Prosecution Insights
Last updated: October 04, 2026
Application No. 18/205,473

SYSTEM AND METHOD FOR A CONTROLLED ENVIRONMENT

Non-Final OA §103§112
Filed
Jun 02, 2023
Priority
Jun 21, 2016 — provisional 62/352,883 +2 more
Examiner
RAO, SHEELA S
Art Unit
2119
Tech Center
2100 — Computer Architecture & Software
Assignee
BETELGEUSE TECHNOLOGIES, INC.
OA Round
3 (Non-Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
2m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
269 granted / 358 resolved
+20.1% vs TC avg
Strong +17% interview lift
Without
With
+17.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
9 currently pending
Career history
363
Total Applications
across all art units

Statute-Specific Performance

§101
5.7%
-34.3% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
19.1%
-20.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 358 resolved cases

Office Action

§103 §112
DETAILED ACTION This Office action is in response to papers filed on 9 July 2026. Claims 1-5 are pending and presented for examination. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on July 9, 2026, has been entered. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed July 9, 2026 have been fully considered but they are not persuasive. The arguments begin with the limitations of claim 1, “a sound sensor disposed outside of the personal space”, or “inside the personal space, a sound sensed by the sound sensor”, not being taught. Examiner disagrees as paragraph [0005] of the prior art reference to Baker teaches “a user may install one or more microphone devices to monitor the audio data (e.g., acoustic data), such as voice commands and ambient sounds, in the surrounding environment. The microphone devices may be configured to learn and/or detect sounds over time and make intelligent decisions based on the identified sounds. The decision making may alternatively be done remotely by a system controller or cloud server. The cloud server may have machine learning capabilities, whereby it takes passive inputs from microphone devices installed throughout the home and over time begins to associate them with activities. The system may also use other inputs or information in addition to the microphone devices, such as occupancy status from occupancy sensors, time of day, day of the week, inputs from the user confirming sounds or person identification, etc.”; where the microphone can be used as a sound sensor and can be installed anywhere in the home or space and senses sounds in and around the space. Then the arguments proceed to claim 3 and 2, where it is argued the “Baker does not explain how noise is cancelled. Examiner noticed that the noise cancellation process is not specified or properly defined by the Applicant’s specification either. In paragraph [0036] of the instant disclosure, it is stated “allow a noise to persist or utilize noise cancelling technology to remove it …” but what the noise technology consists of is not explained. Also see paragraph [0047], where the “allow[ance] of a noise cancellation process in space 102” is stated but what the noise cancellation process or how to arrive at this process is not defined. Baker teaches in paragraph [0077], “… if the load control system determines that productivity has declined (e.g., rate of typing on a keyboard has slowed), and that ambient background noise is high, the load control system may provide focused noise cancellation in the direction of the user that is typing. For example, one or more speakers in the load control system may output sound to cancel the noise in the room.”, which teaches the claimed limitation. Furthermore, the language of the instant claim does not require the process or procedure of noise cancellation to be stated. Neither has “non-zero magnitude” or “noise magnitude” or “noise phase” been explained. Response to Amendment The rejection of claims 1 and 3-5 under 35 USC §103 as being unpatentable over Orfield (USPAP US 2011/066465 A1) in view of Baker et al. (USPAP US 2018/0228006 A1) is maintained and updated to include amendments and arguments made. The rejection of claim 2 under 35 USC §103 as being unpatentable over Orfield (USPAP US 2011/066465 A1) in view of Baker et al. (USPAP US 2018/0228006 A1) and further in view of Marks et al. (USPAP US 20130243240 A1) is maintained and updated to include amendments and arguments made. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 2-3 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claims 2 and 3 contain language that is not properly described or explained in the specification. Namely, in claim 2 – “noise magnitude”, “noise phase”, “cancellation magnitude”, and “cancellation phase”, in claim 3 – “non-zero magnitude”. None of these terms have been described or explained as to their functionality or use in the instant disclosure so as to allow one of ordinary skill in the art to make or use the invention without undue experimentation in order to determine how to accomplish the desired result claimed in the claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3-5 are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Publication No. US 2011/0066465 A1 in view of US Patent Publication No. US 2018/0228006 A1 to Baker et al and US Patent Publication No. US 2016/0195856 A1 to Spero. The published invention of Orfield teaches an intelligent environmental control and feedback system usable in an office building or other architectural setting; in doing so, the prior art teaches and/or fairly suggests the limitations of the instant invention as stated herewith. Independent claim 1 is directed to an apparatus for controlling a user environment comprising: • a structure having an inner volume defining a personal space for a user – (taught in paragraph [0028] by Orfield where the structure is defined as the workplace and the personal space is stated as an individual office or cubicle); • a sound sensor disposed outside of the personal space - (taught by Orfield in paragraph [0028] where the inclusion of sensors within the space is explained, specifically that space 102 is either a private or community space is taught and a private space is equated to a personal space.); • a sound generator disposed inside the personal space - (taught by Orfield in paragraph [0031] as a speaker for emitting acoustic noise is described); and • a controller configured to cause the sound generator to generate a sound that cancels, inside the personal space a sound sensed by the sound sensor – (taught in paragraph [0025] of Orfield wherein the physical conditions of the private space is in accord with the preferences of the occupant. Although sensors and personal space are taught by Orfield, the prior art of reference does not teach the use of controllers configured to cancel noise. For this reason the published prior art of Baker et al. (herein after “Baker”) is introduced. In paragraph [0077] Baker teaches of the control system able to cancel the noise that is created as “one or more speakers in the load control system may output sound to cancel the noise in the room”. