 12676208
TUMOR ANTIGENICITY PROCESSING AND PRESENTATION
4y 5m to grant Granted Jul 07, 2026
Patent 12670971
Bioinformatics Systems, Apparatuses, and Methods Executed on an Integrated Circuit Processing Platform
5y 0m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
87%
With Interview (+15.0%)
3y 11m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 837 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month