Prosecution Insights
Last updated: May 29, 2026
Application No. 18/238,736

STRUCTURE TO REGULATE MULTI-FILAMENT FORMATION ON MEMORY STRUCTURE

Non-Final OA §102
Filed
Aug 28, 2023
Examiner
PRENTY, MARK V
Art Unit
2814
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
667 granted / 731 resolved
+23.2% vs TC avg
Minimal +2% lift
Without
With
+2.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
8 currently pending
Career history
741
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
39.7%
-0.3% vs TC avg
§102
40.2%
+0.2% vs TC avg
§112
16.1%
-23.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 731 resolved cases

Office Action

§102
This Office Action is in response to the response filed on January 6, 2026. Applicant’s election without traverse of Group I, claims 1-8, is acknowledged. Claims 9-19 are withdrawn from further consideration. Claims 1 and 3-8 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Zhang (United States Patent Application Publication 2024/0423105). As to independent claim 1, Zhang discloses a resistive random access memory device (see the entire patent, including the Fig. 3E disclosure), comprising: a bottom electrode 303; a bottom layer 305 of dielectric material formed on the bottom electrode; a plurality of conductive contacts 3053 extending from the bottom electrode through the bottom layer of dielectric material; a top layer 307 of dielectric material formed on the bottom layer of dielectric material and on the conductive contacts; a top electrode 309 on the top layer of dielectric material; and at least one filament 335a extending from the plurality of conductive contacts through the top layer of dielectric material to the top electrode. As to dependent claim 3, Zhang’s bottom layer 305 of dielectric material comprises a first dielectric material (page 4, paragraphs [0050-0051]) and its top layer 307 of dielectric material comprises a second dielectric material different from the first dielectric material (page 4, paragraph [0053]). As to dependent claim 4, Zhang’s bottom layer 305 of dielectric material comprises a first dielectric material (page 4, paragraphs [0050-0051]) and its top layer 307 of dielectric material comprises one or more dielectric materials being different from the first dielectric material (page 4, paragraph [0053]). As to dependent claim 5, Zhang’s at least one filament 335a comprises a conductive oxygen-vacancy-rich channel formed in the dielectric material 307 between the top electrode 309 and the plurality of conductive contacts 3053 (page 5, paragraph [0058]). As to dependent claim 6, Zhang’s top layer 307 from which the oxygen-vacancy-rich channel 335a is formed comprises a metal oxide (page 4, paragraph [0053]). As to dependent claim 7, Zhang’s metal oxide comprises one or more of WO, WOx, AlOx, AlNOx, HfOx, TaOₓ, ZnOx, ZrOx, TiOx, SrTiOx, MoOx, NbOx, CeOx, or combinations of the foregoing (page 4, paragraph [0053]). As to dependent claim 8, a material of Zhang’s conductive contacts 3053 comprises one or more of Al, Cu, Pt, Pd, Ag, Au, Ru, W, WN, TiN, TaN, AIN, HfSi, or combinations of the foregoing (page 4, paragraph [0051]). Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the independent claim and any intervening claims. Registered practitioners can telephone the examiner at (571) 272-1843. Any voicemail message left for the examiner should include the registration number of the registered practitioner calling. The examiner’s supervisor is Wael Fahmy, whose telephone number is (571) 272-1705. /MARK V PRENTY/Primary Examiner, Art Unit 2814
Read full office action

Prosecution Timeline

Aug 28, 2023
Application Filed
Apr 13, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12635426
RESISTIVE RANDOM-ACCESS MEMORY DEVICE WITH STEP HEIGHT DIFFERENCE
2y 12m to grant Granted May 19, 2026
Patent 12628352
THRESHOLD SWITCHING MATERIAL, THRESHOLD SWITCHING DEVICE AND PREPARATION METHOD THEREOF
2y 8m to grant Granted May 12, 2026
Patent 12622182
SEMICONDUCTOR DEVICE AND METHOD FOR FORMING THE SAME
3y 5m to grant Granted May 05, 2026
Patent 12610558
ReRAM Device and Method for Manufacturing the Same
3y 6m to grant Granted Apr 21, 2026
Patent 12598769
SEMICONDUCTOR DEVICE AND MANUFACTURING METHOD THEREOF
3y 0m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
93%
With Interview (+2.2%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 731 resolved cases by this examiner. Grant probability derived from career allowance rate.

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