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to have modified the above mentioned invention of Orfield with the noise cancelling aspect of Baker so as to allow for creating more focus and tranquility by eliminating distracting background noise, improving concentration for work or study, reducing stress in chaotic environments, and protecting hearing by lowering the volume needed to drown out ambient sounds, making travel, commuting, and noisy offices much more peaceful as it is well-known.). Independent claim 3 is directed to a method for controlling a user environment comprising the steps of: • monitoring a controlled volume and generating first output signals representative of parameters defining the controlled volume; • monitoring an exterior volume and generating second output signals representative of parameters defining the external volume; and, • using the first and second output signals to determine whether desired environmental conditions of the controlled volume have been satisfied, including if the output sound signal has a non-zero magnitude, causing a sound source within the controlled volume to generate an internal sound that cancels a portion of the output sound that propagates into the controlled volume. In paragraphs [0041]-[0043], Orfield explains the monitoring method of controlling conditions of a space. The output signals as claimed is found to be commensurate with the “physical condition” used by the reference in paragraph [0041]. The prior art of Spero is relied upon to teach the “monitoring exterior volume and generating second output signals representative of parameters defining external volume including output signals”, as “outputs from the… sound detector arrays are analyzed by appropriate computational means employing trained pattern recognition technologies, to classify, identify or locate contents”; so that is disclosed in paragraph [0164]. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to have modified the above mentioned invention of Orfield with that of Spero so as to teach monitoring signals defining external volume for purposes of improving sound in spaces. While Orfield teaches of a method of controlling a user environment as claimed, the reference to Orfield does not specifically define the output sound signal as a non-zero magnitude so as to cancel a portion of the output sound. For this reason, Baker is relied upon. In paragraph [0076], Baker teaches that “… [the] detection and identification of sounds may be based on a confidence threshold for correct identification. When a confidence threshold has been reached for an unidentified sound (i.e., the system has determined that the sound is not background noise), the microphone devices may alert the occupant that an abnormal sound was detected …”. The threshold for correct identification being commensurate with the non-zero magnitude. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to have modified the above mentioned invention of Orfield and Spero with the noise cancellation aspect of Baker so as to provide more focus and tranquility by eliminating distracting background noise, improving concentration for work or study, reducing stress in chaotic environments, and protecting hearing by lowering the volume needed to drown out ambient sounds, making travel, commuting, and noisy offices much more peaceful as it is well-known. Claim 4, dependent upon independent claim 3, supplements the method as further comprising the step of adjusting at least one of the first and second output signals if the desired environmental conditions of the controlled volume have not been met. This aspect of the method of the instant invention is described and taught by Orfield in paragraph [0044]. As for claim 5, dependent upon claim 4, further comprises the step of applying adaptive learning methodology to learn from the adjusting of the at least one of the first and second output signals. The adaptive learning methodology is addressed by Orfield in paragraph [0012] where the data being surveyed and stored for further control of the environmental control device is described. Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Patent Publication No. US 2011/0066465 A1 to Orfield in view of US Patent Publication No. US 2018/0228006 A1 to Baker et al. and US Patent Publication No. US 2016/0195856 A1 to Spero as applied to claim 1 above, and further in view of. US Patent Publication No. US 2013/0243240 A1 to Marks et al.. Orfield teaches the invention as aforementioned. With regard to independent claim 2 is directed to a system for controlling a user environment comprising: • a structure having an inner volume defining a personal space for the user and a first outer side (taught by Orfield in paragraph [0028] where the structure is defined as the workspace and the personal space is the cubicle or individual office), the inner volume including: o a user station disposed within the inner volume – (although Orfield teaches of a structure and personal space, the prior art does not specifically teach of a user station within an inner space as claimed; however, the prior art of Marks et al. (herein after “Marks”) teaches of a desk or furniture being in every office or personal space in paragraph [0019]. It would have been obvious to one or ordinary skill in the art to have included the use of a desk or any furniture piece as used by Marks within the personal space or cubicle of Orfield since it is well known that desks and other furniture items are present in office spaces or cubicles.); o a noise source disposed within the inner volume - (taught by Orfield in paragraph [0031] as the “environmental control device 110 may be a heating element, an air conditioning unit, a humidifier, a dehumidifier, a fan, a light, or a speaker for emitting acoustic noise” and the prior art of Spero states in paragraph [0063] wherein “…to provide for the provision of a variable diversity of light, sound, sensation … per sub-areas within the living space” thereby satisfying the “noise source disposed within the inner volume”. