Prosecution Insights
Last updated: April 19, 2026
Application No. 18/195,019

VIDEO ENCODING AND DECODING METHOD AND APPARATUS USING SUBBLOCK BASED INTRA PREDICTION

Final Rejection §103
Filed
May 09, 2023
Examiner
ABOUZAHRA, MAHMOUD KAMAL
Art Unit
2486
Tech Center
2400 — Computer Networks
Assignee
Research & Business Foundation Sungkyunkwan University
OA Round
4 (Final)
57%
Grant Probability
Moderate
5-6
OA Rounds
2y 7m
To Grant
62%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allow Rate
16 granted / 28 resolved
-0.9% vs TC avg
Minimal +4% lift
Without
With
+4.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
41 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
74.2%
+34.2% vs TC avg
§102
12.2%
-27.8% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The Amendment filed 11/28/2025 has been entered. Claims 1- 13 are pending in this application. Claims 1-7 are cancelled. Response to Arguments Applicant's arguments filed 11/28/2025 have been fully considered but they are not persuasive The applicant Main Argument (pages 6- 7) under Claim Rejections - 35 U.S.C. §103: Applicant argues that the combination of Kim, and Lee does not explicitly teach the method, performed by a video decoding apparatus, for decoding a current block of independent claim 1. Specifically, "deriving an intra prediction mode of a subblock of the plurality of subblocks from the intra prediction information of the current block, based on at least one of a width and a height of the subblock, a location of the subblock in the current block, or a partitioning direction along which the current block is partitioned into the plurality of subblocks." In response, the examiner respectfully disagrees. Kim teaches the decoder may obtain mode information of a current block from the bitstream (Kim [0009]), and use that information when decoding subblocks, including extracting an intra prediction mode for the subblocks (Kim [0165]). Kim teaches the intra prediction mode used for each subblock may be the mode that is the same as the intra prediction mode of the current block (Kim [0166]). Kim teaches that the subblock mode is derived from the current block intra information. Lee further adds that the derivation is not limited to a fixed on size fits all assignment, but rather depend on how the block is portioned and on the characteristics of the resulting subblock. Lee teaches that the size, the shape, or the number of subblocks may be determined based on the intra prediction mode of the current block, including whether that mode corresponds to a horizontal direction or a vertical direction (Lee [0362]). Lee further teaches that the intra prediction mode of the N-th subblock may be derived by adding or subtracting an offset, where the offset may be derived based on the size, shape, and the number of subblocks as well as the portioning direction (Lee [0307]). The Claim states that deriving an intra prediction mode based on "at least one of on at least one of a width and a height of the subblock, a location of the subblock in the current block, or a partitioning direction ". Lee teaches that the intra prediction mode is determined based the size of the subblock and the position of the subblock, which is at least on of the claimed conditions (Lee [0307]). Applicant further argues that Lee merely discloses determining the size, the shape, or the number of subblocks based on the intra prediction mode of the current block. However, Lee is silent on deriving the intra prediction mode of a subblock based on some information of the subblock In response, the examiner respectfully disagrees. Lee teaches that the subblocks may use the same intra prediction mode (Lee [0304]), but it further teaches the intra prediction mode of the N-th subblock may be derived by adding or subtracting an offset (Lee [0307]). Therefore Kim teaches the subblock mode derivation, and not just subblock information. Therefore, It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the subblock prediction framework as disclosed by Kim to add partition direction dependent and subblock dependent derivation rules of Lee to improve intra prediction efficiency (Lee [0016]). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1. 8-9, and 12-13 are rejected under 35 U.S.C. 103 as being unpatentable over Hayoon Kim (US 20150358618 A1) (hereinafter Kim) further in view of Bae Keun Lee (hereinafter Lee) (US 20250193373 A1): Regarding Claim 1, Kim teaches a method, performed by a video decoding apparatus, for decoding a current block, the method comprising: decoding an intra prediction information of the current from a bitstream (“The decoder is configured to obtain mode information of a current block … from a bitstream” [0009]; “a decoder 1410 for decoding a received bit stream” [0165]; “receiving a bit stream including information on the intra prediction mode of the current block or information, by which it is possible to determined the intra prediction mode of the current bloc” [0169]); partitioning the current block into a plurality of subblocks (“FIG. 3 is an example of a current block and a plurality of sub-blocks decomposed from the current block” [0012]; “Further, in FIG. 3, the current block, which is a 16×16 macro block defined by a thick solid line, is decomposed into 16 sub-blocks each having a 4×4 block size” [0046]); respectively predicting the plurality of subblocks based on the intra prediction information of the current block (“sequentially predict the plurality of sub-blocks by using neighboring pixels adjacent to each of the plurality of sub-blocks, wherein each of the plurality of sub-blocks is predicted by using the same intra prediction mode of the current block selected based on the obtained mode information” [0009]), wherein predicting the plurality of subblocks (“sequentially predict the plurality of sub-blocks “[0009]) comprises: deriving an intra prediction mode of a subblock of the plurality of subblocks from the intra prediction information of the current block (“The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]) … and; predicting the subblock using the intra prediction mode of the subblock. (“sequentially predict the plurality of sub-blocks “[0009]; “The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]) Kim does not