Prosecution Insights
Last updated: May 29, 2026
Application No. 18/226,139

RADAR DEVICE AND IN-VEHICLE DEVICE INCLUDING RADAR DEVICE

Non-Final OA §102§112
Filed
Jul 25, 2023
Priority
Mar 11, 2021 — continuation of PCTJP2021009710
Examiner
HENSON, BRANDON JAMES
Art Unit
3648
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Mitsubishi Electric Corporation
OA Round
2 (Non-Final)
71%
Grant Probability
Favorable
2-3
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
47 granted / 66 resolved
+19.2% vs TC avg
Strong +31% interview lift
Without
With
+31.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
38 currently pending
Career history
119
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
71.9%
+31.9% vs TC avg
§102
25.3%
-14.7% vs TC avg
§112
2.1%
-37.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 66 resolved cases

Office Action

§102 §112
DETAILED ACTION Status of Claims Claim 4 is canceled. Claims 1-3 are amended. Claims 1-3, 5-6 are pending. Priority Applicant’s claim for the benefit of a prior-filed application filed in JP 2021009710 on 03/11/2021 under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Claims The drawings are objected to because of the following informalities: [Claim 3] Typographical error, “performs a demodulation process on the digital data outputted from [[the]] a spectrum calculator, [[a]] the spectrum calculator to add together”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 5-6 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Xu (US 20210215816). Regarding Claim 1, Xu discloses the following limitations: A radar device comprising: a radar signal generator to intermittently and repeatedly output a chirp as a radar signal; (Xu - [0006] Such a method includes driving a transmit antenna with a modulated transmission signal to thereby transmit a plurality of pulses towards a target. The method furtherer includes receiving, at a receive antenna, at least some of the plurality of pulses that are transmitted towards and reflected from the target. [0052] Such a frequency increase interval or a frequency decrease interval can also be referred to as a chirp period. During each of the frequency increase interval or the frequency decrease interval (i.e., during each chirp period), the ADC 108 samples the beat signal recursively at a predetermined sampling period and thereby converts the analog beat signal to a digital signal.) a transmitting and receiving antenna to transmit the radar signal and receive, as a reflected wave, the radar signal reflected from an observation target; (Xu - [0006]) a beat signal generator to generate a beat signal from the radar signal and the reflected wave, (Xu - [0048] The receiver 106 includes a mixer 122 and an amplifier 124. The mixer 122 mixes the local signal LO and the reception signal fr from the antenna 120 to generate a beat signal corresponding to a frequency difference therebetween. The amplifier 124 amplifies the beat signal generated by the mixer 122. It would also be possible to swap the order of the mixer 122 and the amplifier 124, which would result in the reception signal fr being amplified before being mixed with the local signal LO. The beat signal, which can also be referred to as a beat-frequency signal, includes a tone whose frequency is proportional to a distance between the target and the radar system 102. The local signal LO is used to frequency down-convert the reception signal fr.) an analog-to-digital converter to convert the beat signal into digital data; and a signal processor to detect range to the observation target and relative velocity with respect to the observation target, using the digital data, wherein the signal processor includes: (Xu - [0049] The amplified beat signal is provided to the ADC 108. The ADC 108 is used to sample the beat signal to convert the analog beat signal into a digital signal. The digital signal converted from the analog beat signal is provided to the microcomputer 110, which uses the inputted signal for calculating the distance and/or the relative velocity.) a frequency converter to perform frequency conversion on a part of the digital data that is obtained during a period during which the radar signal is not outputted, (Xu – [0073] The number L of radar samples collected during a pulse repetition interval (PRI) are binned, which corresponds to the range. The sample index within a PRI is also referred to as the “fast” time. [0079] standard RD processing represented in FIG. 2A, Range processing and Doppler processing are decoupled, thereby enabling the use of a simple two-dimensional (2D) FFT. In FIG. 2A, the Fast-Time FFT was applied first, followed by the Slow-Fime FFT. [0089] The 2D matrix 402 at the upper left in FIG. 4, is partially converted to frequency domain data by performing a Fast Fourier Transform (FFT) for each column, which results in the 2D matrix 406 in the upper right in FIG. 4. Where an FFT is performed to convert all the samples within a same fast-time index to the frequency domain, the FFT can be referred to as a Slow-Time FFT (since the FFT is combining slow time samples).) the frequency conversion including multiplying the digital data that is obtained during the period during which the radar signal is not outputted by a complex number; (Xu – [Equation 