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to have modified the above mentioned invention of Orfield with the sound within a sub-area of Spero so as to enable a sound to resonate or be silenced within the personal space for more comfort and control.); o an at least one sensor coupled to a first control unit – (taught by Orfield in paragraph [0029] where the sensors are used to measure and detect physiological/behavioral parameters of the occupant and relay the information to the computer or control unit); o the first control unit further coupled to a first controller – (the setup of the private space is shown in Fig. 1 and paragraphs [0031] and [0034] of Orfield); o the first controller coupled to at least one port, the at least one port disposed between the inner volume and the first outer side, and further coupled to the first control unit – (as per the instant disclosure, in paragraph [0032] a port is equated to a vent; Orfield teaches of a heating/cooling unit which necessarily includes vents as is well known to be coupled with the controller for purposes of intake and output of air, as described in paragraph [0039]); and, o a second controller coupled to the first control unit, whereby information sent from the second controller to the first control unit may affect a change in the first control unit and be delivered through the at least one port to the inner volume – (Orfield teaches the use of multiple environmental control devices which is commensurate with the first and second controllers of the claimed invention, where each of them are controlled by the main computer or controller in paragraphs [0031]-[0033]); and o wherein at least one of the first control unit. first controller, or second controller is configured to: o cause the noise sensor to sense a noise external to the inner volume and having a noise magnitude and noise phase: and o cause the noise source to generate, within the inner volume, a cancellation sound having a cancellation magnitude approximately equal to the noise magnitude and having a cancellation phase approximately opposite to the noise phase. The steps of the first or second controller being configured to cause the noise sensor to sense a noise, having a noise magnitude and phase along with the noise source generating a cancellation sound is taught by Baker in paragraphs [0075]-[0076] as aforementioned in relation to claims 1 and 3. With regard to the “cause the noise source to generate, within the inner volume, a cancellation sound having a cancellation magnitude approximately equal to the noise magnitude and having a cancellation phase approximately opposite to the noise phase” step of the instant claim. Although Baker teaches this element as aforementioned. The prior art of Spero is also relied upon, as paragraph [0183] states “if a single occupant is detected in a room then occupant can then conduct a conversation over the platforms microphone 212 and speaker system 228 with the controller invoking algorithms to deal with the acoustic issues of echo cancellation and noise suppression.”; thereby teaching the element of causing the noise source to generate a cancellation sound. Therefore, it would have been obvious to a person of ordinary skill in the art before the effective filing date of the invention to have modified the above mentioned invention of Orfield with the noise cancelling aspect of Spero and/or Baker so as to allow for creating more focus and tranquility by eliminating distracting background noise, improving concentration for work or study, reducing stress in chaotic environments, and protecting hearing by lowering the volume needed to drown out ambient sounds, making travel, commuting, and noisy offices much more peaceful as it is well-known. For the reasons stated above, the limitations of the instant invention are taught and/or fairly suggested by the prior arts of record; thereby, rendering the instant claims unpatentable. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US Patent Publication No. US 2013/0067834 Downey et al. Relates to personal space units having a user controlled customizable environment. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sheela Rao whose telephone number is (571) 272- 3751. The examiner can normally be reached Monday - Wednesday from 7:00 am to 1:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Mohammad Ali, can be reached on (571) 272-4105. The fax number for the organization where this application or any proceeding papers has been assigned is (571) 273- 8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. It should be noted that status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http:// pair-direct.uspto.gov. Should any questions arise regarding access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Sheela Rao/Examiner, Art Unit 2119 August 18, 2026 /MOHAMMAD ALI/Supervisory Patent Examiner, Art Unit 2119
Read full office action

Prosecution Timeline

Jun 02, 2023
Application Filed
Aug 06, 2025
Non-Final Rejection mailed — §103, §112
Dec 08, 2025
Response Filed
Jan 09, 2026
Final Rejection mailed — §103, §112
Jul 09, 2026
Request for Continued Examination
Jul 12, 2026
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
92%
With Interview (+17.0%)
3y 6m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 358 resolved cases by this examiner. Grant probability derived from career allowance rate.

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