Prosecution Insights
Last updated: May 29, 2026
Application No. 18/197,510

DRILL CHUCK

Non-Final OA §102§112
Filed
May 15, 2023
Priority
Dec 01, 2020 — DE 10 2020 131 833.2 +2 more
Examiner
GATES, ERIC ANDREW
Art Unit
3722
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Roehm GmbH
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
859 granted / 1092 resolved
+8.7% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
33 currently pending
Career history
1119
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
61.3%
+21.3% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
13.7%
-26.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1092 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to Applicant’s initial application filed 15 May 2023. Priority Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-10 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "the component adjacent thereto radially to the inside" in lines 13-14. There is insufficient antecedent basis for this limitation in the claim. Claim 10 recites the limitation "the groove" in line 11. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 3-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Röhm (DE 202 20 597 U1). Regarding claim 1, Röhm discloses a drill chuck 1 (figure 7) comprising: a chuck body 2 connectable to a drill spindle; clamping jaws 6 are arranged in guide receptacles 8 of the chuck body, the clamping jaws running at an incline to the chuck axis and, for the purpose of opening and closing, are adjustable by a threaded ring 10 arranged so as to be rotatable and axially immovable with respect to the chuck body; a locking device 21/22 comprising a coaxial circle of locking recesses 22 and of at least one locking member 21, which is adapted to engage the locking recesses under a force of a locking spring 35; an adjusting sleeve 18 rotatable to a limited extent between end stops 20 and whose rotation allows the locking member to be adjusted; a latching device 32 forming two latching positions 33 in a circumferential direction; and a dampener 39 arranged between the adjusting sleeve and the component adjacent thereto radially to the inside (“In addition, the ring disk, which is usually made of plastic, can have a damping characteristic”). Regarding claim 3, Röhm discloses wherein the dampener 39 is arranged between the adjusting sleeve 18 and the chuck body 2 (see figure 7). Regarding claim 4, Röhm discloses wherein the dampener 39 is arranged in a groove (formed by horizontal shoulder 29 and the adjacent vertical portion of body 2, see figure 7) running in the circumferential direction of the adjusting sleeve 18 (the claim language does not require that the groove be formed in the sleeve, only that it run in the circumferential direction of the adjusting sleeve). Regarding claim 5, Röhm discloses wherein the dampener 39 is accommodated in the groove at a distance from a base (the base of sleeve 18, see figure 7; the claim language does not require that the base be part of the groove) thereof. Regarding claim 6, Röhm discloses wherein the dampener 39 is arranged in the region of the largest diameter of the component (the largest diameter portion of the bottom portion of body 2 below shoulder 28, see figure 7) adjacent to the adjusting sleeve 18 radially to the inside. Regarding claim 7, Röhm discloses wherein the dampener 39 is formed by an elastic O-ring (the ring disk 39 is in the shape of an O, and has some elastic properties, “In addition, the ring disk, which is usually made of plastic, can have a damping characteristic, i.e. it can give way when the sleeve shoulder is pressed against it, in order to create a positive connection at the contact points”). Allowable Subject Matter Claims 2 and 8-10 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC ANDREW GATES whose telephone number is (571)272-5498. The examiner can normally be reached on M-Th 9-6, Alt Fr 9-5. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sunil Singh, can be reached on 571-272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC A. GATES/Primary Examiner, Art Unit 3722 17 March 2026
Read full office action

Prosecution Timeline

May 15, 2023
Application Filed
Mar 23, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
93%
With Interview (+14.0%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1092 resolved cases by this examiner. Grant probability derived from career allowance rate.

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