Prosecution Insights
Last updated: April 19, 2026
Application No. 18/242,591

NITRIDE SEMICONDUCTOR LIGHT-EMITTING ELEMENT AND METHOD FOR MANUFACTURING NITRIDE SEMICONDUCTOR LIGHT-EMITTING ELEMENT

Non-Final OA §103
Filed
Sep 06, 2023
Examiner
HSIEH, HSIN YI
Art Unit
2899
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nikkiso Co., Ltd.
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
3y 10m
To Grant
57%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allow Rate
321 granted / 631 resolved
-17.1% vs TC avg
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
57 currently pending
Career history
688
Total Applications
across all art units

Statute-Specific Performance

§103
39.3%
-0.7% vs TC avg
§102
23.1%
-16.9% vs TC avg
§112
35.3%
-4.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 631 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 09/06/2023 and 07/02/2024 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fujita et al. (US 2018/0019375 A1). Regarding claim 1, Fujita et al. teach a method for manufacturing a nitride semiconductor light-emitting element (III-nitride semiconductor light-emitting device 100; Figs. 1 and 2C, [0038]), comprising: forming a light-emitting layer (40; Fig. 2C, [0038]) comprising a well layer (41; Fig. 1, [0038]) comprising AlGaN ([0039]) and emitting ultraviolet light ([0030]); forming, on the light-emitting layer (40), an electron blocking layer (50b1; Fig. 2C, [0053]) comprising AlGaN ([0039]) with a first Al composition ratio (the Al composition ratio of 50b1) higher than an Al composition ratio of the well layer (the Al content of 41; the Al content of 50b1, which is a part of the layer 50, is higher than the Al content of 42, which is higher than Al content of 41; [0053, 0043, 0042]); intermittently supplying an n-type dopant (dopants are supplied using impurity gases as disclosed in [0081], n-type dopant of Si is supplied to 50a of Si doped layer, but stopped at the layer 50b2 of undoped layer; Fig. 2C; [0053, 0081]) and a p-type dopant (dopants are supplied using impurity gases as disclosed in [0081], p-type dopant is stopped in layers 50a of Si doped layer and 50b2 of undoped layer, but is started in the layer 50c of p doped layer; [0053-0054, 0081]) onto an upper surface of the electron blocking layer (50b1; see Figs 2C and 4G; [0053, 0038, 0069]); and forming, on the electron blocking layer (50b1), a p-type cladding layer (60; Fig. 2C, [0038]) comprising AlGaN ([0039]) with a second Al composition ratio (the Al content of 60; [0038]) lower than the first Al composition ratio (the Al content of 50b1, which is a part of the layer 50, is higher than the Al content of 60, [0053, 0038]) and being doped with a predetermined concentration of a p-type dopant ([0044]). Fujita et al. do not explicitly teach a second Al composition ratio higher than the Al composition ratio of the well layer. Fujita et al. teach a second Al composition ratio (the Al content of 60, which includes 61; [0038, 0043, 0055]) to be 0.35≦y<b ([0055]), where y is the Al content of 61, and b is the Al content of the barrier layer as shown in [0020], and 0.4≦b≦0.95 as shown in ([0020]). Thus, 0.35≦y<0.95. Fujita et al. also teach the Al composition ratio of the well layer to be from 0.3 to 0.8 ([0042]). Thus, Fujita et al. teach at least a partial range of y (i.e. a second Al composition ratio) from about 0.8 to 0.95 would satisfy the claimed relationship of “a second Al composition ratio higher than the Al composition ratio of the well layer”, that establishes a prima facie case of obviousness (MPEP 2144.05). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Matsukura et al. (US 2022/0131042 A1) teach a nitride semiconductor light emitting element having an electron blocking layer including an n-type impurity. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HSIN YI HSIEH whose telephone number is (571)270-3043. The examiner can normally be reached 8:30 - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Zandra V Smith can be reached on 571-272-2429. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HSIN YI HSIEH/Primary Examiner, Art Unit 2899 1/14/2026
Read full office action

Prosecution Timeline

Sep 06, 2023
Application Filed
Jan 14, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12598786
FIELD EFFECT TRANSISTOR STRUCTURES
2y 5m to grant Granted Apr 07, 2026
Patent 12575243
DISPLAY DEVICE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Mar 10, 2026
Patent 12550486
OPTOELECTRONIC DEVICE WITH AXIAL THREE-DIMENSIONAL LIGHT-EMITTING DIODES
2y 5m to grant Granted Feb 10, 2026
Patent 12538616
LIGHT EMITTING DIODE WITH OPTIMISED ELECTRIC INJECTION FROM A SIDE ELECTRODE
2y 5m to grant Granted Jan 27, 2026
Patent 12538617
3D LIGHT-EMITTING DIODE AND ASSOCIATED MANUFACTURING METHOD
2y 5m to grant Granted Jan 27, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
57%
With Interview (+6.2%)
3y 10m
Median Time to Grant
Low
PTA Risk
Based on 631 resolved cases by this examiner. Grant probability derived from career allow rate.

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