Prosecution Insights
Last updated: April 19, 2026
Application No. 18/186,787

EMBEDDED ELECTRODE FORMATION INCLUDING SYMMETRICALLY SLIT ELECTRODES

Non-Final OA §102§112
Filed
Mar 20, 2023
Examiner
MELFI, OLIVIA MASON
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Apple Inc.
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
22 granted / 31 resolved
+6.0% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
38 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
64.3%
+24.3% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 31 resolved cases

Office Action

§102 §112
DETAILED CORRESPONDENCE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election without traverse of Group II (Claims 13-18) in the reply filed on December 19th, 2025 is acknowledged. Claims 1-12 and 19-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected Groups I and III, there being no allowable generic or linking claim. Claim Interpretation All “wherein” clauses are given patentable weight unless otherwise noted. Please see MPEP 2111.04 regarding optional claim language. Prior Art Matsui US PG Publication 2014/0058598 (“Matsui”) Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (B) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 13-18 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 13, line 4 recites the limitation “an electrode.” It is wholly unclear as to whether this electrode is in reference to the electrode as defined in line 1 or is an entirely separate entity. Claim 16, line 2 recites the limitation “jumbo roll.” The term “jumbo” is a relative term which renders the claim indefinite. The term “jumbo” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. For example, is there a specific size requirement a roll must have to be deemed “jumbo.” Further clarification is required. Claims 14-15 and 17-18 are rejected as being dependent upon a rejected claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 13-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Matsui US PG Publication 2014/0058598. Regarding Claim 13, Matsui discloses a cathode (electrode) (Abstract, [0011], entire disclosure dependent upon) comprising: a cathode sheet (electrode sheet) comprising a first edge and a second edge around the periphery of the electrode sheet, wherein the electrode sheet is formed from a slurry comprising an electrode material and an active material ([0234]); and an electrode defined in the active material to expose a portion of the electrode material to define cathode tabs 61C, wherein the electrode extends from the first edge towards the second edge, and wherein the portion of the electrode material extends across the electrode to the first edge ([0217]-[0221]). PNG media_image1.png 773 1475 media_image1.png Greyscale Annotated Figure 8B of Matsui Regarding Claim 14, Matsui teaches the instantly claimed electrode according to Claim 13, and Matsui discloses wherein the electrode further comprises an electrode tab (i.e. the cathode tabs 61C as defined in the rejection of Claim 13 above) that is physically and electrically connected to the portion of the electrode material that defines the electrode ([0219]-[0220]). Regarding Claim 15, Matsui teaches the instantly claimed electrode according to Claim 14, and Matsui discloses wherein the electrode further comprises a fixing member 56 such as an adhesive tape that covers the portion of the electrode material that defines the electrode and a portion of the electrode tab that is disposed on the electrode ([0241]-[0244]). Regarding Claim 16, Matsui teaches the instantly claimed electrode according to Claim 13, and Matsui discloses wherein the electrode sheet comprises a single electrode cut from the electrode sheet ([0234]). Regarding Claim 17, Matsui teaches the instantly claimed electrode according to Claim 13, and Matsui discloses wherein the active material is disposed along a first, top surface of the electrode material ([0217]-[0221]). Regarding Claim 18, Matsui teaches the instantly claimed electrode according to Claim 13, and Matsui discloses wherein a first plane is defined at the first edge and extends orthogonally with respect to the electrode sheet, and wherein the portion of the electrode material defines the electrode terminates at the first plane (i.e. the electrode material does not extend beyond the dimensions of the electrode) ([0217]-[0221], [0241]-[0244]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLIVIA MASON RUGGIERO whose telephone number is (703)756-4652. The examiner can normally be reached Monday-Thursday, 7am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at (571)272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /O.M.R./Examiner, Art Unit 1729 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
Read full office action

Prosecution Timeline

Mar 20, 2023
Application Filed
Jan 24, 2026
Non-Final Rejection — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+34.2%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 31 resolved cases by this examiner. Grant probability derived from career allow rate.

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