Prosecution Insights
Last updated: October 04, 2026
Application No. 18/233,778

COMPOSITIONS TO STABILIZE ASPHALTENES IN PETROLEUM FLUIDS

Final Rejection §103
Filed
Aug 14, 2023
Priority
Dec 30, 2016 — nonprovisional of PCTIB2016001980 +2 more
Examiner
LI, AIQUN
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
STEPAN Company
OA Round
6 (Final)
64%
Grant Probability
Moderate
7-8
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
539 granted / 845 resolved
-1.2% vs TC avg
Strong +23% interview lift
Without
With
+23.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
50 currently pending
Career history
879
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
51.4%
+11.4% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 845 resolved cases

Office Action

§103
DETAILED ACTION Claims 1-3, 5-7, 18-21 and 24-31 are pending as amended on 22 July 2026, claims 4, 8-17, 22 and 23 are withdrawn from consideration. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Applicant’s amendments to the claims and the remarks/arguments have been entered and fully considered. Response to Amendment and Arguments Applicant’s amendment overcomes the rejection under 35 U.S.C. 102 (a)(1)/(a)(2) over Sridhar. However, a new ground of rejection has been formulated over Sridhar in view of US Patent 4119553 (Cane). Applicant’s arguments have been fully considered but are moot as they do not apply to the current rejection. Claim Rejections - 35 USC § 103 Claims 1-3, 5-7 and 18-21 are rejected under 35 U.S.C. 103 as being unpatentable over Sridhar in view of Cane. Regarding claims 1-3, 7, 20 and 21, Sridhar teaches a composition comprises a reaction product of polyisobutylene succinic anhydride (PIBSA)with hydroxyalkyl acrylate monomers such as hydroxyethyl methacrylate form a compound such as a compound of the formula ( [0049]): PNG media_image1.png 210 272 media_image1.png Greyscale which has two ester groups and m+n is 1. Sridhar teaches the reaction is carried out at higher temperature or in the presence of a base catalyst ([0033]). Sridhar does not teach the presence of M as alkali or alkaline earth metal. Cane teaches that conventional esterification catalysts such as sodium hydroxide or alkaline earth metal oxide or hydroxide can be employed in the esterification reaction between PIBSA and a polyol in order to minimize the duration of the high temperature treatment (col.3, line 20-25). At the time the invention was made it would have been obvious for a person of ordinary skill to include conventional esterification catalysts such as sodium hydroxide or alkaline earth metal oxide or hydroxide of Cane in the esterification reaction of Sridhar. The rationale to do so would have been the motivation provided by the teachings of Cane that to do so would minimize the duration of the high temperature treatment (col.3, line 20-25), and further since it has been held that it is prima facie obviousness to use a known material based on its suitability for its intended use, in the instant case, an esterification catalyst. See MPEP 2144.06(II) and 2144.07; In re Fout, 675 F2d 297, 213 USPQ 532 (CCPA 1982); Sinclair & Carroll Co v Interchemical Corp, 325 US 327, 65 USPQ 297 (1945); In re Leshin, 227 F2d 197, 125 USPQ 416 (CCPA 1960) and Ryco, Inc v Ag-Bag Corp, 857 F2d 1418, 8 USPQ2d 1323 (Fed Cir 1988). Thus the combination of Sridhar and Cane renders it obvious the presence of -COOM due to the reaction of the sodium or alkaline earth hydroxide with acidic group COOH. Sridhar further teaches that the PIBSA has a molecular weight of less than 2300 exemplified as about 1000 ([0031] and [0081]), thus the polyisobutylene chain has a molecular mass of about 900 which corresponds to about 16 isobutylene units or 64 carbon number estimated by the examiner based on formula mass of about 56 of isobutylene and formula mass of 100 of succinic anhydride((1000-100)/56X4), which meets the claimed R1. Sridhar further discloses that the reaction product can be cured through free radical cure mechanism ([0056]), and curing of the reaction product through free radical would result in a polymer of structure as evidenced by instant disclosure ([0036]) PNG media_image2.png 229 147 media_image2.png Greyscale which contains multiester group, wherein the COOH is converted to a COOM group in the presence of sodium or alkaline hydroxide as discussed above. Additionally, Sridhar discloses a compound of the structure ([0041]): PNG media_image3.png 242 214 media_image3.png Greyscale which also renders the claimed compound of claims 1-3 and 7 when the compound is prepared in the presence of sodium or alkaline hydroxide as discussed above. Regarding claims 5 and 6, Sridhar teaches that the compound has a molecular weight of 30,000 ([0029]), which meets the claimed range. Regarding claims 18 and 19, Sridhar teaches that the reaction mixture comprises toluene as solvent ([0031] and [0093]), and exemplified 600 mL toluene in a reaction mixture of about 1000 g, which is about 55% estimated by the Examiner based on a density of toluene of about 0.87g/mL, which meets the claimed amount. Allowable Subject Matter Claims 24-31 stand allowed as directed to allowable species indicated in previous Office action. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AIQUN LI whose telephone number is (571)270-7736. The examiner can normally be reached Monday-Friday 9:00 am -4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 571-2721302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AIQUN LI/ Ph.D., Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Show 7 earlier events
Jul 02, 2025
Non-Final Rejection mailed — §103
Nov 25, 2025
Response Filed
Jan 22, 2026
Final Rejection mailed — §103
Apr 15, 2026
Request for Continued Examination
Apr 18, 2026
Response after Non-Final Action
Apr 23, 2026
Non-Final Rejection mailed — §103
Jul 22, 2026
Response Filed
Aug 11, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

7-8
Expected OA Rounds
64%
Grant Probability
87%
With Interview (+23.1%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 845 resolved cases by this examiner. Grant probability derived from career allowance rate.

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