Prosecution Insights
Last updated: October 02, 2026
Application No. 18/192,854

PROJECTOR AND LIGHT SOURCE DEVICE

Final Rejection §103
Filed
Mar 30, 2023
Priority
Mar 30, 2022 — JP 2022-055407
Examiner
OWENS, DANELL L
Art Unit
2882
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Seiko Epson Corporation
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
578 granted / 759 resolved
+8.2% vs TC avg
Moderate +11% lift
Without
With
+11.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
31 currently pending
Career history
789
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
58.6%
+18.6% vs TC avg
§102
29.7%
-10.3% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 759 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3-5, 7-11 and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al. (US PG Pub. 20170255090) in view of Toyooka et al. (JP 2015099369). Regarding claim 1, Hu discloses a projector (para. 0184; The present invention also provides a projection system, including a light source system, which can have structures and functions as described in the above embodiments. The projection system can employ various display technologies) comprising: a first liquid crystal panel (first spatial light modulator 511 of fig. 5) configured to receive first colored light and second colored light (green and blue light), and output image light of a first color and image light of a second color in time series (para. 0072; the light sequence of blue and green lights modulated by the DMD 511); a second liquid crystal panel (second spatial light modulator 513 of fig. 5) configured to receive third colored light and output image light of a third color (red light); and a light source device (an excitation light source 501 of fig. 5) configured to supply light including the first colored light (blue), the second colored light (green), and the third colored light (red), wherein the light source device includes a first solid light source (para. 0004; the excitation light may employ a blue LED (light emitting diode) or blue laser) configured to emit the first colored light (blue), and a wavelength conversion element (wavelength conversion layer 503 of fig. 5) configured to wavelength-convert excitation light into converted light including the second colored light and the third colored light (para. 0071; filter plate 509 receives the yellow light 53 and blue light 55 sequentially outputted by the wavelength conversion layer 503; it transmits the blue light 55 and the green component 53a of the yellow light 53 and outputs them to the DMD 511 via a first light path, and reflects the red component 53b of the yellow light 53 to the reflector 507. The reflector 507 reflects the red light 53b via the second light path to the DMD 513), Hu fails to explicitly teach a ratio between output periods of the first colored light and the converted light is the same as a ratio between output periods of the image light of the first color and the image light of the second color at a frame rate, and an output intensity of the first colored light is set according to an output intensity of the converted light based on the ratio between the output periods of the first colored light and the converted light; however, Hu teaches in figs. 3A-3C the first colored light (blue) and the converted light (yellow) appears to have the same intensity and are modulated accordingly. Paras. 0063-0065 discloses the manipulation of the ratios in order to achieve the desired white balance. Hu fails to teach wherein a number of rotations of a rotary fluorescent plate is an integral multiple of a pulse width modulation frequency of the first solid light source. Toyooka discloses wherein a number of rotations of a rotary fluorescent plate is an integral multiple of a pulse width modulation frequency of the first solid light source (pg. 6 last para.; the PWM control frequency of the solid light source 11 is A [Hz] and the rotation frequency of the rotating fluorescent screen 13 (motor 14) is B [Hz], the signal processing unit 61 performs the following (1) to (3). Control signals C1 and C2 that satisfy any one of the relational expressions shown in FIG. A = B (1) A = 2B (2)). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the illumination system of Hu with the control method of Toyooka in order to prevent the occurrence of flicker caused by rotationally driving the rotating fluorescent plate (Toyooka; pg. 6 2nd para.). Regarding claim 3, Hu discloses an illumination system for a projection device comprising a first liquid crystal panel (first spatial light modulator 511 of fig. 5); a second liquid crystal panel (second spatial light modulator 513 of fig. 5); a light source device (an excitation light source 501 of fig. 5); and a wavelength conversion element (wavelength conversion layer 503 of fig. 5). Hu fails to explicitly teach wherein a ratio between output intensities of the image light of the first color and the image light of the second color is 4:1, and a light intensity of the first colored light is set according to a light intensity of the converted light based on the ratio between the output intensities of the image light of the first color and the image light of the second color; however, Hu teaches in figs. 3A-3C the first colored light (blue) and the converted light (yellow) appears to have the same intensity and are modulated accordingly. Paras. 