explicitly teach the following limitations; however, in an analogous art, Lee teaches based on at least one of a width and a height of the subblock, a location of the subblock in the current block, or a partitioning direction along which the current block is partitioned into the plurality of subblocks (“the size, the shape, or the number of subblocks may be determined based on the intra prediction mode of the current block. For example, when the intra prediction mode of the current block is in the horizontal direction, N columns (or N rows) are set as one subblock, whereas when the intra prediction mode of the current block is in the vertical direction, N rows (or N columns) may be set as one subblock.” [0362], [0307], [0310]). It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the teachings of sub-block prediction conditions of Lee to improve intra prediction efficiency (Lee [0016]). Regarding Claim 8, Kim in view of Lee teach the method of claim 1. Kim further teaches wherein intra prediction modes of remaining subblocks, among the plurality of subblocks, in the current block are equal to the intra prediction mode of the subblock (“The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block.” [0166]). Regarding Claim 9, Kim in view of Lee teach the method of claim 1. Lee further teaches wherein the intra prediction mode of the subblock is derived by adding an intra prediction mode indicated by the intra prediction information to an offset (“the intra prediction mode of the N-th subblock may be derived by adding or subtracting an offset to or from the intra prediction mode of the N-1-th subblock” [0307]). It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the teachings of sub-block prediction conditions of Lee to improve intra prediction efficiency (Lee [0016]). Regarding Claim 12, Kim teaches a method, performed by a video encoding apparatus, for encoding a current block (“a current block and a plurality of sub-blocks decomposed from the current block for application of an image encoding method” [0012]), the method comprising: partitioning the current block into a plurality of subblocks (“FIG. 3 is an example of a current block and a plurality of sub-blocks decomposed from the current block” [0012]; “Further, in FIG. 3, the current block, which is a 16×16 macro block defined by a thick solid line, is decomposed into 16 sub-blocks each having a 4×4 block size” [0046]; “The block divider 110 may divide the current block into multiple sub-blocks”[0029]); respectively predicting the subblocks using an intra prediction (“intra prediction mode for a plurality of sub-blocks” [0171]), encoding an intra prediction information of the current block which is used for intra- predicting the subblocks,(“ an intra prediction encoder 120 for generating a bit stream for the current block by performing an intra prediction encoding”[0028]“sequentially predict the plurality of sub-blocks by using neighboring pixels adjacent to each of the plurality of sub-blocks, wherein each of the plurality of sub-blocks is predicted by using the same intra prediction mode of the current block selected based on the obtained mode information” [0009]), wherein predicting the subblocks (“sequentially predict the plurality of sub-blocks “[0009]) comprises: deriving an intra prediction mode of a subblock of the subblocks specified by the intra prediction information of the current block (“The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]) … and; predicting the subblock using the intra prediction mode of the subblock (“sequentially predict the plurality of sub-blocks “[0009]; “The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]). Kim does not explicitly teach the following limitations; however, in an analogous art, Lee teaches based on at least one of a width and a height of the subblock, a location of the subblock in the current block, or a partitioning direction along which the current block is partitioned into the plurality of subblocks (“the size, the shape, or the number of subblocks may be determined based on the intra prediction mode of the current block. For example, when the intra prediction mode of the current block is in the horizontal direction, N columns (or N rows) are set as one subblock, whereas when the intra prediction mode of the current block is in the vertical direction, N rows (or N columns) may be set as one subblock.” [0362],[0307], [0310]). It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the teachings of sub-block prediction conditions of Lee to improve intra prediction efficiency (Lee [0016]). Regarding Claim 13, Kim teaches a method for providing a video decoding apparatus with video data (“a current block and a plurality of sub-blocks decomposed from the current block for application of an image encoding method” [0012]), the method comprising: encoding the video data into a bitstream, (“an intra prediction encoder 120 for generating a bit stream for the current block by performing an intra prediction encoding” [0028]); and transmitting the bitstream to the video decoding apparatus (“an intra prediction encoder 120 for generating a bit stream for the current block by performing an intra prediction encoding” [0028]; “a decoder 1410 for decoding a received bit stream” [0165]), wherein encoding the video data (“an intra prediction encoder 120 for generating a bit stream” [0028]); comprises: partitioning a current block into a plurality of subblocks (“FIG. 3 is an example of a current block and a plurality of sub-blocks decomposed from the current block” [0012]; “Further, in FIG. 3, the current block, which is a 16×16 macro block defined by a thick solid line, is decomposed into 16 sub-blocks each having a 4×4 block size” [0046]; “The block divider 110 may divide the current block into multiple sub-blocks”[0029]); respectively predicting the subblocks using an intra prediction (“intra prediction mode for a plurality of sub-blocks” [0171]); and encoding an intra prediction information of the current block which is used for intra-predicting the subblocks(“ an intra prediction encoder 120 for generating a bit stream for the current block by performing an intra prediction encoding”[0028]“sequentially predict the plurality of sub-blocks by using neighboring pixels adjacent