Prosecution Insights
Last updated: October 01, 2026
Application No. 18/223,376

SODIUM-ION BATTERY CATHODE MATERIAL

Final Rejection §112
Filed
Jul 18, 2023
Priority
Jul 19, 2022 — provisional 63/390,495
Examiner
GATEWOOD, DANIEL S
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Worcester Polytechnic Institute
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
883 granted / 1133 resolved
+12.9% vs TC avg
Strong +19% interview lift
Without
With
+18.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
46 currently pending
Career history
1177
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
17.8%
-22.2% vs TC avg
§112
21.0%
-19.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1133 resolved cases

Office Action

§112
SODIUM-ION BATTERY CATHODE MATERIAL DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment In response to communication filed on 6/28/2026: Claims 1-4, 6-11, and 13-16 have been amended; claims 5 and 12 have been canceled. No new matter has been entered. Previous rejections under 35 USC 112(a), 102(a)(1), and 103 have been withdrawn due to amendment. Previous rejection under 35 USC 112(b) has been modified. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 discloses the doping element includes Ti or Si. However, claim 1, as now amended, states the doping element consists of Si. In other words, claim 1, from which claim 2 depends, clearly states the doping element can be only Si and have no other additional element. Allowable Subject Matter Claims 1, 3, 4, 6-11, and 13-16 are allowed. The following is a statement of reasons for the indication of allowable subject matter: the current prior art of record only teaches the doping element consists of Ti but not Si as required by now amended claims 1, 14, and 15. The closest prior art that teaches the claimed subject matter is Applicant’s own work as published in Small 2022, 18, 2201086 on April 13th, 2022. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL S GATEWOOD whose telephone number is (571)270-7958. The examiner can normally be reached M-F 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Tavares-Crockett can be reached at 571-272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Daniel S. Gatewood, Ph.D. Primary Examiner Art Unit 1729 /DANIEL S GATEWOOD, Ph. D/Primary Examiner, Art Unit 1729 July 15th, 2026
Read full office action

Prosecution Timeline

Jul 18, 2023
Application Filed
Feb 20, 2026
Non-Final Rejection mailed — §112
Jun 22, 2026
Response Filed
Jul 21, 2026
Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12744281
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Patent 12744202
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Patent 12738487
OLIVINE-BASED CATHODE MATERIALS WITH IMPROVED CONDUCTIVITY
4y 3m to grant Granted Sep 15, 2026
Patent 12738597
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3y 11m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
97%
With Interview (+18.8%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1133 resolved cases by this examiner. Grant probability derived from career allowance rate.

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