Prosecution Insights
Last updated: September 17, 2026
Application No. 18/238,894

SILICON-BASED ANODE MATERIAL WITH HIGH STABILITY AND CONDUCTIVITY FOR LITHIUM-ION BATTERIES AND PREPARATION METHOD THEREOF

Non-Final OA §103
Filed
Aug 28, 2023
Priority
Nov 30, 2022 — CN 202211511004.7
Examiner
MARTIN, ANGELA J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Lanzhou Institute Of Chemical Physics Cas
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
11m
Est. Remaining
36%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
596 granted / 887 resolved
+2.2% vs TC avg
Minimal -32% lift
Without
With
+-31.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 12m
Avg Prosecution
53 currently pending
Career history
955
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.7%
+26.7% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
8.0%
-32.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 887 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The pending claims are claims 4-6. Election/Restrictions Claims 1-3 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 6/10/2026. Applicant’s election without traverse of Group II (claims 4-6) in the reply filed on 6/10/2026 is acknowledged. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jiang et al., CN 110635116, in view of RU 161876 U1. Regarding claim 4, Jiang et al., teaches a method for preparing a silicon-based anode material (0005) with high stability and conductivity for lithium-ion batteries (0002; 0008) of claim 4 (0041) comprising: (1) drying a nano silicon power (0066), placing on a rotary frame (0017; 0047) in a vacuum coating chamber ( of a magnetron sputtering device (0050; 0053), adjusting a target distance and vacuumizing (0019; 0050) the vacuum coating chamber (0065; 0068; 0070; 0072; 0074), switching on the rotary frame (0017; 0047) and a graphite target (0027; 0036; 0040); (2) introducing argon (0065; 0068; 0070); Jiang does not teach adjusting a working air pressure in the vacuum coating chamber to 1.2 Pa; does not teach vacuum coating chamber to 10-4Pa connecting a negative bias to the rotary frame, and depositing a diamond-like carbon transition layer by unbalanced magnetron sputtering, wherein the negative bias is in a range of - 80 V to - 100 V and a target current is 1 A. Hpwever. "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). (3) connecting a positive bias to the rotary frame (0017; 0047), and depositing a graphite-like functional layer (0008; 0016, 0036) by unbalanced magnetron sputtering (0050; 0053), Jiang does not teach wherein the positive bias is a range of -80 V to - 100 V and a target current is 0.8 A. Hpwever. "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Jiang teaches (4) repeating steps (2) and (3) (0088) alternately until a target film thickness is achieved (0010; 0040; 0050), thereby obtaining the silicon-based anode material (0007; 0041) for lithium-ion batteries (0007; 0016) coated with a multilayer composite carbon coating (0008; 0035; 0037; 0040). Regarding claim 5, Jiang et al., teaches wherein in step (1), the drying is conducted in a drying oven (oven; 0065) (“drying room”; 0066) (0057; 0066) in a vacuum (0050; 0068). Jiang does not teach drying at a temperature of 110 deg C and drying for 120 min. RU teaches drying at a temperature of 120 deg C (6 paragraphs above the “Claims”). Regarding product and apparatus claims, when the structure recited in the reference is substantially identical to that of the claims, claimed properties or functions are presumed to be inherent. The Courts have held that it is well settled that where there is a reason to believe that a functional characteristic would be inherent in the prior art, the burden of proof then shifts to the applicant to provide objective evidence to the contrary. See In re Schreiber, 128 F.3d at 1478, 44 USPQ2d at 1478, 44 USPQ2d at 1432 (Fed. Cir. 1997) (see MPEP § 2112.01, I.). Regarding claim 6, Jiang et al., teaches wherein the rotary frame (0017; 0047) for bearing the nano silicon powder (0008; 0016) and the graphite target rotate at a uniform speed in opposite directions (0027; 0035; 0038). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: RU 161876 U1 . Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANGELA J MARTIN whose telephone number is (571)272-1288. The examiner can normally be reached 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANGELA J. MARTIN Examiner Art Unit 1727 /ANGELA J MARTIN/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Aug 28, 2023
Application Filed
Aug 28, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
36%
With Interview (-31.7%)
3y 12m (~11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 887 resolved cases by this examiner. Grant probability derived from career allowance rate.

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