to each of the plurality of sub-blocks, wherein each of the plurality of sub-blocks is predicted by using the same intra prediction mode of the current block selected based on the obtained mode information” [0009]), wherein predicting the subblocks (“sequentially predict the plurality of sub-blocks “[0009]) comprises: deriving an intra prediction mode of a subblock of the subblocks specified by the intra prediction information of the current block (“The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]) … and; predicting the subblock using the intra prediction mode of the subblock (“sequentially predict the plurality of sub-blocks “[0009]; “The intra prediction mode for the plurality of sub-blocks described above is the same as the intra prediction mode of the current block” [0166]). Kim does not explicitly teach the following limitations; however, in an analogous art, Lee teaches based on at least one of a width and a height of the subblock, a location of the subblock in the current block, or a partitioning direction along which the current block is partitioned into the plurality of subblocks (“the size, the shape, or the number of subblocks may be determined based on the intra prediction mode of the current block. For example, when the intra prediction mode of the current block is in the horizontal direction, N columns (or N rows) are set as one subblock, whereas when the intra prediction mode of the current block is in the vertical direction, N rows (or N columns) may be set as one subblock.” [0362],[0307], [0310]). It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the teachings of sub-block prediction conditions of Lee to improve intra prediction efficiency (Lee [0016]). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Hayoon Kim (US 20150358618 A1) (hereinafter Kim) in view of Bae Keun Lee (US 20250193373 A1) (hereinafter Lee) further in view of Bae Keun Lee (hereinafter Bae) (US 20200120338 A1): Regarding Claim 10, Kim in view of Lee teach the method of claim 9. Lee further teaches wherein intra prediction modes of remaining subblocks, among the plurality of subblocks, in the current block are respectively set by adding the intra prediction mode indicated by the intra prediction information to different offsets which are determined (“the intra prediction mode of the N-th subblock may be derived by adding or subtracting an offset to or from the intra prediction mode of the N-1-th subblock. The offset may be predefined in the encoder and the decoder. Alternatively, the offset may be derived based on at least one among the size, the shape, and the intra prediction mode of the coding block, the size, the shape, and the number of subblocks, and the partitioning direction of the coding block” [0307]; “The method of determining the offset includes an edge offset (EO) or a band offset (BO). EO denotes a method of determining an offset of a current sample according to the pattern of surrounding pixels” [0482]) … It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the teachings of sub-block prediction conditions of Lee to improve intra prediction efficiency (Lee [0016]). Lee does not explicitly teach the following limitations; however, in an analogous art, Bae teaches based on locations of the remaining subblocks, among the plurality of subblocks, in the current block. (“Whether to set the offset to the sub-block may be determined based on the position of the sub-block” [0197]), It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the sub-block prediction conditions of Lee to further add the sub-block position based offset of Bae to improve the quality of the prediction picture (Bae [0157]). Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Hayoon Kim (US 20150358618 A1) (hereinafter Kim) in view of Bae Keun Lee (hereinafter Lee) (US 20250193373 A1) further in view of Bae Keun Lee (hereinafter Bae) (US 20200120338 A1) further in view of Bae Keun Lee (hereinafter Keun) (US 20200077089 A1): Regarding Claim 11, Kim in view of Lee and Bae teach the method of claim 10; however, does not explicitly teach wherein a filtering is performed on a boundary between two subblocks, among the plurality subblocks, in the current block which are predicted using intra prediction modes different from each other. However, analogous reference Keun teaches wherein a filtering is performed on a boundary between two subblocks, among the plurality subblocks, in the current block which are predicted using intra prediction modes different from each other (“When different intra prediction modes are used for each sub-block, blocking artifacts may occur at boundaries between sub-blocks. Thus, for samples adjacent to a boundary of a sub-block, a boundary filter may be applied to reduce artifacts.” [0239]). It would have been obvious to the person having ordinary skill in the art before the effective filling date of the claimed invention to modify the image encoding and decoding disclosed by Kim to add the sub-block prediction conditions of Lee to add the sub-block position based offset of Bae to add the filtering at the boundaries of sub-blocks of Keun improve the quality at the boundaries of the sub-blocks of the image (Keun [0162]). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAHMOUD KAMAL ABOUZAHRA whose telephone number is (703)756-1694. The examiner can normally be reached M-F 7:00 AM to 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jamie Atala can be reached at (571) 272-7384. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAHMOUD KAMAL ABOUZAHRA/Examiner, Art Unit 2486 /JAMIE J ATALA/Supervisory Patent Examiner, Art Unit 2486
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Prosecution Timeline

May 09, 2023
Application Filed
Aug 24, 2024
Non-Final Rejection — §103
Dec 03, 2024
Response Filed
Apr 05, 2025
Final Rejection — §103
Jul 10, 2025
Request for Continued Examination
Jul 15, 2025
Response after Non-Final Action
Aug 21, 2025
Non-Final Rejection — §103
Nov 28, 2025
Response Filed
Mar 21, 2026
Final Rejection — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
57%
Grant Probability
62%
With Interview (+4.4%)
2y 7m
Median Time to Grant
High
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allow rate.

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