Prosecution Insights
Last updated: April 19, 2026
Application No. 18/241,255

DRUG BALLOON CATHETER CAPABLE OF CONTROLLING DRUG RELEASE AND USE THEREOF

Non-Final OA §103
Filed
Sep 01, 2023
Examiner
GOLLAMUDI, NEERAJA
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Shanghai Bio-Heart Biological Technology Co. Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
110 granted / 153 resolved
+1.9% vs TC avg
Strong +42% interview lift
Without
With
+42.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
51 currently pending
Career history
204
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
48.8%
+8.8% vs TC avg
§102
25.8%
-14.2% vs TC avg
§112
21.5%
-18.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 153 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Cottone et al. (US 20190009063 hereinafter “Cottone”) in view of Spencer et al (US 20050163913 hereinafter “Spencer”). Regarding Claim 1, Cottone teaches a novel drug balloon catheter capable of controlling drug release, comprising a balloon, a catheter, and a drug coating (See [0025] and [0063] teaching a balloon on a catheter with a therapeutic coating), wherein a surface of the balloon is coated with the drug coating (See [0063] teaching the biocompatible matrix is a 'coating' on the balloon), and the drug coating is divided into a first drug coating, a second drug coating, and a third drug coating (See [0063] teaching the balloon may be wrapped multiple times with the biocompatible matrix; it is interpreted that each 'wrapping' is a separate coating, so if the balloon is wrapped three times, there are three drug coatings). Cottone does not specify release rates of a drug in the first drug coating, the second drug coating, and the third drug coating are different. Spencer teaches [0017] different agents/coating could have different release rates based on the different drug release kinetics of the therapeutic agent (ex: composition or thickness). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the release rates of the first drug coating, the second drug coating, and the third drug coating of Cottone such that they differ as taught by Spencer. One of ordinary skill in the art would have been motivated to do so in order to targeted different anatomical and/or pathological characteristics of the areas of the target site (Spencer [0014]). Regarding Claim 2, the combination of Cottone and Spencer teaches all elements of claim 1 as described above. Cottone further teaches the drug balloon catheter wherein the drug coating comprises the following raw materials: an active drug (See [0020] teaching rapamycin and paclitaxel as the active agent; the examiner notes these are both examples of an active agent as described in instant application [0015]), an adhesive (See [0092] teaching the matrix includes a bio adhesive), a sustained-release agent (see [0117] teaching mPEG-PLGA is a part of the coating; examiner notes instant application [0023] teaches mPEG-PLA is disclosed as a sustained release agent), and a polyol substance (See [0015] teaching PVA (polyvinyl alcohol), [0095] teaches mannitol and sorbitol; examiner notes instant application [0037-0038] discloses that polyvinyl alcohol, mannitol and sorbitol are considered polyol substance). Regarding Claim 3, the combination of Cottone and Spencer teaches all elements of claim 2 as described above. The combination does not specify wherein the drug coating comprises the following raw materials in parts by weight: 20-100 parts of the active drug, 10-80 parts of the adhesive, 5-65 parts of the sustained-release agent, and 5-70 parts of the polyol substance. However, this recitation is considered a product by process limitation. Cottone already teaches the drug coating is comprised of the raw materials of active drug, adhesive, sustained-release agent and polyol substance as described in claim 2. The specific weight parts of each raw material that is used to combine together to form the drug coating is considered the process for creating the end result of a drug coating. Since Cottone already teaches the drug coating with these raw materials, Cottone is considered to meet the structural limitations of the claim. Furthermore, Spencer [0016] teaches that compositions of the first and second therapeutic agents applied could be differed to provide different drug release kinetics. Therefore, it appears that one of ordinary skill in the art would have had a reasonable expectation of success in modifying the Cottone coating to have the following raw materials in parts by weight: 20-100 parts of the active drug, 10-80 parts of the adhesive, 5-65 parts of the sustained-release agent, and 5-70 parts of the polyol substance, as it involves only adjusting the weight amount/parts of a material disclosed to require adjustment. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the coating of Cottone by making the following raw materials in parts by weight: 20-100 parts of the active drug, 10-80 parts of the adhesive, 5-65 parts of the sustained-release agent, and 5-70 parts of the polyol substance as a matter of routine optimization since it has been held that “where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). Furthermore, it has been held that “The selection of a known material based on its suitability for its intended use supported a prima facie obviousness determination in Sinclair & Carroll Co. v. Interchemical Corp”. Regarding Claim 4, the combination of Cottone and Spencer teaches all elements of claim 3 as described above. Cottone further teaches the drug balloon catheter wherein in the drug coating, the loading amount of the active drug is 1-10 μg/mm2 (see [0075] " The total surface load of the pharmaceutically active agent on the balloon may range from about 1 