Prosecution Insights
Last updated: April 19, 2026
Application No. 18/232,456

BEARING STEEL WITH IMPROVED INSULATION PERFORMANCE

Non-Final OA §103
Filed
Aug 10, 2023
Examiner
YANG, JIE
Art Unit
1734
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korea Institute Of Science And Technology
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
3y 7m
To Grant
81%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
758 granted / 1223 resolved
-3.0% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
73 currently pending
Career history
1296
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
51.3%
+11.3% vs TC avg
§102
13.0%
-27.0% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1223 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detail Action Claims 1-10 remain for examination, wherein claim 1 is an independent claim. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2 and 5-10 are rejected under 35 U.S.C. 103 as being unpatentable over Takemori et al ( EP 0950723 B1, thereafter EP’723) in view of Toru et al (EP 2279837 B1, thereafter EP’837). Regarding claims 1-2, PG’723 teaches a high surface pressure resistant steel parts are suitably used as power transmitting parts which are required to have contact fatigue strength and wear resistance and examples of which are rolling members (e.g., gears and bearings), the races of a rolling member and cam components (Abstract of EP’723), which reads on the claimed bearing steel as claimed in the instant claim. The comparison between the claimed alloy composition ranges and those disclosed by EP’723 is listed in the following table. All of the essential alloy composition ranges disclosed by EP’914 overlap the claimed alloy composition ranges, which creates a prima facie case of obviousness. MPEP 2144 05 I. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to optimize alloy composition ranges from the disclosure of EP’723 since EP’723 teaches the same bearing steel as claimed the throughout whole disclosing range. EP’723 teaches surface hardening for the bearing steel (par.[0003], claims and examples of EP’723). However, EP’723 does not specify oxynitride layer comprising a nitride layer and oxide layer on the steel surface as recited in the instant claim. however applying oxynitride layer on a surface of a bearing steel is a well-known technique as demonstrated by EP’837. EP’837 teaches a surface treatment for bearing steel (claims and example of EP’837). EP’837 teaches applying oxynitride layers on the steel surface (examples of EP’837) in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to apply the oxynitride layer on the surface of steel as demonstrated by EP’837 for the steel of since EP’837 and EP’723 teaches the same bearing steel as claimed throughout whole disclosing range and EP’837 teaches applying oxynitride layers in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Element From instant Claim 1 (mass%) From EP’723 (mass %) overlapping range (mass %) C 0.65-1.0 0.1-1.2 0.65-1.0 Cr 1.6-2.0 0.5-5.0 1.6-2.0 Al 1.5-3.0 0.3-3.0 1.5-3.0 Mn 0.8-1.2 Up to 1.5 0.8-1.2 Si 0.7-1.0 Up to 1 0.7-1.0 Ni 0.1-0.3 Up to 4 0.1-0.3 Mo 0.08-0.12 Up to 1 0.08-0.12 Fe Balance Balance Balance From claim 2 P 0.025 or less Not intended added 0-Impurity level S 0.02 or less Not intended added 0-Impurity level N 0.01 or less Not intended added 0-Impurity level O 0.020 or less Not intended added 0-Impurity level Regarding claim 5, EP’837 teaches applying oxynitride layer in range of 0.075-10 mm (par.[0018] of EP’837), which overlaps the claimed 10-30 mm range as claimed in the instant claim. overlapping in oxynitride layer range creates a prima facie case of obviousness. MPEP 2144 05 I. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to optimize oxynitride layer range from the disclosure of EP’837 for the steel of EP’723 in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Regarding claim 6, EP’837 teaches applying oxide layer in range of 0.2-5 mm (par.[0020] of EP’837), which overlaps the claimed 0-4 mm range as claimed in the instant claim. overlapping in oxynitride layer range creates a prima facie case of obviousness. MPEP 2144 05 I. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to optimize oxide layer range from the disclosure of EP’837 for the steel of EP’723 in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Regarding claim 7, EP’723 teaches heat treatment at temperature 850-900oC (par.[0045] of EP’723), which is within the claimed temperature range of the heat treatment in the instant claim. Regarding claim 8, EP’837 teaches applying oxynitride layers and treatment (par.[0026]-[0027] of EP’837) in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to apply oxynitride layers and treatment as demonstrated by EP’837 for the steel of since EP’837 and EP’723 teaches the same bearing steel as claimed throughout whole disclosing range and EP’837 teaches applying oxynitride layers in order to improve the surface wear resistance and corrosion resistance (par.[0005] of EP’837). Regarding claims 9-10, the claimed hardness (cl.9) and sheet resistance (cl.10) are recognized as material properties fully depended on the alloy composition and heat treatment. As discussed above, EP’723 in view EP’837 teaches the same bearing steel with similar alloy composition ranges and same oxynitride layers as claimed in the instant invention, the claimed hardness (cl.9) and sheet resistance (cl.10) would be highly expected for the steel of EP’723 in view EP’837. MPEP 2112 01 and 2145 II. Claims 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over EP’723 in view of EP’837, and in view of Carminati et al (US-PG-pub 2022/0065313 A1, thereafter PG’313). Regarding claims 3-4, EP’723 in view of EP’837 teaches surfacing hardening treatment (par.[0003], claims and examples of EP’723 and examples of EP’837). EP’723 in view of EP’837 does not specify the claimed composition comprising at least one selected from the group consisting of Fe2N, Fe3N, Fe4N, and combinations (claim 3) and the claimed composition comprising at least one selected from the group consisting of Fe3O4, Fe2O3, and combinations (claim 4). PG’313 teaches a ferritic nitrocarburization treatment of the base metal (par.[0036], [0081]-[0083], and [0089], and of PG’313) for forming anti-wear function coating (par.[0061] of PG’313). PG’313 teaches including layers (Fe4N) or (Fe2-3CxNy)(par.[0089] of PG’313) and oxidized top layer comprising magnetite (Fe3O4)(par.[0081]-[0083] of PG’313), which reads on the claimed compositions as claimed in the instant claims. Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to include Fe4N layers (cl.3) and top Fe3O4 layer (cl.4) as demonstrated by PG’313 for the steel EP’723 in view of EP’837 since all of PG’313, EP’837 and EP’723 teaches the steel surface hardening as claimed throughout whole disclosing range and PG’313 teaches applying surface treatment to improve the friction and ensure wear resistance over time (par.[0016] of PG’313). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JIE YANG whose telephone number is (571) 270-1884. The examiner can normally be reached on IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan J Johnson can be reached on 571-272-1177. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JIE YANG/Primary Examiner, Art Unit 1734
Read full office action

Prosecution Timeline

Aug 10, 2023
Application Filed
Jan 12, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
81%
With Interview (+19.4%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 1223 resolved cases by this examiner. Grant probability derived from career allow rate.

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