Prosecution Insights
Last updated: July 05, 2026
Application No. 18/202,270

EFFICIENT MOTIONAL-MODE CHARACTERIZATION FOR HIGH-FIDELITY TRAPPED-ION QUANTUM COMPUTING

Non-Final OA §101§103
Filed
May 25, 2023
Priority
Jun 02, 2022 — provisional 63/348,421
Examiner
FIGUEROA, KEVIN W
Art Unit
2124
Tech Center
2100 — Computer Architecture & Software
Assignee
Duke University
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
260 granted / 372 resolved
+14.9% vs TC avg
Strong +22% interview lift
Without
With
+21.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
13 currently pending
Career history
390
Total Applications
across all art units

Statute-Specific Performance

§101
8.5%
-31.5% vs TC avg
§103
86.0%
+46.0% vs TC avg
§102
3.0%
-37.0% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 372 resolved cases

Office Action

§101 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1, 3-7, 9, 11-15, 17-19 and 21-22 rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. Regarding claim 1, Step 1: Is the claim to a process, machine, manufacture or composition of matter? Yes, the claim is directed to a method/process. Step 2A Prong One: Does the claim recite an abstract idea, law of nature, or natural phenomenon? The limitations of: performing a first measurement of bright-state population of each ion in an ion chain comprising a plurality of ions at a fixed time duration, the each ion coupled to one of motional modes of the ion chain, while varying laser coupling frequency for coupling the each ion and the one of the motional modes; (mental evaluation, a human can perform the measurement by looking at data or sensor readings) computing mode frequency of the one of the motional mode based on a frequency at which the bright-state population of the each ion measured in the first measurement is maximized; (mathematical concepts, mode frequency is computed using various equations) computing coupling strength of the each ion and the one of the motional modes by fitting the maximized bright-state population of the each ion measured in the first measurement to a value of the bright-state population computed based on the computed mode frequency of the one of the motional modes and non-zero temperature effect of the motional modes; (mathematical concepts, coupling strength is computed using various equations) performing a second measurement of bright-state population of each ion in the ion chain at a fixed time duration, each ion coupled to one of the motional modes, to which the each ion has not been coupled in the first measurement, while the laser coupling frequency for coupling the each ion and the one of the motional modes is fixed; (mental evaluation, a human can perform the measurement by looking at data or sensor readings) computing coupling strength of the each ion and the one of the motional mode by fitting the bright-state population of the each ion measured in the second measurement to a value of the bright-state population computed based on the computed mode frequency of the one of the motional modes and non-zero temperature effect of the motional modes (mathematical concepts, coupling strength is computed using various equations) Step 2A Prong Two: Does the claim recite additional elements that integrate the judicial exception into a practical application? There are no additional elements recited. Step 2B: Does the claim recite additional elements that amount to significantly more than the judicial exception? There are no additional elements recited. Note that independent claims 9 and 17 recite the same substantial subject matter as independent claim 1, slightly differing in (broader) scope and embodiment. There differences in scope and embodiments do not meaningfully change the above analysis and therefore the claims are subject to the same rejection. The additional computer harder recited in claim 17 amount to generic computer hardware to carry out the abstract idea. Dependent claim 3 recites initializing each ion, applying the abstract idea MPEP 2106.05(h). Dependent claim 4 recites measuring ions, mental process. Dependent claim 5 recites measuring ions, mental process. Dependent claim 6 recites computing coupling strength, mathematical calculations. Dependent claim 7 recites computing coupling strength, mathematical calculations. Dependent claims 11-15 correspond to claims 3-7 as shown above. Dependent claims 21 and 22 correspond to dependent claims 3 and 6 respectively. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3-5, 9, 11-13, 17-19, and 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cao et al. US 2022/0328296 in view of Blümel, Reinhold, et al. "Efficient stabilized two-qubit gates on a trapped-ion quantum computer." [herein Blu]. Regarding claims 1, 9, and 17, Cao teaches “a method of using an ion trap quantum computer, comprising: performing a first measurement of bright-state population of each ion in an ion chain comprising a plurality of ions at a fixed time duration” ([0051] “general method is to focus the laser on the ions for operations by using a specially designed lens, or by using a specially designed optical waveguide. After a quantum operation is completed, a state of the ion needs to be read. Currently, a general method for reading the stale of the ion is to detect a state of a photon entitled by the ion. In this case, the imaging module needs to record intensity and a location of the photon” wherein “bright-state” is interpreted as ions which are fluorescing i.e. measuring state of a photon), “the each ion coupled to one