Prosecution Insights
Last updated: July 17, 2026
Application No. 18/196,541

METHOD OF MANUFACTURING SURFACE-EMITTING LASER ELEMENT

Non-Final OA §112
Filed
May 12, 2023
Priority
May 25, 2022 — JP 2022-085274
Examiner
CARTER, MICHAEL W
Art Unit
2828
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Stanley Electric Co., Ltd.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
635 granted / 854 resolved
+6.4% vs TC avg
Strong +16% interview lift
Without
With
+15.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
29 currently pending
Career history
884
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
86.1%
+46.1% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 854 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114. Applicant's submission filed on 3/30/2026 has been entered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 and 2-5 due to their dependency are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites “performing spectrometry…, and a layer thickness…is measured”. However, it is not clear what the limitation entails, specifically with regards to “measuring the wavelength.” Paragraphs 94-96 of the instant application describing measuring a spectral reflection curve and then determining a thickness based on calculations and fittings. Therefore it is not clear that the layer thickness per se is measured as claimed. Further, the application indicates that assumptions, such as a single layer of GaN, rather than using actual constituent layers, may be made ([0094]). Even if it is assumed that calculations and fittings read on measuring the layer thickness, it is not clear that approximations such as assuming a single layer of GaN would read on “a layer thickness from the surface to a position where the irradiation light is reflected by the photonic crystal layer is measured.” For purposes of claim interpretation “a layer thickness from the surface to a position where the irradiation light is reflected by the photonic crystal layer is measured” is assumed to mean “a layer thickness from the surface to a position where the irradiation light is reflected by the photonic crystal layer is determined based on the spectrometry.” Allowable Subject Matter Claims 1-5 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: Claims would be allowable according to the reasons set forth in the previous office action. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael W Carter whose telephone number is (571)270-1872. The examiner can normally be reached M-F, 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MinSun Harvey can be reached at 571-272-1835. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael Carter/ Primary Examiner, Art Unit 2828
Read full office action

Prosecution Timeline

May 12, 2023
Application Filed
Dec 29, 2023
Response after Non-Final Action
Mar 30, 2026
Request for Continued Examination
Apr 06, 2026
Response after Non-Final Action
Apr 22, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676452
INTEGRATED LIGHT RECEIVING AND EMITTING DEVICE COMBINED WITH CONTROL CIRCUIT WAFER AND METHOD THEREOF
4y 7m to grant Granted Jul 07, 2026
Patent 12665393
LIGHT-EMITTING APPARATUS AND MANUFACTURING METHOD THEREOF
3y 11m to grant Granted Jun 23, 2026
Patent 12665369
OPTICAL ARRANGEMENT FOR PULSE COMPRESSION OF A PULSED LASER BEAM, AND LASER SYSTEM
3y 2m to grant Granted Jun 23, 2026
Patent 12658672
LASER SYSTEM AND METHOD FOR DRIVING A LASER SYSTEM
3y 11m to grant Granted Jun 16, 2026
Patent 12658673
HIGH SPEED SPATIAL LIGHT MODULATOR
3y 10m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
90%
With Interview (+15.6%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 854 resolved cases by this examiner. Grant probability derived from career allowance rate.

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