Prosecution Insights
Last updated: May 29, 2026
Application No. 18/200,855

ARTICLE OF FOOTWEAR AND A METHOD OF ASSEMBLY OF THE ARTICLE OF FOOTWEAR

Non-Final OA §103
Filed
May 23, 2023
Priority
May 02, 2008 — divisional of 8046937 +5 more
Examiner
LYNCH, MEGAN E
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Nike, Inc.
OA Round
4 (Non-Final)
38%
Grant Probability
At Risk
4-5
OA Rounds
5m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
235 granted / 618 resolved
-32.0% vs TC avg
Strong +41% interview lift
Without
With
+41.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
57 currently pending
Career history
687
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
76.9%
+36.9% vs TC avg
§102
17.0%
-23.0% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 618 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on January 12, 2026 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 1. Claims 2-11 is/are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Ussher (US 2008/0301919) in view of Martin (US 2004/0159017), and in further view of Kim (US 2008/0203144). Regarding Claim 2, Ussher discloses an article of footwear, comprising: an upper portion (as seen in Fig.1) including an inner layer, an outer layer (para.12, outer upper layer, button cover of 13, knob of 24), and a lace (7a) to adjust a fit of the upper portion against a foot, the lace adjustable between a first position (i.e. loosened) and a second position (i.e. tightened) based at least in part on manipulation of an effective length of the lace (para.12-14), the lace extending into and out of a plurality of channels (18)(as seen in Fig.4), the plurality of channels attached to and extending across a portion of the upper portion (as seen in Fig.2); a lower portion (i.e. sole in Fig.1) including an out-sole (i.e. the sole is an outsole), the lower portion fixedly-attached to the upper portion (as seen in Fig.1); a power source (3), positioned in the lower portion (as seen in Fig.1); a lacing system (2,8), coupled to the power source, including: a lace spool (8) to engage a loop of the lace to enable manipulation of the effective length of the lace through rotation of the lace spool (para.13-14); a motor (2) operatively coupled to the spool (as seen in Fig.2), wherein the motor is configured to rotate the spool (para.13-14); and a control panel (electronics of 13,22), positioned in the upper portion (as seen in Fig.1), configured to enable a user to engage the a control panel by touching the outer layer (i.e. button cover of 13, knob of 24) of the upper portion, the control panel configured to cause the motor to increase or decrease tension on the lace (para.12 & 22). Ussher does not disclose the plurality of lacing guides enclosed by the inner layer and the outer layer of the upper. However, Martin teaches a footwear upper (160), with a lace (166) and a plurality of lacing channels (180,185; para.25) enclosed by an inner layer (164) and an outer layer (168) of the upper (as seen in Fig.3-4B). Therefore, it would have been obvious to one having ordinary skill in the art before the invention was made to have modified the location of the lacing channels of Ussher to be enclosed by an inner layer and an outer layer of the upper, as taught by Martin, in order to provide a secure attachment of the lacing channel to the upper that is also aesthetically pleasing. Ussher and Martin disclose the invention substantially as claimed above. Ussher does not disclose the lower portion a mid-sole and an out-sole, the lower portion fixedly-attached to the upper portion at the mid-sole. However, Kim teaches a shoe (1) having an upper (54); a lower portion including a mid-sole (56), and an out-sole (53), the lower portion fixedly-attached to the upper portion at the mid-sole (as seen in Fig.1 & 14; para.109-110). Therefore, it would have been obvious to one having ordinary skill in the art before the invention was made to have modified the sole with an outsole of Ussher to have a midsole, as taught by Kim, in order to provide a sole that delivers enhanced cushioning and support to a user’s foot while wearing the shoe. Regarding Claim 3, Ussher discloses an article of footwear of claim 2, wherein the lacing system is configured to switch among a plurality of preset positions (i.e. on and off are preset positions, inasmuch as has been claimed by Applicant) based on interaction with the control panel (para.12-14 & 22). Regarding Claim 4, Ussher discloses an article of footwear of claim 3, wherein the lacing system is further configured to transition (via releasing 13 & 21) among a plurality of transitory states (i.e. varying levels of tightening or loosening between fully tightened and fully loosened) to incrementally increase or decrease the effective length of the lace (para.22-23). Regarding Claim 5, Ussher discloses an article of footwear of claim 4, wherein a decrease of the effective length of the lace corresponds to a tightening of the lace and an increase of the effective length of the lace corresponds to a loosening of the lace (para.22-23). Regarding Claim 6, Ussher discloses an article of footwear of claim 5, wherein a preset tightened state (i.e. fully tightened) corresponds to a state including a shortest effective lace length and a preset loosened state (i.e. fully loosened) corresponds to a state including a longest effective lace length (para.22-23). Regarding Claim 7, Ussher discloses an article of footwear of claim 6, wherein the control panel (electronics of 13,22,24) is configured to increase the tension on the lace based on touching the control panel in a first location (i.e. the location of 13) and decrease the tension on the lace based on touching the control panel in a second location (i.e. the location of 22,24). Regarding Claim 8, Ussher discloses an article of footwear of claim 7 wherein the control panel (electronics of 13,22) is positioned in a compartment between the outer layer (i.e. outer upper layer, button cover of 13, knob of 24) of the upper and the inner layer (i.e. lining; para.12) of the upper and a touch by the user is imparted to the control panel through the outer layer (as seen in Fig.1 & 5). Regarding Claim 9, Ussher discloses an article of footwear of claim 8, further comprising a wiring portion (5), wherein the wiring portion further operatively couples the control panel to the power source (para.12). Regarding Claim 10, Ussher discloses an article of footwear of claim 9, wherein the wiring portion (5) extends through the upper portion and the lower portion (as seen in Fig.1). Regarding Claim 11, Ussher, Martin, and Kim disclose the invention substantially as claimed above. Ussher does not disclose wherein the control panel further comprises a circuit board operatively coupled to the wiring portion. However, Kim teaches a shoe with a control panel (3) that comprises a circuit board (para.93) Therefore, it would have been obvious to one having ordinary skill in the art before the invention was made to have modified the control panel of Ussher to have a circuit board, as taught by Kim, in order to provide a control panel that enhances the user’s experience by allowing ease of use to turn on or off the power of, to store measured information, or to transmit the measured information to external devices. When in combination Ussher and Kim teach the circuit board is operatively coupled to the wiring portion. Response to Arguments In view of Applicant's amendment, the search has been updated, and newly modified grounds of rejection have been identified and applied. Applicant's arguments have been considered but are moot in view of the newly modified ground(s) of rejection. Applicant’s argument regarding Martin was addressed on Pg.13 of the Non-Final Rejection filed February 11, 2025. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEGAN E LYNCH whose telephone number is (571)272-3267. The examiner can normally be reached Monday to Friday, 8:00am-4:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khoa Huynh can be reached at 571-272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEGAN E LYNCH/Primary Examiner, Art Unit 3732
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Prosecution Timeline

