Prosecution Insights
Last updated: July 17, 2026
Application No. 18/198,542

DIELECTRIC SLURRY USING DISPERSANT AND METHOD OF PREPARING DISPERSANT

Final Rejection §102§103§112
Filed
May 17, 2023
Priority
Jan 03, 2023 — RE 10-2023-0000715
Examiner
JOHNSTON, BRIEANN R
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
2 (Final)
49%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
497 granted / 1016 resolved
-16.1% vs TC avg
Strong +33% interview lift
Without
With
+32.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
46 currently pending
Career history
1071
Total Applications
across all art units

Statute-Specific Performance

§103
88.3%
+48.3% vs TC avg
§102
9.5%
-30.5% vs TC avg
§112
1.2%
-38.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1016 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION This office action follows a reply filed on April 1, 2026. Claims 1 and 4 have been amended. Claims 1-9 are currently pending and under examination. The rejections, as set forth in the previous office action, are deemed proper and are therefore maintained. The texts of those sections of Title 35 U.S. Code are not included in this section and can be found in a prior Office action. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-9 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. In claims 1 and 4, applicants claim “wherein the polyvinyl acetal-based resin is homogeneously acetalized along a polymer chain”. Applicants point to para 27-28 of the PgPub. PNG media_image1.png 373 1151 media_image1.png Greyscale At no point in this disclosure do applicant disclose homogeneous acetal groups along the chain. Applicants only use the term homogeneous with regards to the type of reaction used to prepare the polyvinyl acetal. Applicants do not specifically define a homogenous reaction method, as the word may is used to describe the results of a homogeneous reaction. While applicants disclose the amount of acetal and acetyl groups present in the polyvinyl acetal-based resin, applicants do not disclose how they are arranged on the polymer chain, as claimed. Applicants argue that the amendment effects the scope of the claim as follows: PNG media_image2.png 74 580 media_image2.png Greyscale At no point do applicants disclose the acetalization as “uniform”, “non-blocky”, or “non-clustered”. Therefore, it does not appear that applicants have basis for claiming the spatial distribution of the acetal groups along the polymer backbone. Claim Rejections - 35 USC § 102 Claims 1-8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP 2013-035694; however, for convenience, the machine translation will be cited below. JP ‘694 exemplifies a dielectric slurry prepared by adding a resin solution (B) to an inorganic dispersion liquid (A), where the inorganic dispersion liquid (A) comprises 1 part polyvinyl acetal (A) and 100 parts barium titanate and the resin solution (B) comprises 8 parts polyvinyl acetal (B), which is based on 100 parts barium titanate after the addition of (B) to (A) (pp. 11-12, [0048]-[0050]). Polyvinyl acetal (A) is described as a reaction product of a saponified polyvinyl alcohol and butyraldehyde, suggesting the claimed polyvinyl butyral (p. 8, [0044]). (A2), (A6), (A9) and (A10) meet applicants’ dispersant, as shown below (From Table 1): PNG media_image3.png 281 528 media_image3.png Greyscale PVA (A2) has a degree of polymerization of 185, 35 mol% hydroxy groups, 64 mol% acetal groups and 1 mol% acetyl groups. These dispersants anticipate instant claims 1 and 3. As to claim 2, A2 has a molecular weight of about the following, where the hydroxyl units have a molecular weight of 44 g/mol, the acetal units have a molecular weight of 142 g/mol and the acetyl units have a molecular weight of 86 g/mol: 142(64)+86(1)+44(35)=9088+86+1540=10,714 g/mol. Barium titanate is a dielectric particle. Therefore, claims 4, 5 and 8 are anticipated. Polyvinyl acetal (B1) has a degree of polymerization of 1700 and is exemplified in Table 2, as shown below, and anticipates applicants’ binder: PNG media_image4.png 187 466 media_image4.png Greyscale The following examples anticipate instant claims 6-7: PNG media_image5.png 199 900 media_image5.png Greyscale JP ‘694 anticipates instant claims 1-8. Claim Rejections - 35 USC § 103 Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over JP 2013-035694, as applied above to claims 1-8, and further in view of Chun (US 2020/0161048). JP ‘694 anticipates instant claims 1-8, as described above and applied herein as such, as JP ‘694 exemplifies a barium titanate slurry comprising 1 part PVA with a degree of polymerization of 185, 35 mol% hydroxy groups, 64 mol% acetal groups and 1 mol% acetyl groups, which meets applicants’ dispersant, and 8 parts PVA with a degree of polymerization of 1700, which meets applicants’ binder. JP ‘694 teaches that the slurry compositions can be used to prepare multilayer ceramic capacitors (p. 1, [0002]-[0003]), where the ceramics are listed to include alumina, zirconia, barium titanate, magnesia, silica nitride, aluminum nitride, etc. (p. 4, [0021]), but does not teach where the dielectric particle further comprises one or both of calcium and zirconium. Chun teaches multilayer ceramic capacitors comprising a dielectric composition including a ceramic powder, a high polymerization binder, and a low polymerization dispersant having a degree of polymerization of at least 100, teaching the ceramic powder to include barium titanate, or a ceramic powder which may have elements such as Ca or Zr, employed in barium titanate, such as the following (p. 2, [0028]): PNG media_image6.png 104 570 media_image6.png Greyscale Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was filed to have used Ca or Zr employed in barium titanate, as Chun teaches that these are functional equivalents to barium titanate when used as a dielectric composition in a multilayer ceramic capacitor. JP ‘694 in view of Chun is prima facie obvious over instant claim 9. Response to Arguments Applicant's arguments filed April 1, 2026 have been fully considered but they are not persuasive. Applicants arguments have been addressed in the new matter rejection above. Alternatively, preparing a PVB with uniform distribution of acetal groups is prima facie obvious, as it is known that uniform distribution of acetal groups results in a PVB with improved solubility, transparency, moldability and processability, as taught by US 3926918. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIEANN R JOHNSTON whose telephone number is (571)270-7344. The examiner can normally be reached Monday-Friday, 8:00 AM - 4:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at (571)272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Brieann R Johnston/Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

May 17, 2023
Application Filed
Jan 09, 2026
Non-Final Rejection mailed — §102, §103, §112
Apr 01, 2026
Response Filed
Apr 16, 2026
Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
49%
Grant Probability
82%
With Interview (+32.8%)
2y 10m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1016 resolved cases by this examiner. Grant probability derived from career allowance rate.

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