Prosecution Insights
Last updated: May 29, 2026
Application No. 18/213,805

THREE-DIMENSIONAL PRINTER NOZZLE AND ASSEMBLY

Final Rejection §102§103
Filed
Jun 23, 2023
Examiner
YE, XINWEN
Art Unit
1754
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Icon Technology Inc.
OA Round
2 (Final)
43%
Grant Probability
Moderate
3-4
OA Rounds
2m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
49 granted / 113 resolved
-21.6% vs TC avg
Strong +46% interview lift
Without
With
+46.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
27 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
89.9%
+49.9% vs TC avg
§102
2.4%
-37.6% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 113 resolved cases

Office Action

§102 §103
DETAILED ACTION In Reply filed on 02/26/2025, claims 11-23 are pending. Claims 11, 14-16, and 22 are currently amended. Claims 11-23 are considered in the current Office Action. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Previous Objections/Rejections Previous 35 USC 112(b) rejections are withdrawn based on the Applicant’s amendments. 35 USC 102 and 35 USC 103 rejections are maintained in view of the Applicant’s amendment. See Response to Argument below. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 11-14, 17-21, and 23 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by US2022/0143865 (“Huth et al” hereinafter Huth). Regarding Claim 11, Huth teaches a method (abstract and [0121]), comprising: dispensing a solidifiable material through a nozzle of a nozzle assembly (Figure 1 and [0064] the extruder nozzle has an in particular rectangular discharge opening 2 for the discharge of the strand ST of building material BS out of the extruder head 1, where the building material may be concrete which is solidifiable [0007]), the nozzle comprising a body comprising an inlet, an outlet, and a flow path extending between the inlet and the outlet (see annotated Figure 14 and [0126]-[0127]), the body including a longitudinal axis passing as a straight line through the inlet, the outlet, and the flow path (see annotated Figure 14); PNG media_image1.png 322 576 media_image1.png Greyscale depositing the solidifiable material onto a printing surface, thereby forming a deposited solidifiable material ([0064]); and shaping the deposited solidifiable material using a tab (Figure 1, the combination of cover element 8 which comprises of 8a and 8b and rotary drive 218aD formed a tab) that is movable relative to the outlet of the nozzle ([0028], [0031], and [0090], as the cover element 8 is movable and covers the discharge opening 2, it shaped the material based on the amount of coverage by the cover element), and in a plane parallel to the printing surface (Figure 4, when the cover 8 completely coves the nozzle discharge opening 2, the cover and the rotary drive are in a plane parallel to the printing surface), a rotatable movement of the tab ([0106], at least one setting motor 218bE is connected in terms of movement of the cover 8 by means of the at least one rotary drive 218aD and [0114]) relative to the body is configured to adjust a cross-sectional shape at the outlet to achieve a shape of the solidifiable material that is different from the outlet of the body ([0114], as the cover rotate by the rotary drive, the cross-sectional shape of the outlet will change based on the degrees of rotation; thus, the shape of the material discharged from the outlet of the body will also change). Regarding Claim 12, Huth teaches the method of claim 11, further comprising adjusting a location of the tab relative to the outlet of the nozzle ([0114] and Figure 9, setting motor 218aE for moving the at least one cover element 8a, 8b). Regarding Claim 13, Huth teaches the method of claim 11, further comprising adjusting a location of the tab relative to the outlet of the nozzle ([0114]) wherein adjusting the location comprises moving the tab between a first position, in which the outlet is open ([0028], the at least one cover element may be designed to open the discharge opening), and a second position, in which the outlet is closed ([0029], in particular, the at least one cover element may be designed to completely cover the discharge opening). PNG media_image2.png 532 511 media_image2.png Greyscale Regarding Claim 14, Huth teaches the method of claim 11, further comprising adjusting a location of the tab relative to the outlet of the nozzle wherein adjusting the location of the tab ([0114]) comprises sliding a bracket along an axis perpendicular relative to the longitudinal axis of the nozzle, the bracket defining the tab (see annotated Figure 9, the cover element 8a and 8b are sliding through the setting motor 218aE for moving the at least one cover element 8a, 8b). Regarding Claim 17, Huth teaches the method of claim 12, further comprising adjusting a location of the tab relative to the outlet of the nozzle ([0114]), wherein adjusting the location of the tab comprises rotating the body relative to the tab ([0123], the extruder head 1 is rotatable about