5], [0073], [0079], [0089]) a spectrum calculator to add together a part of the digital data that is obtained during a period during which the radar signal is outputted and the digital data having been subjected to the frequency conversion by the frequency converter, and perform a range-FFT on the added digital data; (Xu – [Equation 5], [0006]) a range-velocity spectrum calculator to perform a Doppler-FFT on a first half part of results obtained by the spectrum calculator performing the range-FFT; and (Xu - [0006]) an electromagnetic noise spectrum calculator to perform a Doppler-FFT on a second half part of the results obtained by the spectrum calculator performing the range-FFT. (Xu – [0006], [0060] See supporting equations, noise is a part of the received signal and is filtered prior to any FFT.) Regarding Claim 2, Xu discloses the following limitations: A radar device comprising: a radar signal generator to intermittently and repeatedly output a chirp as a radar signal; (Xu - [0006]) a transmitting and receiving antenna to transmit the radar signal and receive, as a reflected wave, the radar signal reflected from an observation target; (Xu - [0006]) a beat signal generator to generate a beat signal from the radar signal and the reflected wave; (Xu - [0048]) a frequency converter to perform frequency conversion only on a part of the beat signal that is obtained during a period during which the radar signal is not outputted, (Xu – [0073], [0079], [0089]) the frequency conversion including multiplying the digital data that is obtained during the period during which the radar signal is not outputted by a complex number; (Xu – [Equation 5], [0073], [0079], [0089]) an analog-to-digital converter to convert analog signals into digital signals, the analog signals to be converted are the beat signal obtained during period where the radar signal is outputted, and the signal that has been frequency converted by the frequency converter; and (Xu - [0048-0049]) a signal processor to detect range to the observation target and relative velocity with respect to the observation target, using the digital data, wherein the signal processor includes: (Xu - [0006] A slow-time FFT is performed on the first 2D matrix to thereby convert the slow-time index of the first 2D matrix to a Doppler bin index and thereby produce a second 2D matrix having the Doppler bin index and the fast-time index. After the slow-time FFT is performed, a one-dimensional (1D) interpolation is performed along the Doppler bin index to thereby convert the Doppler bin index to a Velocity bin index and thereby produce a third 2D matrix having a Velocity bin index and a fast-time index. After the 1D interpolation is performed, a fast-time FFT is performed on the third 2D matrix to thereby convert the fast-time index to a Range bin index and thereby produce a fourth 2D matrix having the Velocity bin index and a Range bin index. The distance to and the velocity of the target relative to the radar system can then be determined based on the fourth 2D matrix having the Velocity bin index and the Range bin index.) a spectrum calculator to add together a part of the digital data that is obtained during a period during which the radar signal is outputted and the digital data having been subjected to the frequency conversion by the frequency converter, and perform a range-FFT on the added digital data; (Xu - [Equation 5], [0006]) a range-velocity spectrum calculator to perform a Doppler-FFT on a first half part of results obtained by the spectrum calculator performing the range-FFT; and (Xu - [0006]) an electromagnetic noise spectrum calculator to perform a Doppler-FFT on a second half part of the results obtained by the spectrum calculator performing the range-FFT. (Xu – [0006], [0060] See supporting equations, noise is a part of the received signal and is filtered prior to any FFT.) Regarding Claim 3, Xu discloses the following limitations: A radar device comprising: a radar signal generator to intermittently and repeatedly output a chirp as a radar signal; (Xu - [0006]) a transmitting and receiving antenna to transmit the radar signal and receive, as a reflected wave, the radar signal reflected from an observation target; (Xu - [0006]) a beat signal generator to generate a beat signal from the radar signal and the reflected wave; (Xu - [0048]) an analog-to-digital converter to convert the beat signal into digital data and a signal processor to detect range to the observation target and relative velocity with respect to the observation target, using the digital data, (Xu - [0049]) wherein the signal processor includes: a modulator and a demodulator to perform frequency conversion on a part of the digital data that is obtained during a period during which the radar signal is not outputted; (Xu – [0073], [0079], [0089], [0006] including performing demodulation and sampling thereof, to produce a plurality of samples indicative of the received plurality of pulses.) the modulator performing a modulation process on the part of the digital data that is obtained during the period during which the radar signal is not outputted, and (Xu – [0006]) the demodulator performs a demodulation process on the digital data outputted from the spectrum calculator, (Xu – [0006]) a spectrum calculator to add together