Show 3 earlier events
Aug 15, 2024
Final Rejection mailed — §103
Nov 15, 2024
Request for Continued Examination
Nov 19, 2024
Response after Non-Final Action
Feb 11, 2025
Non-Final Rejection mailed — §103
Jun 11, 2025
Notice of Allowance
Jan 12, 2026
Request for Continued Examination
Feb 12, 2026
Response after Non-Final Action
Apr 13, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599192
FLEXIBLE ARCH SUPPORT FOR FOOTWEAR
2y 0m to grant Granted Apr 14, 2026
Patent 12575647
CUT STEP TRACTION ELEMENT ARRANGEMENT FOR AN ARTICLE OF FOOTWEAR
3y 0m to grant Granted Mar 17, 2026
Patent 12557870
KNITTED COMPONENT WITH ADJUSTABLE TENSIONING SYSTEM
3y 12m to grant Granted Feb 24, 2026
Patent 12557871
REINFORCED KNIT CHANNEL FOR AN ARTICLE OF FOOTWEAR
2y 0m to grant Granted Feb 24, 2026
Patent 12543814
ARTICLES OF FOOTWEAR WITH KNITTED COMPONENTS AND METHODS OF MANUFACTURING THE SAME
3y 3m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
38%
Grant Probability
79%
With Interview (+41.2%)
3y 5m (~5m remaining)
Median Time to Grant
High
PTA Risk
Based on 618 resolved cases by this examiner. Grant probability derived from career allowance rate.

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