Prosecution Insights
Last updated: September 17, 2026
Application No. 18/188,037

SINGLE CHAIN VARIABLE FRAGMENT CD3 BINDING PROTEINS

Non-Final OA §DP
Filed
Mar 22, 2023
Priority
May 20, 2016 — provisional 62/339,685 +3 more
Examiner
SKELDING, ZACHARY S
Art Unit
1644
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Harpoon Therapeutics Inc.
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
498 granted / 833 resolved
At TC average
Strong +41% interview lift
Without
With
+41.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
46 currently pending
Career history
869
Total Applications
across all art units

Statute-Specific Performance

§101
2.8%
-37.2% vs TC avg
§103
27.2%
-12.8% vs TC avg
§102
14.4%
-25.6% vs TC avg
§112
39.8%
-0.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 833 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s 7-24-26 election of the invention of Group I, and the species of CD3 binding protein comprising the Vh and Vl CDRs of SEQ ID NOs: 29, 24 and 54, and 71, 83 and 28, respectively which are contained within the 2A4 clone and further within the scFv of SEQ ID NO: 19, all without traverse, is acknowledged. Claims 1, 21, 31- 33 and 35-42 are pending and under examination as they read on the species of CD3 binding protein comprising the Vh and Vl CDRs of SEQ ID NOs: 29, 24 and 54, and 71, 83 and 28, respectively which are contained within the 2A4 clone and further within the scFv of SEQ ID NO: 19. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1, 21 and 35 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 10730954. Although the claims at issue are not identical, they are not patentably distinct from each other because SEQ ID NO: 100 of reference claim 1 comprises the CDRs and scFv sequences of the instant claims as shown below: PNG media_image1.png 583 531 media_image1.png Greyscale Thus, reference claim 1 anticipates the single chain variable fragment CD3 binding proteins of instant claims 1, 21 and 35. Claims 1, 21 and 35 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 10 of U.S. Patent No. 10815311. Although the claims at issue are not identical, they are not patentably distinct from each other because SEQ ID NO: 1898 of reference claim 11 comprises the CDRs and scFv sequences of the instant claims as shown below: PNG media_image2.png 312 535 media_image2.png Greyscale Thus, reference claim 10 anticipates the instant claims. Claims 1, 21 and 35 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 20-24 of U.S. Patent No. 11623958 (cited herewith). Although the claims at issue are not identical, they are not patentably distinct from each other for the following reason: According to the first paragraph of the instant specification and the application data sheet filed 5-9-24, the instant specification is a CON of parent U.S. Application No. 16773806 (corresponding to U.S. Patent No. 11623958). As set forth in MPEP § 804.01, “The U.S. Court of Appeals for the Federal Circuit has concluded that the protection of 35 U.S.C. 121 does not extend to all types of continuing applications, stating that "the protection afforded by section 121 to applications (or patents issued therefrom) filed as a result of a restriction requirement is limited to divisional applications." Pfizer, Inc. v. Teva Pharmaceuticals USA, Inc., 518 F.3d 1353, 1362, 86 USPQ2d 1001, 1007-1008 (Fed. Cir. 2008).” (emphasis added). While claims 20-24 of the ‘958 are not, per se, drawn to the single chain variable fragment CD3 binding proteins of the instant claims, in practicing a method comprising “…administering a protein, wherein the protein comprises a single chain variable fragment CD3 binding protein comprising a variable heavy chain region (VH) and a variable light chain region (VL), wherein the VH comprises complementarity determining regions HC CDR1, HC CDR2, and HC CDR3, wherein the VL comprises complementarity determining regions LC CDR1, LC CDR2, and LC CDR3…wherein the CD3 binding CDRs are selected from…(xii) HC CDR1 is SEQ ID NO. 29, HC CDR2 is SEQ ID NO. 24, HC CDR3 is SEQ ID NO. 54, LC CDR1 is SEQ ID NO. 71, LC CDR2 is SEQ ID NO. 83, and LC CDR3 is SEQ ID NO. 28….” the ordinarily skilled artisan will necessarily have to make the single chain variable fragment CD3 binding proteins of the instant claims. Thus, reference claims 20-24 anticipate the instant claims. Claims 1, 21 and 35 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claim 34 of copending Application No. 18470998 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because SEQ ID NO: 1898 of reference claim 34 comprises the CDRs and scFv sequences of the instant claims as shown below: PNG media_image2.png 312 535 media_image2.png Greyscale Thus, the reference claim anticipates the instant claims. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claims 31-33 and 36-52 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 10730954 as applied to claims 1, 21 and 35 above; or over claim 10 of U.S. Patent No. 10815311 as applied to claims 1, 21 and 35 above; or over claims 20-24 of U.S. Patent No. 11623958 (cited herewith) as applied to claims 1, 21 and 35 above; or provisionally over claim 34 of copending Application No. 18470998 as applied to claims 1, 21 and 35 above; each of the above further in view of Kufer et al. (20110262439, cited herewith). While the rejections set forth above explain how the reference claims anticipate the single chain variable fragment CD3 binding proteins of instant claims 1, 21 and 35, the reference claims are not drawn to the polynucleotides, vectors, or host cells of the instant claims. Kufer describes the production of bispecific single chain antibodies comprising one scFv unit is capable of recruiting cytotoxic cells, for example cytotoxic T cells, while the other scFv unit specifically binds an antigen on a target cell to be eliminated by the recruited cytotoxic cell, wherein bispecific single chain antibodies comprising a first binding domain capable of binding to an epitope of CD3 and a second binding domain capable of binding to the extracellular domain cell surface antigens with a high molecular weight extracellular domain, such as various cancer cell surface antigen such as PSAM, FAPα, c-MET etc. (see, e.g., paras 7-9). Kufer further teaches vectors comprising nucleic acid molecules encoding said bispecific single chain antibody molecules, as well as host cells comprising said vectors (see, e.g., paras 237-238). Given the teachings of Kufer set forth above, it would have been obvious to one of ordinary skill in the art to make polynucleotides and vectors encoding the single chain variable fragment CD3 binding proteins of instant claims 1, 21 and 35, and further for one of ordinary skill in the art to make host cells comprising, e.g., said vectors, to facilitate convenient and efficient production of the polypeptides of the reference claims. In view of the reference teachings it was apparent that one of ordinary skill in the art would have had a reasonable expectation of success in arriving at the claimed invention. Therefore, the invention as a whole was prima facie obvious to one of ordinary skill in the art at the time the invention was made. No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZACHARY S SKELDING whose telephone number is (571)272-9033. The examiner can normally be reached M-F 9-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julie Wu can be reached at 571-272-5205. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZACHARY S SKELDING/Primary Examiner, Art Unit 1644
Read full office action

Prosecution Timeline

Mar 22, 2023
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
99%
With Interview (+41.2%)
3y 7m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 833 resolved cases by this examiner. Grant probability derived from career allowance rate.

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