Prosecution Insights
Last updated: April 19, 2026
Application No. 18/187,949

BATTERY AND ELECTRONIC DEVICE CONTAINING SAME

Non-Final OA §102§103
Filed
Mar 22, 2023
Examiner
LUSTGRAAF, BENJAMIN T
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
3y 6m
To Grant
84%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
15 granted / 23 resolved
At TC average
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
37 currently pending
Career history
60
Total Applications
across all art units

Statute-Specific Performance

§103
55.5%
+15.5% vs TC avg
§102
23.6%
-16.4% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 23 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 6, 10-17, and 19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kobayashi (JP 2011238569 A). Regarding claim 1, Kobayashi discloses a battery (paragraph 0022, figures 1-2), comprising an electrode assembly and a housing assembly (case 10, electrode body 50), wherein the housing assembly defines an accommodation space for accommodating the electrode assembly (paragraph 0022, figure 2); wherein, the housing assembly is made of a conductive material (paragraph 0023, made of metal), the housing assembly comprises a first housing and a second housing connected to the first housing (paragraph 0023, case 10 includes lid 17 and body 11), and the first housing is electrically insulated from the second housing (paragraph 0023, gasket PK); the electrode assembly comprises a first electrode plate, a second electrode plate, and a separator located between the first electrode plate and the second electrode plate; the electrode assembly is formed by winding the first electrode plate, the second electrode plate, and the separator (paragraph 0022, figure 2); the first electrode plate comprises a first current collector and a first active material layer disposed on the first current collector, and the second electrode plate comprises a second current collector and a second active material layer disposed on the second current collector (paragraph 0027, positive and negative electrode plates 60 and 70); the first current collector comprises a first blank foil region, the first blank foil region is located at an edge region of the first current collector, the first blank foil region extends from a winding start end of the first electrode plate toward a winding termination end of the first electrode plate, and the first blank foil region is electrically connected to one of the first housing or the second housing (paragraphs 0027, 0030-0031, figures 3-6, positive electrode foil exposed portion 62f is connected to the lid 17 through second metal tubular portion 32Y); and the second current collector comprises a second blank foil region, the second blank foil region is located at a winding start end of the second electrode plate and/or a winding termination end of the second electrode plate, and the second blank foil region is electrically connected to the other of the first housing or the second housing (paragraphs 0027, 0030-0031, figures 3-6, negative electrode foil exposed portion 72f is electrically connected to case body 11 through first metal tubular portion 32X). Regarding claim 2, Kobayashi discloses the limitations of claim 1. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding start end of the second electrode plate (paragraph 0030, figure 4, foil exposed portion 72f extends from the start to the termination end); the second blank foil region is electrically connected to the winding needle (paragraph 0032, first metal tubular portion 32X); and the winding needle is electrically connected to the first housing or the second housing (paragraph 0031, case body 11 and first metal tubular portion 32X). Regarding claim 3, Kobayashi discloses the limitations of claim 1. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding start end of the second electrode plate and the winding termination end of the second electrode plate (paragraphs 0027-0030, figure 4, negative electrode foil exposed portion 72f extends from the winding start to termination end); the second blank foil region located at the winding start end of the second electrode plate is electrically connected to the winding needle; the winding needle is electrically connected to the second housing; and the second blank foil region located at the winding termination end of the second electrode plate is electrically connected to the second housing (paragraphs 0030-0031, figures 4-6, negative electrode foil exposed portion 72f extends from the winding start to termination end, electrically connects to first joint portion 32XA of first metal tubular portion 32X, which connects to case body 11, electrically connecting 72f and case body 11). Regarding claim 4, Kobayashi disclose the limitations of claim 1. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding termination end of the second electrode plate (paragraphs 0027-0030, figure 4, negative electrode foil exposed portion 72f extends from the winding start to termination end). Regarding clam 6, Kobayashi discloses the limitations of claim 1. Kobayashi further discloses that at least one side of the first blank foil region is not coated with the first active material layer, and at least one side of the second blank foil region is not coated with the second active material layer (paragraph 0027, figure 4, foil exposed portions 62f and 72f do not support active material layers and are exposed). Regarding claims 10-12, Kobayashi discloses the limitations of claims 2-4. Kobayashi further discloses that the winding needle is formed in one piece or by splicing (paragraph 0029, figure 3, formed by parts). Regarding claim 13, Kobayashi discloses the limitations of claim 6. Kobayashi further discloses a second insulation piece, and the second insulation piece connects the first housing and the second housing to electrically insulate the first housing from the second housing (paragraph 0023, figure 2, gasket PK). Regarding claim 14, Kobayashi discloses the limitations of claim 1. Kobayashi further discloses an electronic device, wherein the electronic device comprises the battery (paragraphs 0018-0020). Regarding claim 15, Kobayashi discloses the limitations of claim 14. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding start end of the second electrode plate (paragraph 0030, figure 4, foil exposed portion 72f extends from the start to the termination end); the second blank foil region is electrically connected to the winding needle (paragraph 0032, first metal tubular portion 32X); and the winding needle is electrically connected to the first housing or the second housing (paragraph 0031, case body 11 and first metal tubular portion 32X). Regarding claim 16, Kobayashi discloses the limitations of claim 14. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding start end of the second electrode plate and the winding termination end of the second electrode plate (paragraphs 0027-0030, figure 4, negative electrode foil exposed portion 72f extends from the winding start to termination end); the second blank foil region located at the winding start end of the second electrode plate is electrically connected to the winding needle; the winding needle is electrically connected to the second housing; and the second blank foil region located at the winding termination end of the second electrode plate is electrically connected to the second housing (paragraphs 0030-0031, figures 4-6, negative electrode foil exposed portion 72f extends from the winding start to termination end, electrically connects to first joint portion 32XA of first metal tubular portion 32X, which connects to case body 11, electrically connecting 72f and case body 11). Regarding claim 17, Kobayashi discloses the limitations of claim 14. Kobayashi further discloses that the electrode assembly further comprises a winding needle (paragraph 0027, figure 4, assembly wound around core 30); the first electrode plate, the separator, and the second electrode plate form the electrode assembly by winding around the winding needle where the winding needle serves as a central axis (paragraphs 0027-0028, figure 4); the second blank foil region is located at the winding termination end of the second electrode plate (paragraphs 0027-0030, figure 4, negative electrode foil exposed portion 72f extends from the winding start to termination end). Regarding claim 19, Kobayashi discloses the limitations of claim 14. Kobayashi further discloses that at least one side of the first blank foil region is not coated with the first active material layer, and at least one side of the second blank foil region is not coated with the second active material layer (paragraph 0027, figure 4, foil exposed portions 62f and 72f do not support active material layers and are exposed). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 5 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi (JP 2011238569 A) in view of Yoshida et al. (JPH09306471). Regarding claims 5 and 18, Kobayashi discloses the limitations of claims 1 and 15. Kobayashi is silent regarding wherein the first blank foil region is located at two edge regions on two opposite sides of the first current collector. Yoshida discloses a power generating element comprising a positive electrode plate, a negative, electrode plate, and a separator interposed therebetween, spirally wound around a winding core to form an electrode group (Yoshida paragraph 0029). Yoshida further discloses that uncoated portions are formed on both side edges of the positive electrode current collector (Yoshida paragraph 0039, figures 1 and 5, uncoated portions 12 and 13). The reference teaches that this prevents the planar shape from bending when pressed, and enables a high capacity battery with a low defect rate (Yoshida paragraphs 0020, 0038). Yoshida and Kobayashi are analogous because they both disclose batteries comprising wound electrode assemblies. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the battery disclosed by Kobayashi to include the exposed portions on both side edges of the positive electrode as disclosed by Yoshida. Doing so would enable a high capacity battery with a low defect rate. Claim 7-9 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Kobayashi (JP 2011238569 A) in view of Lee et al. (US 20170117526 A1). Regarding claims 7-9 and 20, Kobayashi discloses the limitations of claims 2-4 and 15. Kobayashi is silent regarding a first insulation piece, and the first insulation piece connects the winding needle and the first housing to electrically insulate the winding needle from the first housing. Lee discloses a rechargeable battery comprising a wound electrode assembly and a housing made of conductive material (Lee paragraphs 0009, 0036, 0038). Lee further discloses a center pin at the center of the electrode assembly and electrically coupled to an electrode, and a gasket positioned between the terminal portion of the pin and the case and insulating between the pin and the case (Lee paragraphs 0009, 0045, 0051). The reference teaches that the insulating gasket prevents a short-circuit between the pin and case (Lee paragraphs 0046, 0051). Lee and Kobayashi are analogous because they both disclose wound electrode assemblies in conductive housings. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the battery disclosed by Kobayashi to include the insulating gasket as disclosed by Lee. Doing so would prevent a short-circuit between the winding core and housing. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN T LUSTGRAAF whose telephone number is (571)272-0165. The examiner can normally be reached Monday - Friday 8:30 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /B.T.L./Examiner, Art Unit 1727 /Maria Laios/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Mar 22, 2023
Application Filed
Dec 30, 2025
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
84%
With Interview (+18.9%)
3y 6m
Median Time to Grant
Low
PTA Risk
Based on 23 resolved cases by this examiner. Grant probability derived from career allow rate.

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