a part of the digital data that is obtained during a period during which the radar signal is outputted and the digital data having been subjected to the frequency conversion by the frequency converter, and perform a range-FFT on the added digital data; (Xu - [Equation 5], [0006]) a range-velocity spectrum calculator to perform a Doppler-FFT on a first half part of results obtained by the spectrum calculator performing the range-FFT; and (Xu - [0006]) an electromagnetic noise spectrum calculator to perform a Doppler-FFT on a second half part of the results obtained by the spectrum calculator performing the range-FFT. (Xu – [0006], [0060] See supporting equations, noise is a part of the received signal and is filtered prior to any FFT.) Regarding Claim 5, Xu further discloses: wherein when one or more beat frequencies are calculated as the results of the range-FFT, the electromagnetic noise spectrum calculator performs a Doppler-FFT only on a part of the digital data that corresponds to the beat frequencies. (Xu – [0006], [0073], [0079], [0089]) Regarding Claim 6, Xu further discloses: An in-vehicle device comprising a radar device according to claim 1. (Xu – [0146] the calculated distance and velocity can be used for self-driving, parking assistance, lane departure warning, automatic distance control, cut-in collision warning, rear-end collision warning, front-end collision warning, and/or blind spot detection.) Response to Arguments Applicant’s arguments, see Page 5, filed 10/14/2025, with respect to the rejection under 35 U.S.C. § 112 (d) have been fully considered and are persuasive. The rejection under 35 U.S.C. § 112 (d) has been withdrawn. Applicant’s arguments, see Page 5, filed 10/14/2025, with respect to the rejection under 35 U.S.C. § 112 (b) have been fully considered and are not persuasive. The rejection to Claim 4 under 35 U.S.C. § 112 (b) has been withdrawn, however Claim 3 is now rejected under 35 U.S.C. § 112 (b). Applicant’s arguments, see Pages 6-7, filed 10/14/2025, with respect to the rejection under 35 U.S.C. § 102 have been fully considered and are not persuasive. Applicant argues that Xu does not teach "a spectrum calculator to add together a part of the digital data that is obtained during a period during which the radar signal is outputted and the digital data having been subjected to the frequency conversion by the frequency converter, and perform a range-FFT on the added digital data" and "the frequency conversion including multiplying the digital data that is obtained during the period during which the radar signal is not outputted by a complex number". The examiner disagrees, the citations now include Xu [Equation 5] as well as the previously cited Xu [0073] to support this equation. It is clear in this equation that both addition and the multiplication of a complex number is performed during the fast time processing and slow time processing. This processing is conducted at distinct intervals described primarily in Xu [0073] and [0079] that map “fast time” processing to PRI where samples are actively collected and “slow time” to at least Doppler processing that is decoupled from range processing. Applicant’s arguments, see Page 7, filed 10/14/2025, with respect to the rejection under 35 U.S.C. § 102 have been fully considered and are not persuasive. Applicant argues that the dependent claims are allowable due to the dependency on Claims 1-3. The examiner disagrees due to the above-mentioned rejections. Applicant's remaining arguments amount to a general allegation that the claims define a patentable invention without specifically pointing out how the language of the claims is understandable and distinguishable from other inventions. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure or directed to the state of art is listed on the enclosed PTO-892. The following is a brief description for relevant prior art that was cited but not applied: Laghezza (US 20210255303) describes a method for a radar device comprising a plurality of frequency modulated chirps interleaved with respective Doppler-spectrum data sets. Pavao-Moreira (US 20160154092) describes radar processing during an inter-chirp period. Rao (US 20190044485) describes a radar system that causes a transmit antenna array to transmit first mode chirp signals in first mode frames with a first mode sleep time intervals between the frames. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRANDON JAMES HENSON whose telephone number is (703)756-1841. The examiner can normally be reached Monday-Friday 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Hodge can be reached at 571-272-2097. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRANDON JAMES HENSON/Examiner, Art Unit 3645 /ROBERT W HODGE/Supervisory Patent Examiner, Art Unit 3645
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Prosecution Timeline

Jul 25, 2023
Application Filed
Jul 17, 2025
Non-Final Rejection mailed — §102, §112
Oct 14, 2025
Response Filed
Nov 13, 2025
Final Rejection mailed — §102, §112
Feb 13, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+31.2%)
3y 1m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 66 resolved cases by this examiner. Grant probability derived from career allowance rate.

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