Prosecution Insights
Last updated: October 27, 2026
Application No. 18/193,495

RECORDING DEVICE

Non-Final OA §102§103
Filed
Mar 30, 2023
Priority
Apr 01, 2022 — JP 2022-061688
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Seiko Epson Corporation
OA Round
5 (Non-Final)
43%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
49%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
594 granted / 1391 resolved
-25.3% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
160 currently pending
Career history
1528
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1391 resolved cases

Office Action

§102 §103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 4, 5, 8 and 9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by O’Neal (8,141,980) in view of Ogasawara (9,340,027) and Ogasawara et al. (2016/0347093). Regarding claim 1, O’Neal teaches a recording device configured to perform Borderless recording for forming an image up to an edge of a medium, the recording device comprising: an ejecting head (fig. 2, item 202) configured to eject ink onto the medium (fig. 5, item 402); a first ink absorber (fig. 1, item 112), during the borderless recording, disposed at a position facing the ejecting head and configured to absorb waste ink (col. 3, lines 55-64), of the ink, ejected to a position beyond the edge (see fig. 5); a platen (figs. 9, 11, item 108) configured to support the first ink absorber (see fig. 11), and support the medium during the borderless recording (see fig. 9); a first waste ink tray (fig. 11, item 722) including a first discharge port (fig. 11, item 1102) configured to discharge the waste ink (see fig. 11), the first waste ink tray being configured to receive the waste ink flowing out from the first ink absorber (see fig. 11); and a discharge mechanism (fig. 11, item 1104) configured to discharge, from the first discharge port, the waste ink received by the first waste ink tray (see fig. 11), wherein the first waste ink tray includes a plurality of inclined regions (fig. 11, note that there are any number of inclined regions, a first inclined region of the plurality of inclined regions has a first inclination direction towards the first discharge port and a second inclination direction towards another of the plurality of inclined regions (see fig. 11, note that either of the inclines could be said to have the first inclination, and the other of the inclines could be said to face the first), and the first ink absorber comprises an absorber body (fig. 7, top portion of item 112) and an elongate contact portion (fig. 11, bottom portion of absorbent 112) extending from the absorber body to pass from the opening to hang O’Neal does not teach wherein the first inclined region comprising a plurality of grooves formed in the first inclination direction and extending in a first inclination direction of the first inclined region. Ogasawara teaches this (Ogasawara, see fig. 5, Note grooves 32 in inclined regions 33). It would have been obvious to one of ordinary skill in the art at the time of invention to add the grooves disclosed by Ogasawara to the inclined regions disclosed by O’Neal because doing so would help facilitate the smooth transport of waste liquid toward the discharge port. O’Neal in view of Ogasawara ‘027 does not teach wherein the first ink absorber comprises an opening. Ogasawara ‘093 teaches this (Ogasawara ‘093, fig. 7, Note that absorber 35 has openings for suction recesses 17). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to add the openings disclosed by Ogasawara ‘093 to the device disclosed by O’Neal in view of Ogasawara ‘027 because doing so would allow for the addition of suction openings, which would allow for conveyance of the medium flatly, thereby improving the printed product. . Regarding claim 2, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 1, comprising a transport unit (O’Neal, fig. 9, item 104) configured to transport the medium in a transport direction (O’Neal, fig. 9, direction along rollers), wherein the first waste ink tray includes, as the plurality of inclined regions, a first inclined surface inclined in the transport direction and a second inclined surface inclined in a width direction intersecting the transport direction (O’Neal, fig. 9, item 104). Regarding claim 4, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 1, wherein the discharge mechanism includes a waste ink storage unit (O’Neal, col. 7, lines 12-20) configured to store the waste ink, and a first tube (O’Neal, fig. 11, item 1104) coupling the first discharge port and the waste ink storage unit (O’Neal, fig. 11). Regarding claim 5, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 4, wherein the discharge mechanism includes a pump (fig. 9, item 59) configured to accelerate a flow of the waste