Prosecution Insights
Last updated: October 27, 2026
Application No. 18/242,956

THERMAL AWARE THREAD SCHEDULING

Non-Final OA §103
Filed
Sep 06, 2023
Examiner
KHONG, ALEXANDER
Art Unit
2168
Tech Center
2100 — Computer Architecture & Software
Assignee
NVIDIA Corporation
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
553 granted / 657 resolved
+29.2% vs TC avg
Strong +28% interview lift
Without
With
+27.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
13 currently pending
Career history
678
Total Applications
across all art units

Statute-Specific Performance

§101
11.8%
-28.2% vs TC avg
§103
51.7%
+11.7% vs TC avg
§102
16.7%
-23.3% vs TC avg
§112
9.6%
-30.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 657 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/24/2026 has been entered. Response to Amendment In response to communication filed on 08/24/2026, claims 1-6, 8-13, and 15-20 have been amended per the Applicant’s request. Claims 1-20 are presently pending in the application. Response to Arguments Applicant's arguments with respect to the claims have been considered but are moot in view of the new ground(s) of rejection. The independent claims have been amended to include new limitations that were never previously presented; thereby, these amendments change the scope of the claims. However, newly found prior art is applied. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6, 8-13, and 15-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kong et al. (NPL, “Recent Thermal Management Techniques for Microprocessors”, hereinafter “Kong”) in view of Liu et al. (NPL, “Dynamic Thermal Management for Multi-core Microprocessors Considering Transient Thermal Effects”, hereinafter “Liu”), and further in view of Vajapeyam (U.S. PG Pub. No. 2014/0181837 A1). Regarding claim 1, Kong teaches one or more processors, comprising: circuitry to: determine that a combination of processing cores is operating according to one or more patterns of utilization associated with one or more historic thermal characteristics (Kong page 15 second to last paragraph, i.e., the entire paragraph, the Examiner interprets the thermal index of each core and thermal behaviors in the history window as the recited patterns) Kong fails to explicitly teach the one or more historic thermal characteristics associated with a plurality of positions of the processing cores in the combination. However, in the same field of endeavor, Liu teaches the one or more historic thermal characteristics associated with a plurality of positions of the processing cores in the combination (Liu page 5, entire page). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kong by incorporating the teachings of Liu. The motivation would be for performing tasks migrations to reduce the temperature variations across the chip (Liu Abstract). Kong as modified by Liu fails to explicitly teach control utilization of the combination of processing cores at least in part by scheduling threads on the processing cores to avoid the one or more patterns of utilization. However, in the same field of endeavor, Vajapeyam teaches control utilization of the combination of processing cores at least in part by scheduling threads on the processing cores to avoid the one or more patterns of utilization (Vajapeyam ¶0022). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kong and Liu by incorporating the teachings of Vajapeyam. The motivation would be for enhancing program performance by reducing local cache miss rates, proactively reducing the possibility of thermal hotspots, as well as by utilizing otherwise idle hardware (Vajapeyam ¶0022). As to claim 2, Kong as modified by Liu and Vajapeyam also teaches the one or more processors of claim 1, the circuitry to cause the combination of processing cores to operate at a reduced capacity based at least on the determination (Vajapeyam ¶0022). As to claim 3, Kong as modified by Liu and Vajapeyam also teaches the one or more processors of claim 1, the circuitry to load the historic thermal characteristics from a configuration file (Kong page 15, second to last paragraph, i.e., the default system configuration). As to claim 4, Kong as modified by Liu and Vajapeyam also teaches the one or more processors of claim 1, wherein a central processing unit (CPU) comprises the combination of processing cores (Kong page 15, second to last paragraph, i.e., a multicore processor). As to claim 5, Kong as modified by Liu and Vajapeyam also teaches the one or more processors of claim 1, wherein the combination of processing cores is masked based at least on the historic thermal characteristics of the combination of processing cores (Kong page 15, second to last paragraph, i.e., “If the thermal index of the core is high (more prone to be a hotspot), the value of this core is decreased faster” and “the scheduler gives higher priority to cores that have higher value”, i.e., masking the cores considered as hotspots). As to claim 6, Kong as modified by Liu and Vajapeyam also teaches the one or more processors of claim 1, the circuitry to measure thermal characteristics based at least on an average temperature as measured by one or more thermal sensors located on a chip comprising the processing cores (Kong page 15 second paragraph, i.e., average temperature; and page 34 second paragraph, i.e., “The average temperature of each application is measured by per-core temperature sensors”), wherein the historic thermal characteristics are based at least on the measured thermal characteristics (Liu page 5, left column, second paragraph; and right column, Fig. 8). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kong by incorporating the teachings of Liu. The motivation would be for performing tasks migrations to reduce the temperature variations across the chip (Liu Abstract). Claim 8 recites the limitations substantially similar to those of claim 1 and is similarly rejected. Claim 9 recites the limitations substantially similar to those of claim 2 and is similarly rejected. Claim 10 recites the limitations substantially similar to those of claim 3 and is similarly rejected. As to claim 11, Kong as modified by Liu and Vajapeyam also teaches the system of claim 8, wherein a processor chip comprises the combination of processing cores (Kong page 5 second to last paragraph). Claim 12 recites the limitations substantially similar to those of claim 5 and is similarly rejected. Claim 13 recites the limitations substantially similar to those of claim 6 and is similarly rejected. Claim 15 recites the limitations substantially similar to those of claim 1 and is similarly rejected. Claim 16 recites the limitations substantially similar to those of claim 2 and is similarly rejected. Claim 17 recites the limitations substantially similar to those of claim 3 and is similarly rejected. Claim 18 recites the limitations substantially similar to those of claim 4 and is similarly rejected. Claim 19 recites the limitations substantially similar to those of claim 5 and is similarly rejected. As to claim 20, Kong as modified by Liu and Vajapeyam also teaches the machine-readable medium of claim 15, comprising further instructions, which if performed by one or more processors, cause the one or more circuits to cause one or more masked processing cores to enter a low power state (Kong page 32, second paragraph). Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kong in view of Liu and Vajapeyam, and further in view of Alissa et al. (TW 202537366 A, hereinafter “Alissa”) As to claim 7, Kong as modified by Liu and Vajapeyam teaches the one or more processors of claim 1, but fails to explicitly teach wherein the one or more patterns of utilization are associated with performance of a machine learning workload. However, in the same field of endeavor, Alissa teaches the one or more patterns of utilization are associated with performance of a machine learning workload (Alissa page 4, second to last paragraph). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kong, Liu and Vajapeyam by incorporating the teachings of Alissa. The motivation would be to justify the cooling of multiple processing cores even when the cooling increases power consumption from the thermal management system (Alissa page 4, second to last paragraph). As to claim 14, Kong as modified by Liu and Vajapeyam teaches the computer system of claim 8, but fails to explicitly teach wherein the one or more patterns of utilization are associated with performance of a machine learning workload by one or more processing cores of the combination of processing cores. However, in the same field of endeavor, Alissa teaches the one or more patterns of utilization are associated with performance of a machine learning workload by one or more processing cores of the combination of processing cores (Alissa page 4, second to last paragraph). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kong, Liu and Vajapeyam by incorporating the teachings of Alissa. The motivation would be to justify the cooling of multiple processing cores even when the cooling increases power consumption from the thermal management system (Alissa page 4, second to last paragraph). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER KHONG whose telephone number is (571)270-7127. The examiner can normally be reached Mon-Fri 8am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles Rones can be reached at (571)272-4085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEXANDER KHONG/Primary Examiner, Art Unit 2168
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Prosecution Timeline

Show 2 earlier events
Feb 19, 2026
Interview Requested
Feb 25, 2026
Examiner Interview Summary
Feb 25, 2026
Applicant Interview (Telephonic)
Mar 31, 2026
Response Filed
Apr 29, 2026
Final Rejection mailed — §103
Aug 24, 2026
Request for Continued Examination
Aug 25, 2026
Response after Non-Final Action
Sep 04, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+27.8%)
2y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 657 resolved cases by this examiner. Grant probability derived from career allowance rate.

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