of motional modes of the ion chain, while varying laser coupling frequency for coupling the each ion and the one of the motional modes” ([0054] “A specific process is as follows (as shown in FIG. 3 by using Ca ions as an example): Two calcium ions in the ion trap are prepared into ground states (SS) of the two calcium ions. In this case, vibration modes of the two calcium ions are assumed to be n. Then, lasers of about 729 nm are applied to the two Ca ions (as shown in FIG. 2). Frequencies of the two beams of lasers are respectively frequencies of increasing/decreasing a vibration mode (n+1 and n−1). After the lasers act for a specific time, the two Ca ions enter an entangled state (SS+DD), so that the two-bit quantum logic gate is implemented.”); “performing a second measurement of bright-state population of each ion in the ion chain at a fixed time duration […]” ([0051] “general method is to focus the laser on the ions for operations by using a specially designed lens, or by using a specially designed optical waveguide. After a quantum operation is completed, a state of the ion needs to be read. Currently, a general method for reading the stale of the ion is to detect a state of a photon entitled by the ion. In this case, the imaging module needs to record intensity and a location of the photon” wherein “bright-state” is interpreted as ions which are fluorescing i.e. measuring state of a photon, measurement of ions stays the same), The Cao reference has been addressed above. More explicitly, Blu teaches “computing mode frequency of the one of the motional mode based on a frequency at which the bright-state population of the each ion measured in the first measurement is maximized” (Blu pg. 9 PNG media_image1.png 558 552 media_image1.png Greyscale ); “computing coupling strength of the each ion and the one of the motional modes by fitting the maximized bright-state population of the each ion measured in the first measurement to a value of the bright-state population computed based on the computed mode frequency of the one of the motional modes and non-zero temperature effect of the motional modes” (Blu pg. 4 right col. “We then calculate the minimal Rabi frequency Ω0 = sΩmax needed to perform a maximally entangling gate, where s ≤ 1 is a scale factor and Ωmax is the maximum Rabi rate available. We further verify the creation of the maximally entangled state by measuring the parity contrast for some of the pulses” Rabi frequency is interpreted as coupling strength,); “[…] each ion coupled to one of the motional modes, to which the each ion has not been coupled in the first measurement, while the laser coupling frequency for coupling the each ion and the one of the motional modes is fixed” (Blu pg. 9 left col. PNG media_image2.png 328 532 media_image2.png Greyscale ); and “computing coupling strength of the each ion and the one of the motional mode by fitting the bright-state population of the each ion measured in the second measurement to a value of the bright-state population computed based on the computed mode frequency of the one of the motional modes and non-zero temperature effect of the motional modes” (Blu pg. 4 right col. “We then calculate the minimal Rabi frequency Ω0 = sΩmax needed to perform a maximally entangling gate, where s ≤ 1 is a scale factor and Ωmax is the maximum Rabi rate available. We further verify the creation of the maximally entangled state by measuring the parity contrast for some of the pulses” Rabi frequency is interpreted as coupling strength,) It would have been obvious to one having ordinary skill in the art at the time that the invention as effectively filed to combine the teachings of Cao with that of Blu since “Our methods are direct, non-iterative, and linear, and can construct gate-steering pulses requiring less power than the standard method by more than an order of magnitude in some parameter regimes. The power savings may generally be traded for reduced gate time and greater qubit connectivity. Additionally, our methods provide increased robustness to mode drift. We illustrate these trade-offs on a trapped-ion quantum computer” Blu abstract or in other words, their techniques allow for more efficient processing. Note that independent claims 9 and 17 recite the same substantial subject matter as independent claim 1, slightly differing in scope (claim 9 is broader) and embodiment (claim 17 recites a system). The differences do not meaningfully change anything and the claims are subject to the same rejection. The additional hardware limitations of claim 17, a system controller and classical computer are taught by Cao fig. 1 and [0034]. Regarding claims 3, 11, and 21, the Cao and Blu references have been addressed above. Cao further teaches “further comprising initializing each ion in the ion chain in the hyperfine ground state of the each ion prior to the first measurement and the second measurement of the each ion” ([0054] “Two calcium ions in the ion trap are prepared into ground states (SS) of the two calcium ions”) Regarding claims 4 and 12, the Cao and Blu references have been addressed above. Cao further teaches “wherein the first measurement of all ions in the ion chain are simultaneously performed” ([0051] “a general method for reading the stale of the ion is to detect a state of a photon entitled by the ion. In this case, the imaging module needs to record intensity and a location of the photon”) Regarding claims 5 and 13, the Cao and Blu references have been addressed above. Cao further teaches “wherein the first