Prosecution Insights
Last updated: April 19, 2026
Application No. 18/232,495

METHOD FOR MAKING NON-SPHERICAL SOLDER BALL

Non-Final OA §103§112
Filed
Aug 10, 2023
Examiner
TOLAN, EDWARD THOMAS
Art Unit
3725
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Joinset Co. Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
2y 11m
To Grant
94%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
1035 granted / 1324 resolved
+8.2% vs TC avg
Strong +16% interview lift
Without
With
+15.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
42 currently pending
Career history
1366
Total Applications
across all art units

Statute-Specific Performance

§103
50.8%
+10.8% vs TC avg
§102
28.8%
-11.2% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1324 resolved cases

Office Action

§103 §112
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of Species I, claims 1-11 in the reply filed on 9-15-2025 is acknowledged. The restriction is made final. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 5 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 5 recites the limitation "the spherical solder ball melted" in line 1. There is insufficient antecedent basis for this limitation in the claim. Melting is not claimed in claims 1 or 2 so it is not clear what a scope of this limitation is referring to. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899). Matsumoto discloses a solder ball (spherical metal ball, 11; page 3, lines 10-11) that is inserted into a non-spherical accommodation groove (hemispherical concave surface 12, page 3, line 12 or other non-spherical grooves, page 5, lines 10-13) in a prepared mold (13) and deforming the spherical metal ball workpiece into a non-spherical solder ball shape (25; Fig. 3D) corresponding to the non-spherical accommodation groove (Fig. 3C). Regarding claims 2 and 3, the solder ball (11) is deformed by applying pressure with a cover (upper die, 17) when the workpiece is located in the accommodation groove (Fig. 3C). Regarding claim 8, the shape of the non-spherical shape (25) is hemispherical (page 3, line 15). Matsumoto does not disclose a plurality of accommodation grooves which are located in the mold. Pieper teaches that a plurality (col. 7, lines 12-15) of accommodation grooves (matrices 13,14; col 4, lines 49-51) are located in a prepared mold body (5) so that a plurality of balls or non-spherical products (col. 1, lines 5-10) are manufactured when they are deformed by pressure from punches (col. 3, lines 5-10). Pieper teaches that providing a plurality of accommodation grooves in the prepared die increases output (col. 3, lines 8-10). Regarding the sorting step in claim 1, Pieper teaches that the products are sorted by being caught in a container (col. 4, lines 40-45 and col. 6, lines 58-60) after they are ejected as a preset reference, individually from each of the plurality of accommodation grooves. It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to prepare the mold of Matsumoto with a plurality of accommodation grooves as taught by Pieper so as to increase the output of the mold by manufacturing a greater number of non-spherical shapes with each die stroke. Claim(s) 4-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899) and further in view of Oppenheimer et al. (2011/0302979). Regarding claim 4, Oppenheimer teaches (Fig. 7D, [0094]) that a mold (76) and a punch (74) are manufactured with cover material (78) which is polymeric [0043] that is not attached to the workpiece so that the mold and punch do not bind with the workpiece during forming Regarding claims 5 and 6, Oppenheimer teaches that the workpiece is heated in a furnace prior to deforming or that the punch and die are heated ([0098], lines 6-12) so that the workpiece is heated to a malleable temperature for deforming. It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to heat the workpiece in a furnace or by the heat and pressure applied by the cover as taught by Oppenheimer in order to bring the solder ball to a temperature suitable for deforming the solder ball while it is malleable. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899) and further in view of Wu et al. (CN 114054665). Matsumoto does not disclose heating and cooling the spherical metal ball. Wu teaches that in the ball making art, a workpiece is heated [0005], deformed [0006] and cooled after deformation ([0007], [0017]). It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to heat the solder ball of Matsumoto prior to deforming and to cool the solder ball after deforming as taught by Wu in order to bring the solder ball to a malleable temperature for deforming. Claim(s) 9-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899) and further in view of Godijn et al. (7,533,793). Matsumoto suggests forming other shapes than hemispherical (page 5, lines 10-13) but does not explicitly disclose symmetry about a horizontal (left to right) and vertical (upward and downward) direction. Regarding claim 9, Godijn teaches (Figs. 3A-3C) that a pressing operation forms a non-spherical metal ball (10; Fig. 1) that is symmetrical about a horizontal and vertical axis. Regarding claim 10, the metal ball (10) has a plane surface (14). Regarding claim 11, Godijn teaches a vacuum pickup (col. 3, lines 27-31) to surface mount the non-spherical ball. It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to form a symmetrical solder ball shape in the accommodation groove of Matsumoto as taught by Godijn in order to form a rectangular solder ball to be picked up by vacuum pickup for transfer. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899) and further in view of Honda et al. (JP 03-193236). Matsumoto does not disclose a laminated spherical metal ball. Honda teaches that a workpiece (9) is a clad workpiece that is hot pressed into a non-spherical product (Figs. 3d, page 6, lines 3-5). It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to manufacture the non-spherical solder ball of Matsumoto from a metal clad workpiece as taught by Honda so as to obtain a non-spherical solder ball with a laminated exterior of a different metal material. Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Matsumoto et al. (JP 59-193712) in view of Pieper (4,208,899) and Godijn et al. (7,533,793) and further in view of Honda et al. (JP 03-193236). Matsumoto does not disclose a laminated spherical metal ball. Honda teaches that a workpiece (9) is a clad workpiece that is hot pressed into a non-spherical product (Figs. 3d, page 6, lines 3-5). It would have been obvious to the skilled artisan prior to the effective filing date of the present invention to manufacture the non-spherical solder ball of Matsumoto from a metal clad workpiece as taught by Honda so as to obtain a non-spherical solder ball with a laminated exterior of a different metal material. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Rockwell discloses a spherical metal ball workpiece (1; page 1, col. 1, lines 39-41) that is inserted into a non-spherical accommodation groove (Fig. 1) in a prepared mold (3) and deforming the spherical metal ball workpiece into a non-spherical shape (Fig. 4) corresponding to the non-spherical accommodation groove (Fig. 3). The workpiece (1) is deformed by applying pressure with a punch (2) when the workpiece is located in the accommodation groove (Fig. 2). Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDWARD THOMAS TOLAN whose telephone number is (571)272-4525. The examiner can normally be reached M-F 7:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chris Templeton can be reached at 571-270-1477. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EDWARD T TOLAN/Primary Examiner, Art Unit 3725
Read full office action

Prosecution Timeline

Aug 10, 2023
Application Filed
Sep 15, 2025
Response after Non-Final Action
Sep 29, 2025
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599953
METHOD FOR FORMING AND HEAT TREATING NEAR NET SHAPE COMPLEX STRUCTURES FROM SHEET METAL
2y 5m to grant Granted Apr 14, 2026
Patent 12599948
Method and computer program product for calculating a pass schedule for a stable rolling process
2y 5m to grant Granted Apr 14, 2026
Patent 12601189
ADJUSTABLE STOPPER ASSEMBLY FOR PRESS BRAKE
2y 5m to grant Granted Apr 14, 2026
Patent 12599954
HYDRAULIC FORMING MACHINE FOR PRESSING WORKPIECES, IN PARTICULAR FORGING HAMMER, AND METHOD FOR OPERATING A HYDRAULIC FORMING MACHINE, IN PARTICULAR A FORGING HAMMER
2y 5m to grant Granted Apr 14, 2026
Patent 12596345
FORMING STYLUS TOOL DESIGN AND TOOLPATH GENERATION MODULE FOR 3 AXIS COMPUTER NUMERICAL CONTROL MANUFACTURING PROCESSES
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
94%
With Interview (+15.8%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 1324 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month