Prosecution Insights
Last updated: May 29, 2026
Application No. 18/220,874

IONIZABLE LIPIDS FOR NANOMATERIALS

Non-Final OA §103
Filed
Jul 12, 2023
Priority
Jan 20, 2021 — provisional 63/139,730 +2 more
Examiner
MOORE, SUSANNA
Art Unit
1624
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
BEAM THERAPEUTICS INC.
OA Round
1 (Non-Final)
68%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
846 granted / 1243 resolved
+8.1% vs TC avg
Strong +32% interview lift
Without
With
+31.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
58 currently pending
Career history
1307
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
23.3%
-16.7% vs TC avg
§102
13.6%
-26.4% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1243 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This is the first action on the merits. Election/Restrictions Applicant's election without traverse of Group (I) in the reply filed on February 27, 2026 is acknowledged. Group (I), drawn to compounds of formula (V), embraced by claims 1-4, 6, 8, 11-14, 16, 17, 19-22 and 24 was elected by Applicant. Applicant has not pointed to any errors in the Examiner’s analysis of the classification of the different inventions. The requirement is still deemed proper and is therefore made FINAL. Applicant elected the following species, Example 4-7: PNG media_image1.png 110 456 media_image1.png Greyscale , and indicated claims 1, 16, 17, 19, 20 and 24 read on said species. The elected species was searched and not found. Thus, the search was expanded to all of Group (I). The species election is withdrawn. Claims 1, 14, 16, 17, 19, 20, 24-26, 34-36 and 38-41 are pending and claims 1, 16, 17, 19, 20 and 24 are under consideration. Claims 25, 26, 34-36 and 38-41 are withdrawn based on the restriction requirement. Specification The abstract of the disclosure is objected to because of the proper content of an abstract of the disclosure. In chemical patent abstracts for compounds or compositions, the general nature of the compound or composition should be given as well as its use, e.g., “The compounds are of the class of alkyl benzene sulfonyl ureas, useful as oral antidiabetics.” Exemplification of a species could be illustrative of members of the class. For processes, the type of reaction, reagents and process conditions should be stated, generally illustrated by a single example unless variations are necessary. Correction is required. See MPEP § 608.01(b). The objection may be overcome by adding the formula at the end of the abstract. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims under 35 U.S.C. 103(a), the examiner presumes that the subject matter of the various claims was commonly owned at the time any inventions covered therein were made absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and invention dates of each claim that was not commonly owned at the time a later invention was made in order for the examiner to consider the applicability of 35 U.S.C. 103(c) and potential 35 U.S.C. 102(e), (f) or (g) prior art under 35 U.S.C. 103(a). Claim 24 is rejected under AIA 35 U.S.C. 103(a) as being unpatentable over Lokugamage et al. (Advanced Materials, 2019, 31, 1902251, 8 pages). The reference is cited on an IDS. The present application claims the following species in claim 24: PNG media_image2.png 109 292 media_image2.png Greyscale PNG media_image3.png 39 141 media_image3.png Greyscale . The reference teaches the following species: PNG media_image4.png 231 213 media_image4.png Greyscale , wherein R3 is PNG media_image5.png 64 118 media_image5.png Greyscale , see page 5 of 8. The only difference between the claimed compound and the cited species is the pyrrolidine ring on formula 1-A versus Applicant’s diethyl amine. The reference teaches the equivalency of these two groups in formula 11-A, see below: PNG media_image6.png 205 223 media_image6.png Greyscale . Thus, the two groups are considered alternatively useable. Therefore, claim 24 is obvious over Lokugamage et al. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SUSANNA MOORE whose telephone number is (571)272-9046. The examiner can normally be reached Monday - Friday, 10:00 am to 7:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Murray can be reached on 571-272-9023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUSANNA MOORE/Primary Examiner, Art Unit 1624
Read full office action

Prosecution Timeline

Jul 12, 2023
Application Filed
Mar 24, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
68%
Grant Probability
99%
With Interview (+31.8%)
2y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1243 resolved cases by this examiner. Grant probability derived from career allowance rate.

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