0063-0065 discloses the manipulation of the ratios in order to achieve the desired white balance. Regarding claim 4, Hu discloses a wavelength conversion rotator (wavelength conversion layer 503 and a first drive device 505 of fig. 5) including a wavelength conversion element (503) that uses the first colored light (blue light) output from the first solid light source (excitation light source 501 of fig. 5) as the excitation light and a transmission portion that transmits the first colored light (para. 0056; The second segment is a light transmitting segment, which transmits the blue light as the second light); and a control device configured to control light emission of the first solid light source, wherein the control device controls the output intensity of the first colored light from the first solid light source based on the ratio between the output time of the first colored light and the output time of the converted light in a period in which the first colored light transmits through the transmission portion (para. 0064; the two DMDs may be used to vary the lengths of modulation times for each color to control the color coordinates of the resulting white light. For example, in one implementation, if the red light is too strong and causes the resulting white light to have a red tint to it, the DMD 213 may be controlled to shorten the modulation time so that in a certain time period the red light is not output.). Regarding claim 5, Hu embodiment 2 discloses a single excitation light source (501). Hu embodiment 2 fails to teach wherein the light source device further includes a second solid light source configured to emit the first colored light, and the wavelength conversion element receives, as the excitation light, light emitted from the second solid light source. Hu 16th embodiment discloses wherein the light source device (excitation light 2801 of fig. 28) further includes a second solid light source (excitation light source 2802 of fig. 28) configured to emit the first colored light (blue), and the wavelength conversion element (wavelength conversion device 2805 of fig. 28) receives, as the excitation light, light emitted from the second solid light source (illustrated in fig. 28). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the 2nd embodiment of Hu with the multiple excitation light sources of 16th embodiment in order to increase the brightness of the illumination system. Regarding claim 7, Hu discloses further comprising: a light source control device (para. 0063; discloses output emissions of the light source and also operation of the wavelength conversion element; it further goes into the timing of each period and the output and rotation of the wavelength conversion element, a controller is needed to perform the operations) configured to control light emission of the first solid light source, wherein the light control device configured to control light emission of the first solid light source, wherein the control device controls the output intensity of the first colored light from the first solid light source based on the ratio between the output time of the first colored light and the output time of the converted light in a period in which the first colored light transmits through the transmission portion (para. 0064; the two DMDs may be used to vary the lengths of modulation times for each color to control the color coordinates of the resulting white light. For example, in one implementation, if the red light is too strong and causes the resulting white light to have a red tint to it, the DMD 213 may be controlled to shorten the modulation time so that in a certain time period the red light is not output.). Regarding claim 8, Hu discloses a first liquid crystal panel (first spatial light modulator 511 of fig. 5) configured to receive first colored light and second colored light (green and blue light), and output image light of a first color and image light of a second color in time series (para. 0072; the light sequence of blue and green lights modulated by the DMD 511); a second liquid crystal panel (second spatial light modulator 513 of fig. 5) configured to receive third colored light and output image light of a third color (red light); and a first light source device (an excitation light source 501 of fig. 5) configured to emit the first colored light (blue), and a wavelength conversion element (wavelength conversion layer 503 of fig. 5) configured to wavelength-convert excitation light into converted light including the second colored light and the third colored light (para. 0071; filter plate 509 receives the yellow light 53 and blue light 55 sequentially outputted by the wavelength conversion layer 503; it transmits the blue light 55 and the green component 53a of the yellow light 53 and outputs them to the DMD 511 via a first light path, and reflects the red component 53b of the yellow light 53 to the reflector 507. The reflector 507 reflects the red light 53b via the second light path to the DMD 513), wherein the light source device supplies light including the first colored light (blue), the second colored light (green) and the third (red) (para. 0073), the second colored light (green), and the third colored light (red) to the first liquid crystal panel and the second liquid crystal panel (illustrated in fig. 5), the first colored light and the converted light are output in time series (paras. 