measurement of all ions in the ion chain are simultaneously performed” ([0051] “a general method for reading the stale of the ion is to detect a state of a photon entitled by the ion. In this case, the imaging module needs to record intensity and a location of the photon”) Regarding claim 18, the Cao and Blu references have been addressed above. Cao further teaches “wherein the second measurement is performed at a fixed time duration” ([0051] “general method is to focus the laser on the ions for operations by using a specially designed lens, or by using a specially designed optical waveguide. After a quantum operation is completed, a state of the ion needs to be read. Currently, a general method for reading the stale of the ion is to detect a state of a photon entitled by the ion. In this case, the imaging module needs to record intensity and a location of the photon” wherein “bright-state” is interpreted as ions which are fluorescing i.e. measuring state of a photon, measurement of ions stays the same) Regarding claim 19, the Cao and Blu references have been addressed above. Blu further teaches “wherein the second measurement is performed at plurality of time durations” (Blu pg. 4 right col. “We then calculate the minimal Rabi frequency Ω0 = sΩmax needed to perform a maximally entangling gate, where s ≤ 1 is a scale factor and Ωmax is the maximum Rabi rate available. We further verify the creation of the maximally entangled state by measuring the parity contrast for some of the pulses” Rabi frequency is interpreted as coupling strength,) Claim(s) 6, 14, and 22 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cao and Blu further in view of Manson, J. R., Giorgio Benedek, and Salvador Miret-Artés. "Electron–phonon coupling strength at metal surfaces directly determined from the helium atom scattering Debye–Waller factor." Regarding claims 6, 14, and 22, the Cao and Blu references have been addressed above. More specifically, Manson teaches “wherein the computing of the coupling strength of an ion in the ion chain and a motional mode of the ion chain is further based on Debye-Waller effect of the ion” (Manson abstract “[…] shows that the Debye−Waller exponent is directly proportional to the electron− phonon mass coupling constant λ”) It would have been obvious to one having ordinary skill in the art at the time the time that the invention was effectively filed to combine the teachings of Cao and Blu with that of Manson since a combination of known methods would yield predictable results, that is, as shown in Manson the value is proportional to the coupling value and therefore is used to compute the strength as expected. Claim(s) 7 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cao and Blu further in view of Roessler et al. US 2022/0102134. Regarding claims 7 and 15, the Cao and Blu references have been addressed above. More specifically, Roessler teaches “wherein the computing of the coupling strength of an ion in the ion chain and a motional mode of the ion chain is further based on cross-mode coupling effect of the motional modes of the ion chain” (Roessler [0004] “Another problem which arises when scaling-up the number of ions is the increased occurrence of decoherence caused by optical crosstalk. That is, manipulating and reading-out electronic states of a specific ion may produce scattered light which can undesirably interact with other ions.”) It would have been obvious to one having ordinary skill in the art at the time the time that the invention was effectively filed to combine the teachings of Cao and Blu with that of Roessler since a combination of known methods would yield predictable results, that is, as shown in Roessler crosstalk/cross-mode coupling is known in the art when an ion is manipulated unintendedly. These techniques are known and therefore operate in a predictable manner. Allowable Subject Matter No art has been cited for claims 2, 8, 10, 16, and 20 as they contain subject matter not taught by prior art. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Martinez, Esteban A., et al. "Compiling quantum algorithms for architectures with multi-qubit gates." New Journal of Physics 18.6 (2016): 063029. Debnath et al. USPAT 10,622,978 Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN W FIGUEROA whose telephone number is (571)272-4623. The examiner can normally be reached Monday-Friday, 10AM-6PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MIRANDA HUANG can be reached at (571)270-7092. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. KEVIN W FIGUEROA Primary Examiner Art Unit 2124 /Kevin W Figueroa/ Primary Examiner, Art Unit 2124
Read full office action

Prosecution Timeline

May 25, 2023
Application Filed
Apr 08, 2026
Non-Final Rejection mailed — §101, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12670419
NETWORK OF INTELLIGENT MACHINES
3y 6m to grant Granted Jun 30, 2026
Patent 12657509
QUANTUM ARTIFICIAL INTELLIGENCE AND MACHINE LEARNING IN A NEXT GENERATION MOBILE NETWORK
4y 8m to grant Granted Jun 16, 2026
Patent 12645952
VISUAL QUESTION ANSWERING WITH KNOWLEDGE GRAPHS
4y 11m to grant Granted Jun 02, 2026
Patent 12640714
Method and Apparatus for Cross Correlation
4y 8m to grant Granted May 26, 2026
Patent 12632748
APPARATUSES, SYSTEMS AND METHODS FOR GENERATING A BASE-LINE PROBABLE ROOF LOSS CONFIDENCE SCORE
5y 9m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
92%
With Interview (+21.7%)
3y 11m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 372 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month