Prosecution Insights
Last updated: April 19, 2026
Application No. 18/193,742

ELECTROCHEMICAL APPARATUS AND ELECTRONIC APPARATUS

Non-Final OA §102§103
Filed
Mar 31, 2023
Examiner
RICKMAN, HOLLY C
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
94%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
403 granted / 571 resolved
+5.6% vs TC avg
Strong +23% interview lift
Without
With
+23.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
23 currently pending
Career history
594
Total Applications
across all art units

Statute-Specific Performance

§103
42.0%
+2.0% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
21.4%
-18.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 571 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 4, 7-8, 11, 14, 17 and 20 is/are rejected under 35 U.S.C. 102a1 as being anticipated by CN 207233865 (see English translation included with this action). CN’865 discloses an electrode pole piece for a Li ion battery having a current collector layer(21) with an active material layer thereon (23). A polymer coating layer is formed between the two layers in a first zone (h1) and a second zone (h2) corresponding to the claimed “fourth portion” and “fifth portion”, respectively (see Fig 2 and description thereof on pp 4-5). The reference teaches that the impedance of the stack of polymer coating (221) and the active material in section h1 is higher than that of the active material (222) without the coating in section d1 (see Fig 2 and the paragraph bridging pages 4 and 5 in the translation). The reference discloses the use of the aforementioned electrode as a cathode (see Example 1) With regard to claim 4, CN’865 discloses thickness of the regions 221 in Figure 2 of 3-12 micron (see next to last para on p. 4 and claim 7). The overlapping portion of the range, 3-8 micron, anticipates the claim. With regard to claim 7, see Figure 2. With regard to claim 8, CN’865 discloses the use of the aforementioned electrode as anode (see last para p3). Claim 11, 14, 17, and 20 are met for the foregoing reasons Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2-6, 8-13, 15-16 and 18-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN 207233865 (see English translation included with this action). With regard to claims 2, 8-9, and 15, CN’865 teaches all of the features of the claims, as set forth in section 102, above, except for the ratio of the combined impedance of the fourth and first portion to that of the third portion. CN’865 does teach that the combined impedance of layers 221+23 in region h1 (corresponding to the claimed 4th and 1st portions) is greater than that of layer 223 in region d1 (corresponding to the claimed 3rd portion). Thus, the ratio must be at least greater than 1. It would have been obvious to one of ordinary skill in the art to determine the optimal impedance value above 1 in view of the teaching that the impedance differential affects circulation stability of the electric core (see last para, p 4). Determination of an optimal value of a result effective variable would have been obvious. With regard to claim 3 and 16, CN’865 does not explicitly disclose the claimed ratio of the width of the 4th portion to a width of the active material layer of 0.01-0.25. However, in the embodiment shown in Figure 2, the regions 221 all appear to be the same size (Note: it appears that the labels “h3” and “d2” were inadvertently switching in Figure 2). Likewise, the regions 222 each appear to be of equal size. The reference teaches that the width of h1+h2+h3 is 78-300% to that of regions d1+d2. If 300% is chosen from this disclosed range, it follows that h1=h2=h3=100 and d1=100=d2. A value for h1 would be 25% of the total width of the active material layer. With regard to claims 4 and 11, CN’865 discloses thickness of the regions 221 in Figure 2 of 3-12 micron (see next to last para on p. 4 and claim 7). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to choose any value from within the disclosed range of 3-12 microns in view of apparent suitability of all values within the range. With regard to claims 5-6, 12-13 and 18-19, CN’865 discloses the use of a binder and a conductive filler for the coating layer as claimed. The reference does not specifically disclose the particular conductive fillers for use therein. However, the use of conductive carbon as a conductive filler in battery applications was well known in the art. Choice of widely known materials for use as the conductive filler would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention. With regard to claim 10, CN’865 does not disclose the ratio of a width of the negative electrode layer to a width of the negative electrode active layer in the range of 0.75-0.99. However, the reference does teach that the ratio of the sum of the widths of regions h1+h2+h2 to that of d1+d2 shown in Figure 2, is 78-300% (see p.4). For a ratio of 300%, the width of h1+h2+h3 (i.e, width of the negative electrode coating layer) could be said to be 300 and the width of the regions d1+d2 =100. Thus, the ratio of 300/(300+100) would be 0.75. Choice of any width value corresponding to the disclosed range of 78-300% would have been prima facie obvious. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOLLY RICKMAN whose telephone number is (571)272-1514. The examiner can normally be reached Mon, Tues, Thurs, 9am-3pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at 571-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Holly Rickman/Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Mar 31, 2023
Application Filed
Jan 22, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603108
MAGNETIC TAPE, MAGNETIC TAPE CARTRIDGE, AND MAGNETIC TAPE APPARATUS
2y 5m to grant Granted Apr 14, 2026
Patent 12555602
MAGNETIC DISK SUBSTRATE AND MAGNETIC DISK USING MAGNETIC DISK SUBSTRATE
2y 5m to grant Granted Feb 17, 2026
Patent 12537228
LAMINATED ALL-SOLID SECONDARY CELL AND METHOD FOR MANUFACTURING SAME
2y 5m to grant Granted Jan 27, 2026
Patent 12525609
SILICON-NANOGRAPHITE AEROGEL-BASED ANODES FOR BATTERIES
2y 5m to grant Granted Jan 13, 2026
Patent 12444693
ELECTROMAGNETIC INTERFERENCE SHIELDING DEVICE COMPRISING A FLAME RETARDING, THERMAL INTERFACE MATERIAL COMPOSITE, AND METHOD FOR PREPARATION THEREOF
2y 5m to grant Granted Oct 14, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
94%
With Interview (+23.3%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 571 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month