ink from the first discharge port to the waste ink storage unit via the first tube (O,Neal, [0033]). Regarding claim 8, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 2, wherein a width of the first waste ink tray when viewed from the transport direction is narrower than a width of the first ink absorber when viewed from the transport direction (O’Neal, see fig. 11). Regarding claim 9, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 1, comprising a second ink absorber provided around the first waste ink tray when viewed from an ejection direction of the ink (O’Neal, see fig. 11). Claim(s) 6 and 10 is rejected under 35 U.S.C. 103 as being unpatentable over O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 as applied to claim 5 above, and further in view of Takahashi (6,802,591). Regarding claim 6, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 5. O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 does not teach wherein the ejecting head is configured to eject the ink onto the medium while reciprocating, the ejecting head being located at a home position during non-recording, a second waste ink tray configured to receive the ink ejected from the ejecting head as waste ink is provided at the home position (see fig. 3), the second waste ink tray includes a second discharge port, the discharge mechanism includes a second tube coupling the second discharge port and the waste ink storage unit, and the pump also has a role of accelerating a flow of the waste ink from the second discharge port to the waste ink storage unit via the second tube. Takahashi teaches a capping member with a second waste ink tray at a home position, wherein the capping member has a pump and a second tube (Takahashi, col. 8, lines 58-67). It would have been obvious to add a suction cap in a home position, as disclosed by Takahashi, to the device disclosed by O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 because doing so would allow for prevention of ink drying and maintenance suction at the home position during a non-printing mode. Upon addition of the cap of Takahashi to the device of O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093, it would have been obvious to use the same pump and the same waste ink storage unit to transport and store all waste ink deposited in the device. Regarding claim 10, O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 teaches the recording device according to claim 1. O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 does not teach an electrode plate including an electrode terminal coupled to a wiring line, the electrode plate being provided at a position between the platen and the first ink absorber, and a third ink absorber provided along the wiring line. Takahashi teaches this (Takahashi, see figs. 11, 12, Note electrode 120 along wiring line, and not that any portion of absorber can be said to be a third absorber provided along the wiring line). It would have been obvious to one of ordinary skill in the art at the time of invention to add the electrode plate disclosed by Takahashi to the device disclosed by O’Neal in view of Ogasawara ‘027 and Ogasawara ‘093 because doing so would allow for attraction of ink mist toward the absorbent, thereby preventing unwanted deposition of mist on the print medium. Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot in light of the new ground(s) of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, RICARDO MAGALLANES can be reached at 571-202-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Show 4 earlier events
Jun 17, 2025
Request for Continued Examination
Jun 24, 2025
Response after Non-Final Action
Oct 03, 2025
Non-Final Rejection mailed — §102, §103
Dec 16, 2025
Response Filed
Jan 15, 2026
Final Rejection mailed — §102, §103
Apr 13, 2026
Request for Continued Examination
Apr 24, 2026
Response after Non-Final Action
Oct 05, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12752537
LIQUID EJECTION DEVICE CONTROL METHOD AND LIQUID EJECTION DEVICE
3y 6m to grant Granted Oct 06, 2026
Patent 12741466
WIPER UNIT
2y 5m to grant Granted Sep 22, 2026
Patent 12734799
SUBSTRATE TREATING CONTROL METHOD, SUBSTRATE TREATING APPARATUS, SUBSTRATE TREATING METHOD AND COMPUTER PROGRAM STORED IN COMPUTER READABLE MEDIUM FOR TREATING SUBSTRATE
4y 4m to grant Granted Sep 15, 2026
Patent 12734815
CARTRIDGE AND PRINTING APPARATUS
3y 6m to grant Granted Sep 15, 2026
Patent 12734830
LIQUID EJECTION DEVICE AND METHOD OF CONTROLLING LIQUID EJECTION DEVICE
2y 5m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
43%
Grant Probability
49%
With Interview (+6.2%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1391 resolved cases by this examiner. Grant probability derived from career allowance rate.

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