a longitudinal axis of the pipe flange by means of an in particular electric motor and in particular a screw drive). Regarding Claim 18, Huth teaches the method of claim 11, wherein shaping the solidifiable material comprises passing the solidifiable material through the flow path having a circular cross-sectional area at the inlet (Figure 14, the inlet is connected through a pipe that connects the pump to the inlet of the extruder [0042]; thus, it is implied that the inlet has a circular cross-sectional area) and a polygonal cross-sectional area at the outlet (Figure 14, the outlet is rectangular which is an example of polygonal). Regarding Claim 19, Huth teaches the method of claim 11, wherein shaping the solidifiable material comprises passing the solidifiable material through a trapezoidal opening of the outlet (Due to lack of specific definition for the term trapezoidal, the Examiner is interpreting the term under broadest reasonable interpretation which is a quadrilateral that has at least one pair of parallel sides. Figure 14, the outlet is rectangular which is an example of trapezoidal). Regarding Claim 20, Huth teaches the method of claim 11, further comprising rotating and translating the tab ([0021] and [0114], the cover element can be moved in z direction or rotate by means of a rotary drive) relative to the body and passing the solidifiable material through a triangular opening of the outlet to form a corner of deposited material ([0029], the at least one covered part may have a triangular shape). Regarding Claim 21, Huth teaches the method of claim 11, further comprising rotating and translating the tab ([0021] and [0114], the cover element can be moved in z direction or rotate by means of a rotary drive) relative to the body and passing the solidifiable material through a triangular opening of the outlet to form a corner of deposited material ([0029], the at least one covered part may have a triangular shape), and moving the nozzle assembly in a direction of travel while dispensing the solidifiable material ([0031]), wherein the tab extends in a direction opposite the direction of travel (Figure 9). Regarding Claim 23, Huth teaches the method of claim 11, further comprising moving the tab to close the outlet of the nozzle and stop depositing the solidifiable material ([0029], in particular, the at least one cover element may be designed to completely cover the discharge opening). Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over US2022/0143865 (“Huth et al” hereinafter Huth) as applied to claim 11 above, and further in view of KR101948547(“Joh et al” hereinafter Joh), machine translation provided. Regarding Claim 15, Huth teaches the method of claim 11, further comprising adjusting a location of the tab relative to the outlet of the nozzle wherein adjusting the location of the tab ([0114]) comprises sliding a bracket along an axis perpendicular relative to the longitudinal axis of the nozzle, the bracket defining the tab (see annotated Figure 9, the cover element 8a and 8b are sliding through the setting motor 218aE for moving the at least one cover element 8a, 8b). Huth fails to teach the sliding the bracket comprising sliding the bracket along a rail of a cartridge to move the tab between the first position and the second position. However, Joh teaches the sliding the bracket comprising sliding the bracket along a rail of a cartridge to move the tab between the first position and the second position (Figure 16, blocking member 21 slid along the rails 27 [0031] from one position to another). Huth and Joh are considered to be analogous to the claimed invention because both are in the same field of 3D printing apparatus for forming a three-dimensional structure with a movable member adjusting the opening of the outlet of the nozzle. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modified the method of Huth such that it discloses all of the above discussed limitations as taught by Joh to slides and moves the bracket along the rail to change and adjust the size and shape of the discharge opening, thus, the amount of materials being discharged from the discharge opening ([0031]). Regarding Claim 16, Huth teaches the method of claim 11, further comprising adjusting a location of the tab relative to the outlet of the nozzle wherein adjusting the location of the tab ([0114]) comprises sliding a bracket along an axis perpendicular relative to the longitudinal axis of the nozzle, the bracket defining the tab (see annotated Figure 9, the cover element 8a and 8b are sliding through the setting motor 218aE for moving the at least one cover element 8a, 8b), sliding the bracket to moves the tab (see annotated Figure 9, the cover element 8a and 8b are sliding through the setting motor 218aE for moving the at least one cover element 8a, 8b), wherein adjusting the location of the tab comprises rotating the cartridge relative to the body of the nozzle ([0123]). Huth fails to teach the sliding the bracket comprising sliding the bracket along a rail of a cartridge to move the tab between the first position and the second position. However, Joh teaches the sliding the bracket comprising sliding the bracket along a rail of a cartridge between the first position and the second position (Figure 16, blocking member 21 slid along the rails 27 [0031] from one position to another). Huth and Joh are considered to be analogous to the claimed invention because both are in the same field of 3D printing apparatus for forming a three-dimensional structure with a movable member adjusting the opening of the outlet of the nozzle. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modified the method of Huth such that it discloses all of the above discussed limitations as taught by Joh to slide and moves the bracket along the rail to change and adjust the size and shape of the discharge opening, thus, controlling the amount of materials being discharged from the discharge opening ([0031]). Claim 22 is rejected under 35 U.S.C. 103 as being unpatentable over US2022/0143865 (“Huth et al” hereinafter Huth). Regarding Claim 22, Huth teaches the method of claim 11, the surface of the tab being non-planar relative to the outlet of the nozzle (Figure 9, the cover element 8 are non-planar relative to the discharge opening 2). Huth fails to explicitly teach wherein shaping the deposited solidifiable material comprises engaging the deposited solidifiable material with a surface of the tab to decrease a height of the deposited solidifiable material on the printing surface. However, Huth discloses the at least one cover element is designed or configured to be in particular individually or separately, variably, in particular continuously, settable or adjustable, in particular movable, in particular in/counter to the first extent direction and/or the second extent direction, for the purposes of variably, in particular continuously, settably or adjustably covering, in particular at least and/or only, a part of the discharge opening for the purposes of variably ([0028]). One of ordinary skill in the art would recognize that as the at least one cover element move toward the discharge opening, it shapes the deposited solidifiable material as the cover element partially covers/block the discharge opening. Thus, decreasing the height of the deposited solidifiable material on the printing surface as the at least one cover element contacts and shape the solidifiable materials. Response to Arguments Applicant's arguments filed 02/26/2026 have been fully considered but they are not persuasive. The Applicant argues Huth fails to teach “dispensing a solidifiable material through a nozzle of a nozzle assembly, the nozzle comprising a body comprising an inlet, an outlet, and a flow path extending between the inlet and the outlet, the body including a longitudinal axis passing as a straight line through the inlet, the outlet, and the flow path" and nowhere does the use of "covers" as disclosed in Huth provide for "a rotatable movement of the tab relative to the body is configured to adjust the cross-sectional shape at the outlet to achieve a shape of the solidifiable material that is different from the outlet of the body." The Examiner respectfully disagreed. Huth does discloses a deflecting device 9 located upstream of the discharge opening 2 (Figure 4 and [0100]). However the Examiner is interpreting the body of the nozzle as the portion downstream of the deflecting device 9, see Figure 4 and annotated Figure 14, which corresponds to the location of the extruder nozzle 5. Thus, Huth does teach the body including a longitudinal axis passing as a straight line through the inlet, the outlet, and the flow path (see annotated Figure 14). Furthermore, Huth also discloses at least one setting motor 218bE is connected in terms of movement of the cover 8 by means of the at least one rotary drive 218aD ([0106] and [0114]). As the cover rotate by the rotary drive, the cross-sectional shape of the outlet will change based on the degrees of rotation ([0114]).Therefore, Huth does teach all of the limitations of claim 11 and the rejection is maintained. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to XINWEN (Cindy) YE whose telephone number is (571)272-3010. The examiner can normally be reached Monday - Thursday 8:30 - 17:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Susan Leong can be reached at (571) 270-1487. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. XINWEN (CINDY) YE Examiner Art Unit 1754 /SUSAN D LEONG/ Supervisory Patent Examiner, Art Unit 1754
Read full office action

Prosecution Timeline

Jun 23, 2023
Application Filed
Aug 26, 2025
Non-Final Rejection mailed — §102, §103
Feb 26, 2026
Response Filed
May 18, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
43%
Grant Probability
90%
With Interview (+46.1%)
3y 1m (~2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 113 resolved cases by this examiner. Grant probability derived from career allowance rate.

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