0071-0074; further the light outputs are emitted by the wavelength conversion device 503 which is in time series). Hu fails to explicitly teach a ratio between output periods of the first colored light and the converted light is the same as a ratio between output periods of the image light of the first color and the image light of the second color at a frame rate, and an output intensity of the first colored light is set according to an output intensity of the converted light based on the ratio between the output periods of the first colored light and the converted light; however, Hu teaches in figs. 3A-3C the first colored light (blue) and the converted light (yellow) appears to have the same intensity and are modulated accordingly. Paras. 0063-0065 discloses the manipulation of the ratios in order to achieve the desired white balance. Hu fails to teach wherein a number of rotations of a rotary fluorescent plate is an integral multiple of a pulse width modulation frequency of the first solid light source. Toyooka discloses wherein a number of rotations of a rotary fluorescent plate is an integral multiple of a pulse width modulation frequency of the first solid light source (pg. 6 last para.; the PWM control frequency of the solid light source 11 is A [Hz] and the rotation frequency of the rotating fluorescent screen 13 (motor 14) is B [Hz], the signal processing unit 61 performs the following (1) to (3). Control signals C1 and C2 that satisfy any one of the relational expressions shown in FIG. A = B (1) A = 2B (2)). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the illumination system of Hu with the control method of Toyooka in order to prevent the occurrence of flicker caused by rotationally driving the rotating fluorescent plate (Toyooka; pg. 6 2nd para.). Regarding claim 9, Hu discloses an illumination system for a projection device comprising a first liquid crystal panel (first spatial light modulator 511 of fig. 5); a second liquid crystal panel (second spatial light modulator 513 of fig. 5); a light source device (an excitation light source 501 of fig. 5); and a wavelength conversion element (wavelength conversion layer 503 of fig. 5). Hu fails to explicitly teach wherein a ratio between output intensities of the image light of the first color and the image light of the second color is 4:1, and a light intensity of the first colored light is set according to a light intensity of the converted light based on the ratio between the output intensities of the image light of the first color and the image light of the second color; however, Hu teaches in figs. 3A-3C the first colored light (blue) and the converted light (yellow) appears to have the same intensity and are modulated accordingly. Paras. 0063-0065 discloses the manipulation of the ratios in order to achieve the desired white balance. Regarding claim 10, Hu discloses a wavelength conversion rotator (wavelength conversion layer 503 and a first drive device 505 of fig. 5) including a wavelength conversion element (503) that uses the first colored light (blue light) output from the first solid light source (excitation light source 501 of fig. 5) as the excitation light and a transmission portion that transmits the first colored light (para. 0056; The second segment is a light transmitting segment, which transmits the blue light as the second light); and a control device configured to control light emission of the first solid light source, wherein the control device controls the output intensity of the first colored light from the first solid light source based on the ratio between the output time of the first colored light and the output time of the converted light in a period in which the first colored light transmits through the transmission portion (para. 0064; the two DMDs may be used to vary the lengths of modulation times for each color to control the color coordinates of the resulting white light. For example, in one implementation, if the red light is too strong and causes the resulting white light to have a red tint to it, the DMD 213 may be controlled to shorten the modulation time so that in a certain time period the red light is not output.). Regarding claim 11, Hu embodiment 2 discloses a single excitation light source (501). Hu embodiment 2 fails to teach wherein the light source device further includes a second solid light source configured to emit the first colored light, and the wavelength conversion element receives, as the excitation light, light emitted from the second solid light source. Hu 16th embodiment discloses wherein the light source device (excitation light 2801 of fig. 28) further includes a second solid light source (excitation light source 2802 of fig. 28) configured to emit the first colored light (blue), and the wavelength conversion element (wavelength conversion device 2805 of fig. 28) receives, as the excitation light, light emitted from the second solid light source (illustrated in fig. 28). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the 2nd embodiment of Hu with the multiple excitation light sources of 16th embodiment in order to increase the brightness of the illumination system. Regarding claim 13, Hu discloses further comprising: a light source control device (para. 0063; discloses output emissions of the light source and also operation of the wavelength conversion element; it further goes into the timing of each period and the output and rotation of the wavelength conversion element, a controller is needed to perform the operations) configured to control light emission of the first solid light source, wherein the light control device configured to control light emission of the first solid light source, wherein the control device controls the output intensity of the first colored light from the first solid light source based on the ratio between the output time of the first colored light and the output time of the converted light in a period in which the first colored light transmits through the transmission portion (para. 0064; the two DMDs may be used to vary the lengths of modulation times for each color to control the color coordinates of the resulting white light. For example, in one implementation, if the red light is too strong and causes the resulting white light to have a red tint to it, the DMD 213 may be controlled to shorten the modulation time so that in a certain time period the red light is not output.). Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al. (US PG Pub. 20170255090) and Toyooka et al. (JP 2015099369) as applied to claim 1 above, and further in view of Maeda (US PG Pub. 20190331993). Regarding claim 2, Hu as modified by Toyooka discloses an illumination system for a projection device comprising a first liquid crystal panel (first spatial light modulator 511 of fig. 5); a second liquid crystal panel (second spatial light modulator 513 of fig. 5); a light source device (an excitation light source 501 of fig. 5); and a wavelength conversion element (wavelength conversion layer 503 of fig. 5). Hu as modified by Toyooka fails to teach wherein the first liquid crystal panel outputs black image light between the image light of the first color and the image light of the second color. Maeda discloses wherein the first liquid crystal panel outputs black image light between the image light of the first color and the image light of the second color (para. 0119; the excitation light is irradiated to the third region 343 and the fourth region 344, the projector displays a black image via the first digital micro mirror device 333G and a B image via the second digital micro mirror device 333 RB.). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify illumination system of Hu and Toyooka with the black image of Maeda in order to produce color light fluxes having a good color purity and luminance with a simple configuration, and a projector that can project a high-quality image (Maeda; para. 0121). Claim(s) 6 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al. (US PG Pub. 20170255090) and Toyooka et al. (JP 2015099369) as applied to claim 5 and 11 above, and further in view of Kitano et al. (US PG Pub. 20120268917). Regarding claim 6, Hu as modified by Toyooka discloses an illumination system for a projection device comprising a first liquid crystal panel (first spatial light modulator 511 of fig. 5); a second liquid crystal panel (second spatial light modulator 513 of fig. 5); a light source device (an excitation light source 501 of fig. 5); and a wavelength conversion element (wavelength conversion layer 503 of fig. 5). Hu as modified by Toyooka fails to teach wherein the output intensity of the first colored light from the first solid light source is set according to the number of light emitting elements of the first solid light source. Kitano discloses wherein the output intensity of the first colored light from the first solid light source is set according to the number of light emitting elements of the first solid light source (para. 0062; the number of the laser diodes is not particularly limited, and is appropriately set in accordance with the intensity of the output light to be obtained). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the illumination system of Hu and Toyooka with the controller of Kitano in order to obtain a particular output intensity (Kitano; para. 0062). Regarding claim 12, Hu as modified by Toyooka discloses an illumination system for a projection device comprising a first liquid crystal panel (first spatial light modulator 511 of fig. 5); a second liquid crystal panel (second spatial light modulator 513 of fig. 5); a light source device (an excitation light source 501 of fig. 5); and a wavelength conversion element (wavelength conversion layer 503 of fig. 5). Hu as modified by Toyooka fails to teach wherein the output intensity of the first colored light from the first solid light source is set according to the number of light emitting elements of the first solid light source. Kitano discloses wherein the output intensity of the first colored light from the first solid light source is set according to the number of light emitting elements of the first solid light source (para. 0062; the number of the laser diodes is not particularly limited, and is appropriately set in accordance with the intensity of the output light to be obtained). It would have been obvious to one of ordinary skill in the art prior to the filing date of the application to modify the illumination system of Hu Toyooka with the controller of Kitano in order to obtain a particular output intensity (Kitano; para. 0062). Response to Arguments Applicant’s arguments with respect to claim(s) 1 and 8 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANELL L OWENS whose telephone number is (571)270-5365. The examiner can normally be reached 9:00am-5:00pm M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Minh-Toan Ton can be reached at 571-272-2303. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANELL L OWENS/ Examiner, Art Unit 2882 /TOAN TON/ Supervisory Patent Examiner Art Unit 2882
Read full office action

Prosecution Timeline

Mar 30, 2023
Application Filed
Feb 09, 2026
Non-Final Rejection mailed — §103
May 08, 2026
Response Filed
Jul 27, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
87%
With Interview (+11.0%)
2y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 759 resolved cases by this examiner. Grant probability derived from career allowance rate.

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