Prosecution Insights
Last updated: April 19, 2026
Application No. 18/207,655

FLOW FOCUSING TYPE ONE-STEP DOUBLE EMULSION DROPLET PARALLEL GENERATION DEVICE AND METHOD

Non-Final OA §112
Filed
Jun 08, 2023
Examiner
RIETH, STEPHEN EDWARD
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Guangzhou University
OA Round
1 (Non-Final)
44%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
77%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allow Rate
283 granted / 637 resolved
-20.6% vs TC avg
Strong +32% interview lift
Without
With
+32.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
64 currently pending
Career history
701
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
38.8%
-1.2% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
30.2%
-9.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 637 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 is directed toward a droplet generation apparatus, but includes active process steps associated with using the apparatus, specifically: “the inner-phase fluid, the middle-phase fluid and the outer-phase fluid are broken in a gathering area; the middle-phase fluid covers the inner-phase fluid, and the outer-phase fluid covers the middle-phase fluid, so as to generate double emulsion droplets; the generated double emulsion droplets flow to the droplet outlet via the inner-phase fluid channel”. A claim which claims both an apparatus and methods steps associated with using the apparatus is generally indefinite as it creates confusion as to when direct infringement occurs. See MPEP 2173.05(p)(II). In light of the MPEP section and case law cited therein, it is concluded the scope of the claim is unclear. It is suggested language be utilized that indicate the associated features are capabilities of the system (e.g. “is configured to…”) to resolve the above issue. As claims 2-9 depend from claim 1, they are rejected for the same issue discussed above. Claims 1-9 refers to a flow focusing “type” droplet generation device. Per MPEP 2173.05(b)(III)(E), the addition of the word "type" to an otherwise definite expression (e.g., Friedel-Crafts catalyst) extends the scope of the expression so as to render it indefinite. Ex parte Copenhaver, 109 USPQ 118 (Bd. Pat. App. & Inter. 1955). Accordingly, the intended scope of the claim is unclear. Removal of the word “type” from the preambles of claims 1-9 is suggested. Allowable Subject Matter Claims 1-9 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. Specifically, the closest prior art found with respect to claim 1 is Foulds (US 2016/0271610), who describes an emulsion-producing microfluidic device comprising fluid injection module, droplet generation module, drop surface solidification module, and droplet collection module (Abstract; Figures 1-11, 13A, 21 and 22). The droplet generation module contains cover plate, inner phase distribution layer, and outer-phase distribution layers (Figures 2 and 9; ¶ 64-65) and one or more droplet preparation layers are provided (Figures 2 and 9). However, Foulds fails to describe the further inclusion of a middle phase distribution layer and a droplet preparation layer that creates double emulsion droplets via middle-phase fluid channel and outer-phase fluid channel being located on both sides of the inner-phase fluid channel; the inner-phase fluid, the middle-phase fluid and the outer-phase fluid are broken in a gathering area; the middle-phase fluid covers the inner-phase fluid, and the outer-phase fluid covers the middle-phase fluid, so as to generate double emulsion droplets. Accordingly, Foulds fails to describe the apparatus/method claimed and is not seen to provide motivation to arrive at the subject matter claimed. Xiao (CN110787846A) describes the generation of double emulsions via flow focusing structure similar to that claimed. However, Xiao fails to describe a fluid distribution functional region comprising cover plate, inner-phase distribution layer, middle-phase distribution layer, and outer-phase distribution layer. Further, Xiao is not seen to provide sufficient motivation to arrive at the subject matter claimed. Romanowsky (US 2012/0121481 A1) is cited as descriptive of parallel microfluidic devices comprising separate distribution channel system layer and droplet generation layer (Figures 1-2). Double/multiple emulsions can be generated (¶ 126-128). However, Romanowsky fails to describe a distribution functional region comprising individual inner-phase distribution, middle-phase distribution, and out-phase distribution layers. Rather, Romanowsky is seen to suggest such phases are distributed within a same layer (Figures 1-2). Accordingly, Romanowsky fails to describe the subject matter claimed and is not seen to provide sufficient motivation to arrive at the subject matter claimed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHEN E RIETH whose telephone number is (571)272-6274. The examiner can normally be reached Monday - Friday, 8AM-4PM Mountain Standard Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Duane Smith can be reached at (571)272-1166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEPHEN E RIETH/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Jun 08, 2023
Application Filed
Jan 08, 2026
Non-Final Rejection — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
44%
Grant Probability
77%
With Interview (+32.5%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 637 resolved cases by this examiner. Grant probability derived from career allow rate.

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