μg/mm.sup.2 to about 200 μg/mm.sup.2"). Regarding Claim 5, the combination of Cottone and Spencer teaches all elements of claim 2 as described above. Cottone further teaches in the drug coating, the adhesive is a liposome (See [0096-0098] teaching a liposome included in the matrix/coating). Regarding Claim 6, the combination of Cottone and Spencer teaches all elements of claim 2 as described above. Cottone further teaches wherein in the drug coating, the sustained-release agent is an mPEG-PLGA copolymer (see [0117] teaching Mpeg-PLGA is a part of the coating). Regarding Claim 7, the combination of Cottone and Spencer teaches all elements of claim 6 as described above. Cottone further teaches the drug balloon catheter wherein the sustained-release agent is the mPEG-PLGA copolymer (see [0117] teaching Mpeg-PLGA is a part of the coating). Regarding Claim 8, the combination of Cottone and Spencer teaches all elements of claim 7 as described above. The combination does not specify the drug balloon catheter wherein a number-average molecular weight of mPEG in the mPEG-PLGA copolymer is 5,000-80,000, and a number-average molecular weight of PLGA is any one or a combination of more of 1,000-3,000, 3,000-5,000, 5,000-10,000, 50,000-70,000, and 100,000-120,000. Cottone does teach in [0085] that the polymers used in the matrix may be of various viscosities and molecular weights. The instant disclosure describes the parameter of a number-average molecular weight of mPEG in the mPEG-PLGA copolymer is 5,000-80,000, and a number-average molecular weight of PLGA is any one or a combination of more of 1,000-3,000, 3,000-5,000, 5,000-10,000, 50,000-70,000, and 100,000-120,000 as being merely preferable, and does not describe the parameter as contributing any unexpected results to the system. As such, parameters such as a number-average molecular weight of mPEG in the mPEG-PLGA copolymer is 5,000-80,000, and a number-average molecular weight of PLGA is any one or a combination of more of 1,000-3,000, 3,000-5,000, 5,000-10,000, 50,000-70,000, and 100,000-120,000 are considered to be matters of design choice, well within the skill of the ordinary artisan. Thus, it would have been obvious to one having ordinary skill in the art that the limitation of a number-average molecular weight of mPEG in the mPEG-PLGA copolymer is 5,000-80,000, and a number-average molecular weight of PLGA is any one or a combination of more of 1,000-3,000, 3,000-5,000, 5,000-10,000, 50,000-70,000, and 100,000-120,000 would be dependent on the actual application of the system and, thus would be a design choice based on the actual application. Regarding Claim 9, the combination of Cottone and Spencer teaches all elements of claim 8 as described above. The combination does not specify the drug balloon catheter wherein with respect to the first drug coating, the second drug coating, and the third drug coating, the number-average molecular weights of the PLGAs in the mPEG-PLGA copolymers are all different. As described above, Cottone does teach in [0085] that the polymers used in the matrix may be of various viscosities and molecular weights. Additionally, Spencer [0016] teaches that compositions of the first and second therapeutic agents applied could be differed to provide different drug release kinetics. The instant disclosure describes the parameter of wherein with respect to the first drug coating, the second drug coating, and the third drug coating, the number-average molecular weights of the PLGAs in the mPEG-PLGA copolymers are all different as being merely preferable, and does not describe the parameter as contributing any unexpected results to the system. As such, parameters such as wherein with respect to the first drug coating, the second drug coating, and the third drug coating, the number-average molecular weights of the PLGAs in the mPEG-PLGA copolymers are all different are considered to be matters of design choice, well within the skill of the ordinary artisan. Thus, it would have been obvious to one having ordinary skill in the art that the limitation of wherein with respect to the first drug coating, the second drug coating, and the third drug coating, the number-average molecular weights of the PLGAs in the mPEG-PLGA copolymers are all different would be dependent on the actual application of the system and, thus would be a design choice based on the actual application. Regarding Claim 10, the combination of Cottone and Spencer teaches all elements of claim 1 as described above. Cottone further teaches the use of the drug balloon catheter according to claim 1 in dilating a blood vessel (see [0112] teaching balloon inflated in a blood vessel). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Li et al (US 20220016398) teaches a balloon catheter with a drug coated balloon with multiple layers. Wang et al. (US 20210259976) teaches a balloon catheter with a drug coated balloon with multiple layers. Toner et al. (US 20050246009) teaches a balloon with multiple drug coatings. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NEERAJA GOLLAMUDI whose telephone number is (571)272-6449. The examiner can normally be reached Mon-Fri 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Tsai can be reached at (571) 270-5246. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NEERAJA GOLLAMUDI/Examiner, Art Unit 3783 /WESLEY G HARRIS/Examiner, Art Unit 3783
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Prosecution Timeline

Sep 01, 2023
Application Filed
Jan 27, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+42.2%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 153 resolved cases by this examiner. Grant probability derived from career allow rate.

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